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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
301
Lumen
LUMN
$6.33B
$216K 0.07%
11,447
+1,190
+12% +$25.1K
D icon
302
Dominion Energy
D
$58.5B
$215K 0.07%
2,800
+1
+0% +$78
BNY
303
Bank of New York Mellon
BNY
$110B
$212K 0.07%
+3,994
New +$210K
EXPE icon
304
Expedia Group
EXPE
$38.3B
$212K 0.07%
+1,470
New +$218K
UA icon
305
Under Armour Class C
UA
$2.13B
$210K 0.07%
13,965
+3,991
+40% +$67.2K
MMP
306
DELISTED
Magellan Midstream Partners, L.P.
MMP
$210K 0.07%
2,956
-279
-9% -$19.3K
GM icon
307
General Motors
GM
$75.6B
$204K 0.07%
5,061
-957
-16% -$35K
MAS icon
308
Masco
MAS
$14.4B
$204K 0.07%
5,237
– –
FXR icon
309
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$743M
$203K 0.07%
5,480
-807
-13% -$28.8K
PNW icon
310
Pinnacle West Capital
PNW
$11.9B
$200K 0.07%
2,369
– –
CHI
311
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$199K 0.07%
17,290
+222
+1% +$2.53K
VLY icon
312
Valley National Bancorp
VLY
$7.71B
$197K 0.07%
16,345
+154
+1% +$1.77K
CIM
313
Chimera Investment
CIM
$964M
$194K 0.06%
3,420
– –
HALO icon
314
Halozyme
HALO
$12.1B
$191K 0.06%
10,994
-4,300
-28% -$58.2K
AES icon
315
AES
AES
$10.5B
$190K 0.06%
17,225
-1,000
-5% -$11.2K
NMFC icon
316
New Mountain Finance
NMFC
$720M
$190K 0.06%
13,357
– –
PTY icon
317
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
$177K 0.06%
+10,561
New +$176K
DSE
318
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$172K 0.06%
2,665
-585
-18% -$39.6K
HBAN icon
319
Huntington Bancshares
HBAN
$34.1B
$169K 0.06%
12,134
– –
MN
320
DELISTED
MANNING & NAPIER, INC.
MN
$165K 0.05%
41,667
+1,300
+3% +$4.97K
OPK icon
321
Opko Health
OPK
$1.12B
$162K 0.05%
+23,543
New +$148K
NLY icon
322
Annaly Capital Management
NLY
$17.4B
$159K 0.05%
3,253
+611
+23% +$29.9K
VVR icon
323
Invesco Senior Income Trust
VVR
$448M
$158K 0.05%
35,153
+3,169
+10% +$14.2K
VER
324
DELISTED
VEREIT, Inc.
VER
$150K 0.05%
3,620
-1,025
-22% -$43.2K
EGHT icon
325
8x8 Inc
EGHT
$290M
$143K 0.05%
+10,569
New +$144K
11 12
13
14 15

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.