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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
326
BlackRock Corporate High Yield Fund
HYT
$1.35B
$137K 0.05%
+12,145
New +$135K
MCN
327
Madison Covered Call & Equity Strategy Fund
MCN
$119M
$126K 0.04%
+16,035
New +$125K
EXG icon
328
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.05B
$125K 0.04%
13,400
-2,458
-16% -$22.7K
GGT
329
Gabelli Multimedia Trust
GGT
$172M
$113K 0.04%
11,893
-438
-4% -$4.01K
UDF
330
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$92K 0.03%
25,807
-219
-0.8% -$781
SAN icon
331
Banco Santander
SAN
$212B
$87K 0.03%
13,024
+123
+1% +$785
APRN
332
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$60K 0.02%
+61
New +$66.9K
RAD
333
DELISTED
Rite Aid Corporation
RAD
$40K 0.01%
+1,025
New +$48.6K
TRVN
334
DELISTED
Trevena, Inc.
TRVN
$27K 0.01%
+17
New +$26.7K
TOVX icon
335
Theriva Biologics
TOVX
$11.6M
$19K 0.01%
+2
New +$11.6K
SMRT
336
DELISTED
Stein Mart Inc
SMRT
$16K 0.01%
12,517
– –
SDR
337
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$16K 0.01%
12,000
– –
META icon
338
CALL
Meta Platforms (Facebook)
META
$1.45T
$8K ﹤0.01%
17
+5
+42% +$834
GILD icon
339
CALL
Gilead Sciences
GILD
$185B
$5K ﹤0.01%
+13
New +$994
AGN
340
PUT
DELISTED
Allergan plc
AGN
$5K ﹤0.01%
+5
New +$1.16K
AAPL icon
341
PUT
Apple
AAPL
$4.59T
$4K ﹤0.01%
+28
New +$1.09K
DIS icon
342
PUT
Walt Disney
DIS
$184B
$3K ﹤0.01%
+8
New +$823
FDX icon
343
CALL
FedEx
FDX
$78.4B
$3K ﹤0.01%
2
– –
GILD icon
344
PUT
Gilead Sciences
GILD
$185B
$2K ﹤0.01%
+10
New +$765
HON icon
345
CALL
Honeywell
HON
$69.9B
$2K ﹤0.01%
1
– –
CSCO icon
346
CALL
Cisco
CSCO
$442B
$1K ﹤0.01%
+10
New +$318
CVS icon
347
CALL
CVS Health
CVS
$119B
$1K ﹤0.01%
5
-1
-17% -$79
FCX icon
348
CALL
Freeport-McMoran
FCX
$113B
$1K ﹤0.01%
5
– –
GDX icon
349
CALL
VanEck Gold Miners ETF
GDX
$32.3B
$1K ﹤0.01%
+12
New +$277
IBM icon
350
CALL
IBM
IBM
$225B
$1K ﹤0.01%
+10
New +$1.39K
12 13
14
15 16

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NCMU
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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.