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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
326
Synopsys
SNPS
$84.8B
$601K 0.07%
+2,008
New +$610K
UTG icon
327
Reaves Utility Income Fund
UTG
$3.47B
$600K 0.07%
+18,305
New +$644K
FPEI icon
328
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.95B
$594K 0.06%
28,771
+4,643
+19% +$96.3K
SHY icon
329
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$590K 0.06%
6,845
– –
AMGN icon
330
Amgen
AMGN
$233B
$584K 0.06%
2,745
-15
-0.5% -$3.45K
ENB icon
331
Enbridge
ENB
$110B
$584K 0.06%
14,662
+1,527
+12% +$60.2K
GOF icon
332
Guggenheim Strategic Opportunities Fund
GOF
$2.13B
$584K 0.06%
30,502
+3,404
+13% +$72.5K
RDS.A
333
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$577K 0.06%
12,945
-2,037
-14% -$82.2K
SYK icon
334
Stryker
SYK
$126B
$575K 0.06%
2,180
-112
-5% -$29.9K
XIFR
335
XPLR Infrastructure LP
XIFR
$1.11B
$575K 0.06%
7,625
+322
+4% +$25.1K
SCHG icon
336
Schwab US Large-Cap Growth ETF
SCHG
$63.1B
$574K 0.06%
31,016
+3,512
+13% +$66.9K
CIM
337
Chimera Investment
CIM
$964M
$572K 0.06%
12,846
+325
+3% +$14.6K
TSM icon
338
TSMC
TSM
$2.18T
$572K 0.06%
5,125
+21
+0.4% +$2.46K
IYLD icon
339
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$569K 0.06%
23,745
+25
+0.1% +$606
ROKU icon
340
Roku
ROKU
$23.4B
$568K 0.06%
1,812
-27
-1% -$10.2K
IUSB icon
341
iShares Core Universal USD Bond ETF
IUSB
$43.6B
$567K 0.06%
10,652
+912
+9% +$49K
GNL icon
342
Global Net Lease
GNL
$2.12B
$562K 0.06%
35,065
+3,607
+11% +$63.4K
JAKK icon
343
Jakks Pacific
JAKK
$292M
$562K 0.06%
47,320
+3,640
+8% +$46K
FXD icon
344
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$267M
$561K 0.06%
9,483
+3,977
+72% +$243K
SPLK
345
DELISTED
Splunk Inc
SPLK
$558K 0.06%
3,855
+2,202
+133% +$320K
BTI icon
346
British American Tobacco
BTI
$121B
$557K 0.06%
+15,795
New +$593K
FGD icon
347
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.63B
$557K 0.06%
22,277
+41
+0.2% +$1.06K
DTRE icon
348
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.6M
$555K 0.06%
11,055
+944
+9% +$49.4K
QMCO icon
349
Quantum Corp
QMCO
$871M
$555K 0.06%
5,360
+4,132
+336% +$486K
SHW icon
350
Sherwin-Williams
SHW
$83.6B
$554K 0.06%
+1,981
New +$580K
12 13
14
15 16

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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.