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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
301
iShares Silver Trust
SLV
$33.8B
$653K 0.07%
31,806
+824
+3% +$18.5K
ABR icon
302
Arbor Realty Trust
ABR
$938M
$652K 0.07%
35,177
+3,610
+11% +$65.2K
NXPI icon
303
NXP Semiconductors
NXPI
$57B
$651K 0.07%
3,323
+2,307
+227% +$479K
AXON
304
Axon Enterprise
AXON
$49.7B
$649K 0.07%
3,706
-25
-0.7% -$4.54K
DE icon
305
Deere & Co
DE
$168B
$649K 0.07%
1,937
-11
-0.6% -$3.96K
SE icon
306
Sea Limited
SE
$72.5B
$645K 0.07%
2,023
-7
-0.3% -$2.15K
CIBR icon
307
First Trust NASDAQ Cybersecurity ETF
CIBR
$16B
$643K 0.07%
13,207
+2,006
+18% +$99.2K
BSJL
308
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$643K 0.07%
27,975
+2,604
+10% +$59.9K
AXP icon
309
American Express
AXP
$226B
$641K 0.07%
3,824
-279
-7% -$46.6K
BLV icon
310
Vanguard Long-Term Bond ETF
BLV
$5.76B
$637K 0.07%
6,223
+421
+7% +$44.2K
ZVRA icon
311
Zevra Therapeutics
ZVRA
$704M
$637K 0.07%
68,260
+7,881
+13% +$79.4K
SGDM icon
312
Sprott Gold Miners ETF
SGDM
$762M
$636K 0.07%
25,600
-1,000
-4% -$27.3K
NXTG icon
313
First Trust Indxx NextG ETF
NXTG
$566M
$634K 0.07%
8,314
+1,543
+23% +$120K
DUK icon
314
Duke Energy
DUK
$94.2B
$633K 0.07%
6,483
+80
+1% +$8.28K
SGEN
315
DELISTED
Seagen Inc. Common Stock
SGEN
$632K 0.07%
+3,724
New +$580K
SDY icon
316
State Street SPDR S&P Dividend ETF
SDY
$22B
$630K 0.07%
5,363
-141
-3% -$17.3K
WST icon
317
West Pharmaceutical
WST
$24.4B
$628K 0.07%
1,479
+92
+7% +$38.8K
AMLP icon
318
Alerian MLP ETF
AMLP
$13.4B
$616K 0.07%
18,473
+9,201
+99% +$307K
FDG icon
319
American Century Focused Dynamic Growth ETF
FDG
$420M
$613K 0.07%
7,478
-330
-4% -$27.6K
RSPT icon
320
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.99B
$612K 0.07%
21,220
-450
-2% -$13.4K
WPC icon
321
W.P. Carey
WPC
$16B
$611K 0.07%
8,539
– –
BSJM
322
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$609K 0.07%
26,191
+2,495
+11% +$58.1K
DAPR icon
323
FT Vest US Equity Deep Buffer ETF April
DAPR
$320M
$608K 0.07%
19,850
+1,850
+10% +$57K
ORCL icon
324
Oracle
ORCL
$438B
$608K 0.07%
6,981
-225
-3% -$19.9K
DOV icon
325
Dover
DOV
$27.2B
$606K 0.07%
3,899
+28
+0.7% +$4.64K
11 12
13
14 15

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OPAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.