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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$37.9M
Cap. Flow %
6.78%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 11.21%
2 Consumer Discretionary 6.39%
3 Financials 5.7%
4 Healthcare 4.64%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMY
326
First Trust Mortgage Income Fund
FMY
$48.9M
$350K 0.06%
25,000
+4,500
+22% +$62.8K
IUSG icon
327
iShares Core S&P US Growth ETF
IUSG
$30.4B
$350K 0.06%
5,180
+431
+9% +$27.9K
BDX icon
328
Becton Dickinson
BDX
$46.4B
$349K 0.06%
1,314
+282
+27% +$70.3K
CFR icon
329
Cullen/Frost Bankers
CFR
$10.5B
$348K 0.06%
3,556
-409
-10% -$38K
UBER icon
330
Uber
UBER
$145B
$344K 0.06%
+11,555
New +$343K
IFV icon
331
First Trust Dorsey Wright International Focus 5 ETF
IFV
$221M
$343K 0.06%
16,095
+4,250
+36% +$84.6K
IGV icon
332
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
$343K 0.06%
7,355
-105
-1% -$4.66K
AGNC icon
333
AGNC Investment
AGNC
$12.7B
$335K 0.06%
18,929
+42
+0.2% +$715
SOXX icon
334
iShares Semiconductor ETF
SOXX
$38.4B
$335K 0.06%
3,996
-177
-4% -$13.6K
OKE icon
335
Oneok
OKE
$56.7B
$331K 0.06%
4,374
+32
+0.7% +$2.29K
SSO icon
336
ProShares Ultra S&P500
SSO
$7.52B
$331K 0.06%
17,544
– –
CHD icon
337
Church & Dwight Co
CHD
$23.7B
$329K 0.06%
4,672
-142
-3% -$10.1K
RSPT icon
338
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$328K 0.06%
16,560
-340
-2% -$6.38K
TGE
339
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$327K 0.06%
+14,800
New +$284K
SPYG icon
340
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$322K 0.06%
7,681
-250
-3% -$10K
SPG icon
341
Simon Property Group
SPG
$76.4B
$321K 0.06%
+2,158
New +$324K
FBT icon
342
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$319K 0.06%
2,144
-10
-0.5% -$1.37K
EEM icon
343
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$317K 0.06%
7,072
+127
+2% +$5.45K
CRF
344
Cornerstone Total Return Fund
CRF
$1.13B
$312K 0.06%
28,976
+597
+2% +$6.37K
WDR
345
DELISTED
Waddell & Reed Financial, Inc.
WDR
$311K 0.06%
18,620
-636
-3% -$10.4K
ICE icon
346
Intercontinental Exchange
ICE
$87.2B
$309K 0.06%
3,337
+75
+2% +$6.96K
FIDU icon
347
Fidelity MSCI Industrials Index ETF
FIDU
$2.26B
$308K 0.06%
7,316
-145
-2% -$5.95K
AFL icon
348
Aflac
AFL
$65.5B
$305K 0.05%
5,769
-401
-6% -$21.3K
XLE icon
349
State Street Energy Select Sector SPDR ETF
XLE
$39B
$305K 0.05%
10,144
-10,144
-50% -$301K
BRSP
350
BrightSpire Capital
BRSP
$651M
$300K 0.05%
22,783
-10,883
-32% -$148K
12 13
14
15 16

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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $37.9M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.