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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$920M
AUM Growth
+$41.6M
Cap. Flow
+$50.7M
Cap. Flow %
5.51%
Top 10 Hldgs %
21.24%
Holding
787
New
83
Increased
356
Reduced
204
Closed
80

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.06M
2
SH icon
ProShares Short S&P500
SH
+$2.16M
3
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$2.12M
4
AMZN icon
Amazon
AMZN
+$1.99M
5
AAPL icon
Apple
AAPL
+$1.54M

Top Sells

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$1.51M
2
ADTN icon
Adtran
ADTN
+$1.38M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.22M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.03M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$1.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.29%
2 Technology 19.78%
3 Consumer Discretionary 8.37%
4 Financials 5.38%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
276
Blackstone Mortgage Trust
BXMT
$2.33B
$752K 0.08%
24,809
-439
-2% -$13.9K
XLU icon
277
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$752K 0.08%
23,556
+4,972
+27% +$166K
EFV icon
278
iShares MSCI EAFE Value ETF
EFV
$31.6B
$749K 0.08%
14,738
+2,151
+17% +$111K
IDRV icon
279
iShares Self-Driving EV and Tech ETF
IDRV
$137M
$748K 0.08%
15,543
+6,798
+78% +$336K
MO icon
280
Altria Group
MO
$113B
$743K 0.08%
16,331
+479
+3% +$23.1K
DFAC icon
281
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$739K 0.08%
27,802
-192
-0.7% -$5.22K
IYH icon
282
iShares US Healthcare ETF
IYH
$3.76B
$739K 0.08%
13,390
+845
+7% +$48.3K
SCHW
283
Charles Schwab
SCHW
$187B
$732K 0.08%
+10,048
New +$718K
RTL
284
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$725K 0.08%
90,196
+6,470
+8% +$54.6K
APO icon
285
Apollo Global Management
APO
$78.8B
$718K 0.08%
11,663
+531
+5% +$31.9K
SBGI icon
286
Sinclair Inc
SBGI
$1.01B
$717K 0.08%
22,620
+2,733
+14% +$80.4K
ADP icon
287
Automatic Data Processing
ADP
$113B
$714K 0.08%
3,569
+2,517
+239% +$518K
MTUM icon
288
iShares MSCI USA Momentum Factor ETF
MTUM
$24.7B
$709K 0.08%
4,037
-624
-13% -$111K
CLM icon
289
Cornerstone Strategic Value Fund
CLM
$2.08B
$707K 0.08%
56,115
-7,533
-12% -$91.9K
MMP
290
DELISTED
Magellan Midstream Partners, L.P.
MMP
$702K 0.08%
15,394
-94
-0.6% -$4.47K
XLP icon
291
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$701K 0.08%
10,178
+230
+2% +$16.4K
CEF icon
292
Sprott Physical Gold and Silver Trust
CEF
$8.31B
$688K 0.07%
40,178
+15,117
+60% +$273K
ITW icon
293
Illinois Tool Works
ITW
$80.2B
$677K 0.07%
3,274
+642
+24% +$145K
PCI
294
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$677K 0.07%
32,059
+3,040
+10% +$67K
CVS icon
295
CVS Health
CVS
$119B
$675K 0.07%
7,951
-33
-0.4% -$2.76K
TDTT icon
296
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.54B
$671K 0.07%
25,500
– –
C icon
297
Citigroup
C
$223B
$668K 0.07%
9,522
+47
+0.5% +$3.29K
SDG icon
298
iShares MSCI Global Sustainable Development Goals ETF
SDG
$179M
$666K 0.07%
+6,929
New +$681K
TROW icon
299
T. Rowe Price
TROW
$24B
$666K 0.07%
3,388
+1,599
+89% +$337K
JPST icon
300
JPMorgan Ultra-Short Income ETF
JPST
$40.8B
$664K 0.07%
13,088
+5,245
+67% +$266K
10 11
12
13 14

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Kovack Advisors held 787 positions worth $920M, up 4.7% from $879M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $50.7M of net new capital in Q3 2021, opening 83 new positions and adding to 356 existing holdings. Its largest new stake was ProShares Short S&P500: 36,318 shares worth $2.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, down from 48% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Idexx Laboratories, an estimated $1.51M trimmed.

  • Kovack Advisors's largest Q3 2021 buy was ProShares Short S&P500: 36,318 shares worth $2.21M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $8.06M increase.
  • Kovack Advisors's biggest Q3 2021 reduction was Idexx Laboratories, cutting an estimated $1.51M.
  • Kovack Advisors fully exited abrdn Physical Precious Metals Basket Shares ETF in Q3 2021, selling an estimated $839K.
  • Kovack Advisors's ten largest holdings make up 21% of its $920M portfolio in Q3 2021.
  • Kovack Advisors opened 83 new positions and closed 80 in Q3 2021.
  • Kovack Advisors's portfolio value rose 4.7% quarter-over-quarter to $920M.

Based on Kovack Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.