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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
351
DELISTED
Kellanova
K
$553K 0.06%
+9,214
New +$552K
VB icon
352
Vanguard Morningstar Small-Cap ETF
VB
$82.2B
$548K 0.06%
2,508
+124
+5% +$27.6K
ESGE icon
353
iShares ESG Aware MSCI EM ETF
ESGE
$6.95B
$547K 0.06%
13,202
-916
-6% -$39.1K
NVRO
354
DELISTED
NEVRO CORP.
NVRO
$547K 0.06%
+4,700
New +$615K
AMP icon
355
Ameriprise Financial
AMP
$49.1B
$546K 0.06%
+2,068
New +$541K
RSPH icon
356
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$826M
$544K 0.06%
18,260
+350
+2% +$10.8K
FDL icon
357
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.05B
$542K 0.06%
+16,558
New +$555K
TDOC icon
358
Teladoc Health
TDOC
$1.16B
$537K 0.06%
4,236
+561
+15% +$81.7K
CCI icon
359
Crown Castle
CCI
$31.9B
$536K 0.06%
3,094
+1
+0% +$193
RIO icon
360
Rio Tinto
RIO
$170B
$536K 0.06%
8,015
+15
+0.2% +$1.17K
QCLN icon
361
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$591M
$535K 0.06%
8,540
-1,304
-13% -$85.4K
IGV icon
362
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$530K 0.06%
6,640
-80
-1% -$6.53K
AEP icon
363
American Electric Power
AEP
$66.8B
$529K 0.06%
6,515
+525
+9% +$45.8K
NVR icon
364
NVR
NVR
$17B
$527K 0.06%
+110
New +$558K
IBB icon
365
iShares Biotechnology ETF
IBB
$10.8B
$526K 0.06%
3,252
+12
+0.4% +$2.02K
VLUE icon
366
iShares MSCI USA Value Factor ETF
VLUE
$9.77B
$517K 0.06%
5,133
-255
-5% -$26.5K
SCHV
367
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$513K 0.06%
22,806
– –
ARKW icon
368
ARK Web x.0 ETF
ARKW
$1.87B
$512K 0.06%
3,688
-117
-3% -$17.3K
ARKG icon
369
ARK Genomic Revolution ETF
ARKG
$1.96B
$509K 0.06%
6,814
+758
+13% +$63.6K
COF icon
370
Capital One
COF
$133B
$505K 0.05%
3,117
+505
+19% +$82.4K
CDW icon
371
CDW
CDW
$18.6B
$500K 0.05%
+2,748
New +$519K
BSCL
372
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$494K 0.05%
23,430
+2,836
+14% +$59.8K
IYW icon
373
iShares US Technology ETF
IYW
$25.6B
$493K 0.05%
4,866
+38
+0.8% +$3.96K
MAT icon
374
Mattel
MAT
$4.26B
$493K 0.05%
26,572
– –
BSCM
375
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$493K 0.05%
22,895
+2,798
+14% +$60.4K
13 14
15
16 17

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.