We are live on ! Find out more
KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+4.79%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$769M
AUM Growth
+$74.7M
Cap. Flow
+$52M
Cap. Flow %
6.75%
Top 10 Hldgs %
20.76%
Holding
737
New
108
Increased
292
Reduced
197
Closed
94

Top Buys

Rank Stock Value
1
CNRG icon
State Street SPDR S&P Kensho Clean Power ETF
CNRG
+$5.59M
2
CTEC icon
Global X ClimateTech ETF
CTEC
+$5.56M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$4.5M
4
BALL icon
Ball Corp
BALL
+$3.74M
5
VT icon
Vanguard Total World Stock ETF
VT
+$3.17M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.61M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.99M
3
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$3.87M
4
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3.13M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.77%
2 Technology 18.16%
3 Consumer Discretionary 8.41%
4 Financials 5.54%
5 Healthcare 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
276
Duke Energy
DUK
$94.2B
$583K 0.08%
6,042
+1,205
+25% +$110K
SBGI icon
277
Sinclair Inc
SBGI
$1.01B
$582K 0.08%
19,877
– –
ISCG icon
278
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
$573K 0.07%
11,448
+228
+2% +$12.2K
ZTS icon
279
Zoetis
ZTS
$31B
$573K 0.07%
3,638
+185
+5% +$29.3K
RDS.A
280
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$569K 0.07%
14,515
+2,993
+26% +$120K
ROKU icon
281
Roku
ROKU
$23.2B
$560K 0.07%
1,719
+160
+10% +$62.7K
SDY icon
282
State Street SPDR S&P Dividend ETF
SDY
$22B
$556K 0.07%
4,708
-1,499
-24% -$168K
MAT icon
283
Mattel
MAT
$4.26B
$554K 0.07%
27,822
– –
UIS icon
284
Unisys
UIS
$198M
$554K 0.07%
21,775
-84,900
-80% -$2.1M
RELL icon
285
Richardson Electronics
RELL
$267M
$552K 0.07%
86,700
-7,950
-8% -$50.5K
FDG icon
286
American Century Focused Dynamic Growth ETF
FDG
$420M
$550K 0.07%
7,442
+260
+4% +$19.7K
DBD
287
DELISTED
Diebold Nixdorf Incorporated
DBD
$549K 0.07%
38,858
-250
-0.6% -$3.44K
ITW icon
288
Illinois Tool Works
ITW
$80.2B
$547K 0.07%
2,471
+244
+11% +$50.7K
VMBS icon
289
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$542K 0.07%
10,156
+1,965
+24% +$106K
AXP icon
290
American Express
AXP
$226B
$540K 0.07%
3,820
+126
+3% +$16.6K
CLM icon
291
Cornerstone Strategic Value Fund
CLM
$2.08B
$538K 0.07%
40,553
+2,400
+6% +$30.5K
BSJL
292
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$536K 0.07%
+23,259
New +$537K
UNP icon
293
Union Pacific
UNP
$183B
$534K 0.07%
2,422
+396
+20% +$83.1K
BSJM
294
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$534K 0.07%
+22,864
New +$532K
APO icon
295
Apollo Global Management
APO
$78.8B
$531K 0.07%
11,300
-2,092
-16% -$102K
SYK icon
296
Stryker
SYK
$124B
$528K 0.07%
2,167
-1,032
-32% -$247K
TDTT icon
297
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.54B
$526K 0.07%
19,937
– –
AXON
298
Axon Enterprise
AXON
$49.7B
$524K 0.07%
3,681
-291
-7% -$45.4K
SNAP icon
299
Snap
SNAP
$9.01B
$522K 0.07%
9,975
+190
+2% +$10.9K
PPA icon
300
Invesco Aerospace & Defense ETF
PPA
$8.16B
$520K 0.07%
7,152
+363
+5% +$25.1K
10 11
12
13 14

Similar funds

TA
Tectonic Advisors Frisco, Texas $2.08B AUM 16.31% 1-Year Est. Return
NCMU
NAYA Capital Management (UK) London, United Kingdom $2.08B AUM 63.16% 1-Year Est. Return
ICM
Irenic Capital Management New York $2.08B AUM 19.87% 1-Year Est. Return
CAM
Cidel Asset Management Toronto, Ontario, Ontario, Canada $2.08B AUM 24.89% 1-Year Est. Return
TFS
Thoroughbred Financial Services Brentwood, Tennessee $2.08B AUM 54.89% 1-Year Est. Return
OPAM
Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return
WFMPM
Woodley Farra Manion Portfolio Management Indianapolis, Indiana $2.08B AUM 14.48% 1-Year Est. Return
OAM
Ostrum Asset Management Paris, France $2.08B AUM 40.17% 1-Year Est. Return

Kovack Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Kovack Advisors held 737 positions worth $769M, up 11% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Kovack Advisors deployed $52M of net new capital in Q1 2021, opening 108 new positions and adding to 292 existing holdings. Its largest new stake was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $9.61M trimmed.

  • Kovack Advisors's largest Q1 2021 buy was State Street SPDR S&P Kensho Clean Power ETF: 44,639 shares worth $5.09M.
  • Kovack Advisors added most to Schwab US Dividend Equity ETF in Q1 2021, an estimated $4.5M increase.
  • Kovack Advisors's biggest Q1 2021 reduction was iShares Core Dividend Growth ETF, cutting an estimated $9.61M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q1 2021, selling an estimated $3.13M.
  • Kovack Advisors's ten largest holdings make up 21% of its $769M portfolio in Q1 2021.
  • Kovack Advisors opened 108 new positions and closed 94 in Q1 2021.
  • Kovack Advisors's portfolio value rose 11% quarter-over-quarter to $769M.

Based on Kovack Advisors's 13F filing for Q1 2021, filed 4 May 2021.