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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67
Avg Time Held Equity + Options
4.4 quarters
Top 10 Avg Time Held Equity + Options
3.8 quarters
Top 20 Avg Time Held Equity + Options
3.3 quarters
Avg Time Held Equity only
4.6 quarters
Top 10 Avg Time Held Equity only
3.8 quarters
Top 20 Avg Time Held Equity only
3.3 quarters

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ icon
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HOMB icon
276
Home BancShares
HOMB
$5.73B
– –
-9,668
Closed -$201K –
IFV icon
277
First Trust Dorsey Wright International Focus 5 ETF
IFV
$211M
– –
-10,740
Closed -$188K –
JNUG icon
278
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$406M
– –
-610
Closed -$2.13M –
LUV icon
279
Southwest Airlines
LUV
$20.1B
– –
-8,530
Closed -$332K –
MBOT icon
280
Microbot Medical
MBOT
$69.9M
– –
-83
Closed -$15K –
MUA icon
281
BlackRock MuniAssets Fund
MUA
$621M
– –
-10,446
Closed -$161K –
MUX icon
282
CALL
McEwen Inc
MUX
$1.07B
– –
-10
Closed -$1K –
MUX icon
283
McEwen Inc
MUX
$1.07B
– –
-32,283
Closed -$1.19M –
NEE icon
284
NextEra Energy
NEE
$163B
– –
-8,304
Closed -$254K –
NLY icon
285
Annaly Capital Management
NLY
$13.8B
– –
-2,849
Closed -$120K –
NOBL icon
286
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.3B
– –
-8,380
Closed -$228K –
NUGT icon
287
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.02B
– –
-3,199
Closed -$1.21M –
PDP icon
288
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
– –
-8,700
Closed -$369K –
PGX icon
289
Invesco Preferred ETF
PGX
$3.6B
– –
-62,702
Closed -$949K –
PSQ icon
290
ProShares Short QQQ
PSQ
$565M
– –
-1,359
Closed -$323K –
PYPL icon
291
PayPal
PYPL
$47.9B
– –
-4,931
Closed -$202K –
QQQ icon
292
Invesco QQQ Trust
QQQ
$499B
– –
-6,128
Closed -$728K –
RCS icon
293
PIMCO Strategic Income Fund
RCS
$239M
– –
-22,650
Closed -$228K –
RFG icon
294
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$335M
– –
-10,925
Closed -$272K –
RPG icon
295
Invesco S&P 500 Pure Growth ETF
RPG
$1.92B
– –
-37,065
Closed -$624K –
RPV icon
296
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
– –
-6,588
Closed -$348K –
RSPS icon
297
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$443M
– –
-317,280
Closed -$7.77M –
RZV icon
298
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$278M
– –
-5,328
Closed -$335K –
SH icon
299
ProShares Short S&P500
SH
$973M
– –
-1,439
Closed -$219K –
SMDV icon
300
ProShares S&P SmallCap 600 Dividend Aristocrats ETF
SMDV
$655M
– –
-7,627
Closed -$364K –
9 10 11
12
13

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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.