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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$559M
AUM Growth
+$72M
(+15%)
Cap. Flow
+$38.2M
Cap. Flow
% of AUM
6.83%
Top 10 Holdings %
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.82M |
| 2 |
First Trust Senior Loan Fund ETF
FTSL
|
+$4.52M |
| 3 |
First Trust Value Line Dividend Fund
FVD
|
+$2.95M |
| 4 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$2.61M |
| 5 |
Schwab US Dividend Equity ETF
SCHD
|
+$2.57M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.32M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$3.09M |
| 3 |
CELG
Celgene Corp
CELG
|
+$1.69M |
| 4 |
Apple
AAPL
|
+$1.51M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$1.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.78% |
| 2 | Technology | 11.21% |
| 3 | Consumer Discretionary | 6.39% |
| 4 | Financials | 5.79% |
| 5 | Healthcare | 4.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
| $390K | 0.07% |
2,636
-310
| -11% | -$43.9K |
|
302
WEC Energy
WEC
$34.3B
| $389K | 0.07% |
4,220
+466
| +12% | +$42.5K |
|
303
Healthcare Realty
HR
$6.48B
| $388K | 0.07% |
12,830
+1,000
| +8% | +$29.9K |
|
304
iShares Silver Trust
SLV
$31.3B
| $388K | 0.07% |
23,267
+5,490
| +31% | +$88.9K |
|
305
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$5.08B
| $383K | 0.07% |
+11,259
| New | +$377K |
|
306
Invesco Bond Fund
VBF
$165M
| $383K | 0.07% |
+18,400
| New | +$369K |
|
|
NMFCL
307
DELISTED
New Mountain Finance Corporation 5.75% Notes due 2023
NMFCL
| $382K | 0.07% |
14,500
+5,500
| +61% | +$143K |
|
308
Citigroup
C
$233B
| $381K | 0.07% |
4,769
+173
| +4% | +$12.8K |
|
309
Rio Tinto
RIO
$163B
| $380K | 0.07% |
6,400
+795
| +14% | +$43.1K |
|
310
Energy Transfer Partners
ET
$74.2B
| $379K | 0.07% |
29,556
+14,407
| +95% | +$178K |
|
311
Lamb Weston
LW
$6.58B
| $379K | 0.07% |
4,402
+1
| +0% | +$81 |
|
312
Sherwin-Williams
SHW
$78.5B
| $379K | 0.07% |
+1,947
| New | +$371K |
|
313
Netflix
NFLX
$322B
| $377K | 0.07% |
11,640
-7,760
| -40% | -$230K |
|
314
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.14B
| $375K | 0.07% |
+14,711
| New | +$366K |
|
315
Wells Fargo
WFC
$273B
| $374K | 0.07% |
6,943
-820
| -11% | -$42.9K |
|
316
Plains All American Pipeline
PAA
$18.4B
| $370K | 0.07% |
+20,108
| New | +$369K |
|
317
Target
TGT
$70.8B
| $366K | 0.07% |
2,856
+237
| +9% | +$27.8K |
|
318
Intuitive Surgical
ISRG
$130B
| $364K | 0.07% |
1,851
-1,644
| -47% | -$308K |
|
|
MCI
319
Barings Corporate Investors
MCI
$402M
| $364K | 0.07% |
21,554
+113
| +0.5% | +$1.89K |
|
320
Schwab US TIPS ETF
SCHP
$15.9B
| $358K | 0.06% |
+12,650
| New | +$359K |
|
321
Arbor Realty Trust
ABR
$881M
| $356K | 0.06% |
+24,796
| New | +$352K |
|
322
Consolidated Edison
ED
$39.4B
| $356K | 0.06% |
3,940
+3
| +0.1% | +$269 |
|
323
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$117M
| $356K | 0.06% |
7,395
| – | – |
|
324
First Trust Dorsey Wright Focus 5 ETF
FV
$3.74B
| $355K | 0.06% |
+11,255
| New | +$341K |
|
325
Duke Energy
DUK
$93.1B
| $354K | 0.06% |
3,879
+797
| +26% | +$73.1K |
|
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Kovack Advisors's Q4 2019 Portfolio in Review
As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Kovack Advisors deployed $38.2M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, up from 52% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.
- Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
- Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
- Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
- Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
- Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
- Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.
Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.