KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
(+4.7%)
Cap. Flow
+$50.7M
Cap. Flow
% of AUM
5.51%
Top 10 Holdings %
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80
Avg Time Held Equity + Options
2.1
years
Top 10 Avg Time Held Equity + Options
3.1
years
Top 20 Avg Time Held Equity + Options
2.3
years
Avg Time Held Equity only
2.1
years
Top 10 Avg Time Held Equity only
3.1
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.06M |
| 2 |
ProShares Short S&P500
SH
|
+$2.16M |
| 3 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$2.12M |
| 4 |
Amazon
AMZN
|
+$1.99M |
| 5 |
Apple
AAPL
|
+$1.54M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Idexx Laboratories
IDXX
|
+$1.51M |
| 2 |
Adtran
ADTN
|
+$1.38M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$1.22M |
| 4 |
Vanguard Morningstar Value ETF
VTV
|
+$1.03M |
| 5 |
Vanguard Morningstar Small-Cap Value ETF
VBR
|
+$1.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 46.29% |
| 2 | Technology | 19.78% |
| 3 | Consumer Discretionary | 8.37% |
| 4 | Financials | 5.38% |
| 5 | Healthcare | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
Synopsys
SNPS
$92B
| $601K | 0.07% |
+2,008
| New | +$610K |
2021 Q3
0 quarters
|
|
327
Reaves Utility Income Fund
UTG
$3.26B
| $600K | 0.07% |
+18,305
| New | +$644K |
2021 Q3
0 quarters
|
|
328
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.86B
| $594K | 0.06% |
28,771
+4,643
| +19% | +$96.3K |
2021 Q1
2 quarters
|
|
329
iShares 1-3 Year Treasury Bond ETF
SHY
$26.8B
| $590K | 0.06% |
6,845
| – | – |
2019 Q4
7 quarters
|
|
330
Amgen
AMGN
$230B
| $584K | 0.06% |
2,745
-15
| -0.5% | -$3.45K |
2020 Q1
6 quarters
|
|
331
Enbridge
ENB
$106B
| $584K | 0.06% |
14,662
+1,527
| +12% | +$60.2K |
2018 Q1
14 quarters
|
|
332
Guggenheim Strategic Opportunities Fund
GOF
$1.94B
| $584K | 0.06% |
30,502
+3,404
| +13% | +$72.5K |
2020 Q1
6 quarters
|
|
|
RDS.A
333
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $577K | 0.06% |
12,945
-2,037
| -14% | -$82.2K |
2020 Q1
6 quarters
|
|
334
Stryker
SYK
$108B
| $575K | 0.06% |
2,180
-112
| -5% | -$29.9K |
2019 Q2
9 quarters
|
|
335
XPLR Infrastructure LP
XIFR
$933M
| $575K | 0.06% |
7,625
+322
| +4% | +$25.1K |
2020 Q4
3 quarters
|
|
336
Schwab US Large-Cap Growth ETF
SCHG
$64.1B
| $574K | 0.06% |
31,016
+3,512
| +13% | +$66.9K |
2021 Q1
2 quarters
|
|
337
Chimera Investment
CIM
$710M
| $572K | 0.06% |
12,846
+325
| +3% | +$14.6K |
2019 Q4
7 quarters
|
|
338
TSMC
TSM
$2.23T
| $572K | 0.06% |
5,125
+21
| +0.4% | +$2.46K |
2020 Q4
3 quarters
|
|
339
iShares Morningstar Multi-Asset Income ETF
IYLD
$124M
| $569K | 0.06% |
23,745
+25
| +0.1% | +$606 |
2018 Q3
12 quarters
|
|
340
Roku
ROKU
$22.7B
| $568K | 0.06% |
1,812
-27
| -1% | -$10.2K |
2020 Q3
4 quarters
|
|
341
iShares Core Universal USD Bond ETF
IUSB
$48.7B
| $567K | 0.06% |
10,652
+912
| +9% | +$49K |
2021 Q1
2 quarters
|
|
342
Global Net Lease
GNL
$1.74B
| $562K | 0.06% |
35,065
+3,607
| +11% | +$63.4K |
2020 Q4
3 quarters
|
|
343
Jakks Pacific
JAKK
$318M
| $562K | 0.06% |
47,320
+3,640
| +8% | +$46K |
2021 Q2
1 quarter
|
|
344
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$247M
| $561K | 0.06% |
9,483
+3,977
| +72% | +$243K |
2021 Q1
2 quarters
|
|
345
DELISTED
Splunk Inc
SPLK
| $558K | 0.06% |
3,855
+2,202
| +133% | +$320K |
2021 Q2
1 quarter
|
|
346
British American Tobacco
BTI
$122B
| $557K | 0.06% |
+15,795
| New | +$593K |
2021 Q3
0 quarters
|
|
347
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.56B
| $557K | 0.06% |
22,277
+41
| +0.2% | +$1.06K |
2019 Q4
7 quarters
|
|
348
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$13.8M
| $555K | 0.06% |
11,055
+944
| +9% | +$49.4K |
2021 Q1
2 quarters
|
|
349
Quantum Corp
QMCO
$940M
| $555K | 0.06% |
5,360
+4,132
| +336% | +$486K |
2020 Q4
3 quarters
|
|
350
Sherwin-Williams
SHW
$78.8B
| $554K | 0.06% |
+1,981
| New | +$580K |
2021 Q3
0 quarters
|
|
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Kovack Advisors's Q3 2021 Portfolio in Review
As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.
- Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
- Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
- Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
- Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
- Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
- Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.
Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.