KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
Turnover
20.76%
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+9.37%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$1.04B
AUM Growth
+$115M
(+12%)
Cap. Flow
+$44.4M
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
25.87%
Holding
797
New
90
Increased
315
Reduced
262
Closed
88
Avg Time Held Equity + Options
2.2
years
Top 10 Avg Time Held Equity + Options
3.3
years
Top 20 Avg Time Held Equity + Options
2.5
years
Avg Time Held Equity only
2.2
years
Top 10 Avg Time Held Equity only
3.3
years
Top 20 Avg Time Held Equity only
2.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$54.3M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$7.25M |
| 3 |
iShares Core Dividend Growth ETF
DGRO
|
+$5.81M |
| 4 |
State Street SPDR S&P Semiconductor ETF
XSD
|
+$3.58M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$3.56M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$26.5M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$3.76M |
| 3 |
Global X ClimateTech ETF
CTEC
|
+$3.59M |
| 4 |
State Street SPDR S&P Kensho Clean Power ETF
CNRG
|
+$3.59M |
| 5 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$2.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 47.94% |
| 2 | Technology | 20.13% |
| 3 | Consumer Discretionary | 7.78% |
| 4 | Financials | 5.01% |
| 5 | Healthcare | 4.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Sprott Gold Miners ETF
SGDM
$613M
| $701K | 0.07% |
25,620
+20
| +0.1% | +$543 |
2020 Q2
6 quarters
|
|
302
State Street SPDR S&P Dividend ETF
SDY
$21.1B
| $699K | 0.07% |
5,412
+49
| +0.9% | +$6.1K |
2013 Q2
34 quarters
|
|
303
Compass Minerals
CMP
$932M
| $692K | 0.07% |
13,546
-10
| -0.1% | -$610 |
2020 Q3
5 quarters
|
|
304
Quantum Corp
QMCO
$940M
| $691K | 0.07% |
6,255
+895
| +17% | +$102K |
2020 Q4
4 quarters
|
|
305
American Express
AXP
$207B
| $683K | 0.07% |
4,174
+350
| +9% | +$59.7K |
2018 Q3
13 quarters
|
|
306
Southern Company
SO
$103B
| $680K | 0.07% |
9,921
-2,332
| -19% | -$149K |
2015 Q1
27 quarters
|
|
307
Duke Energy
DUK
$93.3B
| $677K | 0.07% |
6,453
-30
| -0.5% | -$3.04K |
2017 Q2
18 quarters
|
|
308
NVR
NVR
$15.3B
| $674K | 0.07% |
114
+4
| +4% | +$21.1K |
2021 Q3
1 quarter
|
|
309
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.86B
| $672K | 0.06% |
32,953
+4,182
| +15% | +$85.7K |
2021 Q1
3 quarters
|
|
310
iShares MSCI Global Sustainable Development Goals ETF
SDG
$160M
| $672K | 0.06% |
7,406
+477
| +7% | +$44.6K |
2021 Q3
1 quarter
|
|
311
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.58B
| $671K | 0.06% |
25,500
| – | – |
2020 Q3
5 quarters
|
|
312
Schwab US Large-Cap Value ETF
SCHV
$15.4B
| $668K | 0.06% |
27,354
+4,548
| +20% | +$108K |
2021 Q1
3 quarters
|
|
313
iShares Biotechnology ETF
IBB
$10.4B
| $666K | 0.06% |
4,366
+1,114
| +34% | +$172K |
2020 Q2
6 quarters
|
|
314
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$510M
| $665K | 0.06% |
9,784
+1,244
| +15% | +$89.7K |
2020 Q4
4 quarters
|
|
315
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$13.8M
| $659K | 0.06% |
12,130
+1,075
| +10% | +$56.9K |
2021 Q1
3 quarters
|
|
316
iShares MSCI EAFE Value ETF
EFV
$30.3B
| $658K | 0.06% |
13,050
-1,688
| -11% | -$86.2K |
2021 Q1
3 quarters
|
|
317
Arbor Realty Trust
ABR
$487M
| $655K | 0.06% |
35,738
+561
| +2% | +$10.5K |
2019 Q4
8 quarters
|
|
318
Vanguard Long-Term Bond ETF
BLV
$5.38B
| $654K | 0.06% |
6,352
+129
| +2% | +$13.3K |
2017 Q4
16 quarters
|
|
319
XPLR Infrastructure LP
XIFR
$933M
| $654K | 0.06% |
7,744
+119
| +2% | +$9.96K |
2020 Q4
4 quarters
|
|
320
PIMCO Dynamic Income Fund
PDI
$6.66B
| $653K | 0.06% |
+25,185
| New | +$658K |
2021 Q4
0 quarters
|
|
321
Reaves Utility Income Fund
UTG
$3.26B
| $650K | 0.06% |
18,510
+205
| +1% | +$6.91K |
2021 Q3
1 quarter
|
|
322
Crown Castle
CCI
$33.8B
| $646K | 0.06% |
3,097
+3
| +0.1% | +$554 |
2020 Q1
7 quarters
|
|
323
Oracle
ORCL
$396B
| $642K | 0.06% |
7,367
+386
| +6% | +$36.2K |
2014 Q3
29 quarters
|
|
324
AGNC Investment
AGNC
$10.2B
| $640K | 0.06% |
42,530
+18,993
| +81% | +$301K |
2016 Q4
20 quarters
|
|
325
British American Tobacco
BTI
$122B
| $639K | 0.06% |
17,068
+1,273
| +8% | +$45.2K |
2021 Q3
1 quarter
|
|
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Kovack Advisors's Q4 2021 Portfolio in Review
As of Q4 2021, Kovack Advisors held 797 positions worth $1.04B, up 12% from $920M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Kovack Advisors deployed $44.4M of net new capital in Q4 2021, opening 90 new positions and adding to 315 existing holdings. Its largest new stake was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 46% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $26.5M trimmed.
- Kovack Advisors's largest Q4 2021 buy was State Street SPDR S&P Semiconductor ETF: 15,718 shares worth $3.82M.
- Kovack Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $54.3M increase.
- Kovack Advisors's biggest Q4 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $26.5M.
- Kovack Advisors fully exited Global X ClimateTech ETF in Q4 2021, selling an estimated $3.59M.
- Kovack Advisors's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2021.
- Kovack Advisors opened 90 new positions and closed 88 in Q4 2021.
- Kovack Advisors's portfolio value rose 12% quarter-over-quarter to $1.04B.
Based on Kovack Advisors's 13F filing for Q4 2021, filed 18 Jan 2022.