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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
276
Home BancShares
HOMB
$5.94B
– –
-9,668
Closed -$201K
IFV icon
277
First Trust Dorsey Wright International Focus 5 ETF
IFV
$238M
– –
-10,740
Closed -$188K
JNUG icon
278
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$687M
– –
-610
Closed -$2.13M
LUV icon
279
Southwest Airlines
LUV
$19.5B
– –
-8,530
Closed -$332K
MBOT icon
280
Microbot Medical
MBOT
$101M
– –
-83
Closed -$15K
MUA icon
281
BlackRock MuniAssets Fund
MUA
$669M
– –
-10,446
Closed -$161K
MUX icon
282
CALL
McEwen Inc
MUX
$1.33B
– –
-10
Closed -$1K
MUX icon
283
McEwen Inc
MUX
$1.33B
– –
-32,283
Closed -$1.19M
NEE icon
284
NextEra Energy
NEE
$174B
– –
-8,304
Closed -$254K
NLY icon
285
Annaly Capital Management
NLY
$17.4B
– –
-2,849
Closed -$120K
NOBL icon
286
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-8,380
Closed -$228K
NUGT icon
287
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.52B
– –
-3,199
Closed -$1.21M
PDP icon
288
Invesco Dorsey Wright Momentum ETF
PDP
$1.48B
– –
-8,700
Closed -$369K
PGX icon
289
Invesco Preferred ETF
PGX
$3.74B
– –
-62,702
Closed -$949K
PSQ icon
290
ProShares Short QQQ
PSQ
$594M
– –
-1,359
Closed -$323K
PYPL icon
291
PayPal
PYPL
$52.6B
– –
-4,931
Closed -$202K
QQQ icon
292
Invesco QQQ Trust
QQQ
$493B
– –
-6,128
Closed -$728K
RCS
293
PIMCO Strategic Income Fund
RCS
$249M
– –
-22,650
Closed -$228K
RFG icon
294
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$352M
– –
-10,925
Closed -$272K
RPG icon
295
Invesco S&P 500 Pure Growth ETF
RPG
$1.96B
– –
-37,065
Closed -$624K
RPV icon
296
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
– –
-6,588
Closed -$348K
RSPS icon
297
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$251M
– –
-317,280
Closed -$7.77M
RZV icon
298
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
– –
-5,328
Closed -$335K
SH icon
299
ProShares Short S&P500
SH
$824M
– –
-1,439
Closed -$219K
SMDV icon
300
ProShares Russell 2000 Dividend Growers ETF
SMDV
$746M
– –
-7,627
Closed -$364K
9 10 11
12
13

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ICM
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.