We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBD
351
DELISTED
Diebold Nixdorf Incorporated
DBD
$298K 0.05%
28,213
-1,870
-6% -$16.6K
CLM icon
352
Cornerstone Strategic Value Fund
CLM
$2.16B
$297K 0.05%
26,906
-933
-3% -$10.3K
RITM icon
353
Rithm Capital
RITM
$5.58B
$297K 0.05%
18,466
+7,518
+69% +$118K
GD icon
354
General Dynamics
GD
$103B
$295K 0.05%
1,675
-1,116
-40% -$200K
GLW icon
355
Corning
GLW
$107B
$294K 0.05%
10,086
-96
-0.9% -$2.79K
IWO icon
356
iShares Russell 2000 Growth ETF
IWO
$14.1B
$294K 0.05%
1,374
-285
-17% -$57.8K
IBB icon
357
iShares Biotechnology ETF
IBB
$9.45B
$293K 0.05%
2,430
-1,243
-34% -$139K
RTL
358
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$291K 0.05%
21,929
-279
-1% -$3.99K
DAL icon
359
Delta Air Lines
DAL
$56.7B
$290K 0.05%
+4,960
New +$278K
EMB icon
360
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$287K 0.05%
2,507
+271
+12% +$30.6K
VFC icon
361
VF Corp
VFC
$5.92B
$286K 0.05%
2,870
-37
-1% -$3.32K
JPC icon
362
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$283K 0.05%
27,052
+11,825
+78% +$120K
IDU icon
363
iShares US Utilities ETF
IDU
$1.37B
$281K 0.05%
+3,470
New +$277K
PMT
364
PennyMac Mortgage Investment
PMT
$845M
$280K 0.05%
12,580
+1,800
+17% +$40.7K
SONY icon
365
Sony
SONY
$137B
$279K 0.05%
+20,500
New +$256K
BLV icon
366
Vanguard Long-Term Bond ETF
BLV
$5.74B
$277K 0.05%
2,759
-522
-16% -$52.9K
VCIT icon
367
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$277K 0.05%
3,034
-1,317
-30% -$120K
FGD icon
368
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$276K 0.05%
+11,057
New +$265K
TY icon
369
TRI-Continental Corp
TY
$1.84B
$276K 0.05%
+9,780
New +$272K
VGT icon
370
Vanguard Information Technology ETF
VGT
$133B
$275K 0.05%
+9,000
New +$258K
JD icon
371
JD.com
JD
$43.5B
$273K 0.05%
+7,745
New +$250K
CAG icon
372
Conagra Brands
CAG
$7.42B
$272K 0.05%
7,944
-68
-0.8% -$1.97K
BYND icon
373
Beyond Meat
BYND
$274M
$270K 0.05%
+3,574
New +$331K
PAI
374
Western Asset Investment Grade Income Fund
PAI
$113M
$270K 0.05%
+17,400
New +$278K
MDB icon
375
MongoDB
MDB
$25.8B
$269K 0.05%
2,045
+115
+6% +$15.1K
13 14
15
16 17

Similar funds

AG
Avala Global New York $2.08B AUM 87.66% 1-Year Est. Return
TA
TruWealth Advisors Metairie, Louisiana $2.08B AUM 21.15% 1-Year Est. Return
ACP
Avantyr Capital Partners New York $2.08B AUM
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return
SW
SoFi Wealth San Francisco, California $2.08B AUM 18.22% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return

Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.