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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+14.27%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$695M
AUM Growth
+$133M
Cap. Flow
+$65.1M
Cap. Flow %
9.37%
Top 10 Hldgs %
23.4%
Holding
683
New
144
Increased
251
Reduced
181
Closed
54

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.36M
2
ADTN icon
Adtran
ADTN
+$3.14M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$3M
4
AAOI icon
Applied Optoelectronics
AAOI
+$2.42M
5
ARAY icon
Accuray
ARAY
+$2.11M

Top Sells

Rank Stock Value
1
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.92M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.87M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$943K
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$897K

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.2%
2 Technology 18.7%
3 Consumer Discretionary 8.35%
4 Healthcare 5.52%
5 Financials 5.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
276
Corning
GLW
$127B
$504K 0.07%
13,995
+393
+3% +$14K
HUBS icon
277
HubSpot
HUBS
$11.4B
$498K 0.07%
1,255
+15
+1% +$5.26K
VWO icon
278
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$491K 0.07%
9,797
+755
+8% +$35.5K
IBM icon
279
IBM
IBM
$225B
$490K 0.07%
4,073
+534
+15% +$61.7K
SNAP icon
280
Snap
SNAP
$9.67B
$490K 0.07%
9,785
-500
-5% -$20.8K
AXON
281
Axon Enterprise
AXON
$36.8B
$487K 0.07%
3,972
+452
+13% +$51.8K
MAT icon
282
Mattel
MAT
$3.82B
$485K 0.07%
27,822
-1,800
-6% -$26.5K
ETP.PRD
283
DELISTED
Energy Transfer Operating, L.P. 7.625% Series D Fixed-to-Floating Rate Cumulative Redeemable Perpetu
ETP.PRD
$484K 0.07%
+22,732
New +$462K
GOF icon
284
Guggenheim Strategic Opportunities Fund
GOF
$1.93B
$483K 0.07%
24,880
+220
+0.9% +$4.05K
BIDU icon
285
Baidu
BIDU
$30.7B
$475K 0.07%
2,195
+463
+27% +$68.8K
HDV
286
iShares Core High Dividend ETF
HDV
$15.3B
$470K 0.07%
26,815
-4,320
-14% -$73.2K
PGF icon
287
Invesco Financial Preferred ETF
PGF
$644M
$468K 0.07%
24,352
+2,916
+14% +$55.4K
IBB icon
288
iShares Biotechnology ETF
IBB
$10.5B
$465K 0.07%
3,069
+334
+12% +$47.7K
FDX icon
289
FedEx
FDX
$72.8B
$463K 0.07%
1,783
+302
+20% +$83.6K
RING icon
290
iShares MSCI Global Gold Miners ETF
RING
$2.44B
$462K 0.07%
15,482
+4,640
+43% +$144K
PPA icon
291
Invesco Aerospace & Defense ETF
PPA
$7.65B
$461K 0.07%
6,789
-731
-10% -$45.4K
BPYPP
292
Brookfield Property Partners LP 6.50% Class A Cumulative Redeemable Perpetual Preferred Units
BPYPP
$118M
$455K 0.07%
+19,427
New +$441K
HYS icon
293
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$455K 0.07%
4,634
-118
-2% -$11.3K
ITW icon
294
Illinois Tool Works
ITW
$76.5B
$454K 0.07%
2,227
-470
-17% -$96K
KMB icon
295
Kimberly-Clark
KMB
$32.7B
$454K 0.07%
3,369
+48
+1% +$6.72K
EGY icon
296
Vaalco Energy
EGY
$652M
$452K 0.07%
+255,500
New +$328K
O icon
297
Realty Income
O
$54.1B
$450K 0.06%
7,469
+2
+0% +$118
ABR icon
298
Arbor Realty Trust
ABR
$841M
$447K 0.06%
31,501
-1,321
-4% -$17.1K
AXP icon
299
American Express
AXP
$212B
$447K 0.06%
3,694
-158
-4% -$17.5K
RELL icon
300
Richardson Electronics
RELL
$250M
$446K 0.06%
+94,650
New +$424K
10 11
12
13 14

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OPAM
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Kovack Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Kovack Advisors held 683 positions worth $695M, up 24% from $562M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Kovack Advisors deployed $65.1M of net new capital in Q4 2020, opening 144 new positions and adding to 251 existing holdings. Its largest new stake was Adtran: 247,300 shares worth $3.65M.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, down from 50% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.1M trimmed.

  • Kovack Advisors's largest Q4 2020 buy was Adtran: 247,300 shares worth $3.65M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2020, an estimated $5.36M increase.
  • Kovack Advisors's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.1M.
  • Kovack Advisors fully exited VanEck Morningstar Wide Moat ETF in Q4 2020, selling an estimated $6.92M.
  • Kovack Advisors's ten largest holdings make up 23% of its $695M portfolio in Q4 2020.
  • Kovack Advisors opened 144 new positions and closed 54 in Q4 2020.
  • Kovack Advisors's portfolio value rose 24% quarter-over-quarter to $695M.

Based on Kovack Advisors's 13F filing for Q4 2020, filed 14 Jan 2021.