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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
(-4.9%)
Cap. Flow
-$26.3M
Cap. Flow
% of AUM
-8.71%
Top 10 Holdings %
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67
Avg Time Held Equity + Options
5.1
quarters
Top 10 Avg Time Held Equity + Options
5.9
quarters
Top 20 Avg Time Held Equity + Options
5.4
quarters
Avg Time Held Equity only
5.3
quarters
Top 10 Avg Time Held Equity only
5.9
quarters
Top 20 Avg Time Held Equity only
5.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$1.15M |
| 2 |
Vanguard Morningstar Value ETF
VTV
|
+$1.02M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$997K |
| 4 |
Alibaba
BABA
|
+$975K |
| 5 |
Akamai
AKAM
|
+$963K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$9.26M |
| 2 |
International Bancshares
IBOC
|
+$2.43M |
| 3 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$2.05M |
| 4 |
Apple
AAPL
|
+$1.28M |
| 5 |
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
|
+$901K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.35% |
| 2 | Technology | 10.47% |
| 3 | Consumer Discretionary | 8.4% |
| 4 | Communication Services | 6.92% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Lumen Technologies, Inc. Common Stock
LUMN
$5.21B
| $216K | 0.07% |
11,447
+1,190
| +12% | +$25.1K |
2017 Q1
2 quarters
|
|
302
Dominion Energy
D
$54.9B
| $215K | 0.07% |
2,800
+1
| +0% | +$78 |
2017 Q2
1 quarter
|
|
303
Bank of New York Mellon
BNY
$96.9B
| $212K | 0.07% |
+3,994
| New | +$210K |
2017 Q3
0 quarters
|
|
304
Expedia Group
EXPE
$32.2B
| $212K | 0.07% |
+1,470
| New | +$218K |
2017 Q3
0 quarters
|
|
305
Under Armour Class C
UA
$2.06B
| $210K | 0.07% |
13,965
+3,991
| +40% | +$67.2K |
2017 Q1
2 quarters
|
|
|
MMP
306
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $210K | 0.07% |
2,956
-279
| -9% | -$19.3K |
2017 Q2
1 quarter
|
|
307
General Motors
GM
$72.3B
| $204K | 0.07% |
5,061
-957
| -16% | -$35K |
2017 Q2
1 quarter
|
|
308
Masco
MAS
$13.6B
| $204K | 0.07% |
5,237
| – | – |
2017 Q2
1 quarter
|
|
309
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$684M
| $203K | 0.07% |
5,480
-807
| -13% | -$28.8K |
2016 Q4
3 quarters
|
|
310
Pinnacle West Capital
PNW
$12.1B
| $200K | 0.07% |
2,369
| – | – |
2017 Q2
1 quarter
|
|
311
Calamos Convertible Opportunities and Income Fund
CHI
$966M
| $199K | 0.07% |
17,290
+222
| +1% | +$2.53K |
2016 Q3
4 quarters
|
|
312
Valley National Bancorp
VLY
$6.98B
| $197K | 0.07% |
16,345
+154
| +1% | +$1.77K |
2015 Q2
9 quarters
|
|
313
Chimera Investment
CIM
$733M
| $194K | 0.06% |
3,420
| – | – |
2016 Q4
3 quarters
|
|
314
Halozyme
HALO
$12.6B
| $191K | 0.06% |
10,994
-4,300
| -28% | -$58.2K |
2017 Q2
1 quarter
|
|
315
AES
AES
$10.7B
| $190K | 0.06% |
17,225
-1,000
| -5% | -$11.2K |
2015 Q1
10 quarters
|
|
316
New Mountain Finance
NMFC
$637M
| $190K | 0.06% |
13,357
| – | – |
2016 Q4
3 quarters
|
|
317
PIMCO Corporate & Income Opportunity Fund
PTY
$2.43B
| $177K | 0.06% |
+10,561
| New | +$176K |
2017 Q3
0 quarters
|
|
|
DSE
318
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
| $172K | 0.06% |
2,665
-585
| -18% | -$39.6K |
2017 Q2
1 quarter
|
|
319
Huntington Bancshares
HBAN
$31.1B
| $169K | 0.06% |
12,134
| – | – |
2016 Q3
4 quarters
|
|
320
DELISTED
MANNING & NAPIER, INC.
MN
| $165K | 0.05% |
41,667
+1,300
| +3% | +$4.97K |
2015 Q3
8 quarters
|
|
321
Opko Health
OPK
$1.03B
| $162K | 0.05% |
+23,543
| New | +$148K |
2017 Q3
0 quarters
|
|
322
Annaly Capital Management
NLY
$13.8B
| $159K | 0.05% |
3,253
+611
| +23% | +$29.9K |
2017 Q2
1 quarter
|
|
323
Invesco Senior Income Trust
VVR
$442M
| $158K | 0.05% |
35,153
+3,169
| +10% | +$14.2K |
2013 Q2
17 quarters
|
|
|
VER
324
DELISTED
VEREIT, Inc.
VER
| $150K | 0.05% |
3,620
-1,025
| -22% | -$43.2K |
2016 Q3
4 quarters
|
|
325
8x8 Inc
EGHT
$295M
| $143K | 0.05% |
+10,569
| New | +$144K |
2017 Q3
0 quarters
|
|
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Kovack Advisors's Q3 2017 Portfolio in Review
As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.
Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.
- Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
- Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
- Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
- Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
- Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
- Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
- Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.
Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.