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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
(-4.9%)
Cap. Flow
-$26.3M
Cap. Flow
% of AUM
-8.71%
Top 10 Holdings %
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67
Avg Time Held Equity + Options
5.1
quarters
Top 10 Avg Time Held Equity + Options
5.9
quarters
Top 20 Avg Time Held Equity + Options
5.4
quarters
Avg Time Held Equity only
5.3
quarters
Top 10 Avg Time Held Equity only
5.9
quarters
Top 20 Avg Time Held Equity only
5.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$1.15M |
| 2 |
Vanguard Morningstar Value ETF
VTV
|
+$1.02M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$997K |
| 4 |
Alibaba
BABA
|
+$975K |
| 5 |
Akamai
AKAM
|
+$963K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$9.26M |
| 2 |
International Bancshares
IBOC
|
+$2.43M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$2.05M |
| 4 |
Apple
AAPL
|
+$1.28M |
| 5 |
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
|
+$901K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.35% |
| 2 | Technology | 10.47% |
| 3 | Consumer Discretionary | 8.4% |
| 4 | Communication Services | 6.92% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
326
BlackRock Corporate High Yield Fund
HYT
$1.53B
| $137K | 0.05% |
+12,145
| New | +$135K |
2017 Q3
0 quarters
|
|
327
Madison Covered Call & Equity Strategy Fund
MCN
$112M
| $126K | 0.04% |
+16,035
| New | +$125K |
2017 Q3
0 quarters
|
|
328
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $125K | 0.04% |
13,400
-2,458
| -16% | -$22.7K |
2016 Q3
4 quarters
|
|
329
Gabelli Multimedia Trust
GGT
$190M
| $113K | 0.04% |
11,893
-438
| -4% | -$4.01K |
2017 Q2
1 quarter
|
|
|
UDF
330
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
| $92K | 0.03% |
25,807
-219
| -0.8% | -$781 |
2014 Q3
12 quarters
|
|
331
Banco Santander
SAN
$195B
| $87K | 0.03% |
13,024
+123
| +1% | +$785 |
2016 Q3
4 quarters
|
|
|
APRN
332
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
| $60K | 0.02% |
+61
| New | +$66.9K |
2017 Q3
0 quarters
|
|
|
RAD
333
DELISTED
Rite Aid Corporation
RAD
| $40K | 0.01% |
+1,025
| New | +$48.6K |
2017 Q3
0 quarters
|
|
334
DELISTED
Trevena, Inc.
TRVN
| $27K | 0.01% |
+17
| New | +$26.7K |
2017 Q3
0 quarters
|
|
335
Theriva Biologics
TOVX
$10.1M
| $19K | 0.01% |
+2
| New | +$11.6K |
2017 Q3
0 quarters
|
|
336
DELISTED
Stein Mart Inc
SMRT
| $16K | 0.01% |
12,517
| – | – |
2017 Q2
1 quarter
|
|
|
SDR
337
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
| $16K | 0.01% |
12,000
| – | – |
2017 Q2
1 quarter
|
|
338
CALL
Meta Platforms (Facebook)
META
$1.89T
| $8K | ﹤0.01% |
17
+5
| +42% | +$834 |
2015 Q1
10 quarters
|
|
339
CALL
Gilead Sciences
GILD
$187B
| $5K | ﹤0.01% |
+13
| New | +$994 |
2017 Q3
0 quarters
|
|
|
AGN
340
PUT
DELISTED
Allergan plc
AGN
| $5K | ﹤0.01% |
+5
| New | +$1.16K |
2017 Q3
0 quarters
|
|
|
341
PUT
Apple
AAPL
$4.98T
| $4K | ﹤0.01% |
+28
| New | +$1.09K |
2017 Q3
0 quarters
|
|
342
PUT
Walt Disney
DIS
$187B
| $3K | ﹤0.01% |
+8
| New | +$823 |
2017 Q3
0 quarters
|
|
343
CALL
FedEx
FDX
$69.2B
| $3K | ﹤0.01% |
2
| – | – |
2016 Q4
3 quarters
|
|
|
344
PUT
Gilead Sciences
GILD
$187B
| $2K | ﹤0.01% |
+10
| New | +$765 |
2017 Q3
0 quarters
|
|
345
CALL
Honeywell
HON
$66.4B
| $2K | ﹤0.01% |
1
| – | – |
2016 Q4
3 quarters
|
|
346
CALL
Cisco
CSCO
$455B
| $1K | ﹤0.01% |
+10
| New | +$318 |
2017 Q3
0 quarters
|
|
347
CALL
CVS Health
CVS
$112B
| $1K | ﹤0.01% |
5
-1
| -17% | -$79 |
2016 Q4
3 quarters
|
|
348
CALL
Freeport-McMoran
FCX
$105B
| $1K | ﹤0.01% |
5
| – | – |
2017 Q2
1 quarter
|
|
349
CALL
VanEck Gold Miners ETF
GDX
$26.6B
| $1K | ﹤0.01% |
+12
| New | +$277 |
2017 Q3
0 quarters
|
|
350
CALL
IBM
IBM
$214B
| $1K | ﹤0.01% |
+10
| New | +$1.39K |
2017 Q3
0 quarters
|
|
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Kovack Advisors's Q3 2017 Portfolio in Review
As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.
- Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
- Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
- Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
- Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
- Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
- Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
- Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.
Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.