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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+471.93%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$10.4M
Cap. Flow %
1.85%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 15.91%
2 Consumer Discretionary 8.57%
3 Healthcare 5.49%
4 Communication Services 4.51%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRF
301
Cornerstone Total Return Fund
CRF
$1.13B
$334K 0.06%
30,971
+8,949
+41% +$93.6K
FMY
302
First Trust Mortgage Income Fund
FMY
$48.9M
$334K 0.06%
24,550
-2,000
-8% -$27.3K
AEP icon
303
American Electric Power
AEP
$70.4B
$333K 0.06%
4,080
-1,987
-33% -$164K
DBD
304
DELISTED
Diebold Nixdorf Incorporated
DBD
$333K 0.06%
43,558
-2,600
-6% -$19.1K
BLV icon
305
Vanguard Long-Term Bond ETF
BLV
$5.74B
$332K 0.06%
2,970
+30
+1% +$3.42K
NQP
306
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$331K 0.06%
24,599
-15,300
-38% -$211K
SRLN icon
307
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$331K 0.06%
7,392
-2,208
-23% -$97.9K
FXL icon
308
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$328K 0.06%
3,610
-388
-10% -$34.2K
CCI icon
309
Crown Castle
CCI
$34.6B
$325K 0.06%
1,952
+298
+18% +$49.2K
IUSG icon
310
iShares Core S&P US Growth ETF
IUSG
$30.4B
$324K 0.06%
4,056
-13
-0.3% -$1.02K
UOCT icon
311
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
$324K 0.06%
12,478
-15,631
-56% -$399K
F icon
312
Ford
F
$60.9B
$322K 0.06%
48,383
-13,491
-22% -$91.4K
IRM icon
313
Iron Mountain
IRM
$35.9B
$322K 0.06%
+12,011
New +$342K
VEEV icon
314
Veeva Systems
VEEV
$33.8B
$322K 0.06%
1,146
-150
-12% -$39.5K
STAG icon
315
STAG Industrial
STAG
$7.5B
$320K 0.06%
10,500
-4,000
-28% -$126K
AXON
316
Axon Enterprise
AXON
$42.8B
$319K 0.06%
3,520
+255
+8% +$22.2K
JPC icon
317
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$318K 0.06%
37,427
+2,860
+8% +$24.6K
RDS.A
318
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$317K 0.06%
12,603
+2,407
+24% +$72.8K
EDV icon
319
Vanguard World Funds Extended Duration ETF
EDV
$3.26B
$314K 0.06%
+1,897
New +$320K
FISV
320
Fiserv Inc
FISV
$29.7B
$313K 0.06%
3,042
-78
-3% -$7.77K
GSK icon
321
GSK
GSK
$107B
$312K 0.06%
+6,630
New +$332K
PGR icon
322
Progressive
PGR
$128B
$312K 0.06%
3,294
-448
-12% -$40.3K
PLD icon
323
Prologis
PLD
$136B
$307K 0.05%
3,054
-28
-0.9% -$2.81K
DSL
324
PUT
DoubleLine Income Solutions Fund
DSL
$1.22B
$304K 0.05%
+18,978
New +$304K
RSG icon
325
Republic Services
RSG
$67.4B
$304K 0.05%
3,262
-621
-16% -$55.5K
11 12
13
14 15

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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.