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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+8.83%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$562M
AUM Growth
+$48.3M
Cap. Flow
+$11.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
24.74%
Holding
592
New
87
Increased
222
Reduced
168
Closed
53

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.33M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$1.64M
4
MCD icon
McDonald's
MCD
+$1.47M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.39M

Top Sells

Rank Stock Value
1
XAR icon
State Street SPDR S&P Aerospace & Defense ETF
XAR
+$3.08M
2
TSLA icon
Tesla
TSLA
+$2.84M
3
CIM.PRC
Chimera Investment Corp 7.75% Series C Preferred Stock
CIM.PRC
+$2.8M
4
MSFT icon
Microsoft
MSFT
+$1.71M
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$1.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.92%
2 Technology 15.91%
3 Consumer Discretionary 8.57%
4 Healthcare 5.49%
5 Financials 4.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
251
Realty Income
O
$54.2B
$440K 0.08%
7,467
+31
+0.4% +$1.83K
VBR icon
252
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.4B
$439K 0.08%
3,972
+965
+32% +$108K
VRTX icon
253
Vertex Pharmaceuticals
VRTX
$131B
$439K 0.08%
1,614
+136
+9% +$37.5K
HRL icon
254
Hormel Foods
HRL
$11.4B
$437K 0.08%
8,937
+339
+4% +$17K
GOF icon
255
Guggenheim Strategic Opportunities Fund
GOF
$1.92B
$434K 0.08%
24,660
+5,514
+29% +$97.3K
GSLC icon
256
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.1B
$430K 0.08%
6,313
– –
DUK icon
257
Duke Energy
DUK
$92.4B
$427K 0.08%
4,819
+483
+11% +$39.8K
BRG
258
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$427K 0.08%
56,308
+28,163
+100% +$210K
JRO
259
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$424K 0.08%
51,704
-26,291
-34% -$212K
GE icon
260
GE Aerospace
GE
$325B
$423K 0.08%
13,612
+403
+3% +$13.1K
VMBS icon
261
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$422K 0.08%
7,779
+853
+12% +$46.4K
PPA icon
262
Invesco Aerospace & Defense ETF
PPA
$7.64B
$419K 0.07%
7,520
+650
+9% +$36.7K
OBDC icon
263
Blue Owl Capital
OBDC
$5.6B
$416K 0.07%
34,500
+1,800
+6% +$22.1K
WDAY icon
264
Workday
WDAY
$48B
$415K 0.07%
1,927
-1,513
-44% -$299K
VRP icon
265
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$414K 0.07%
16,820
-100
-0.6% -$2.45K
IBM icon
266
IBM
IBM
$224B
$412K 0.07%
3,539
+120
+4% +$14.1K
ENB icon
267
Enbridge
ENB
$106B
$411K 0.07%
14,087
-770
-5% -$24.2K
FSKR
268
DELISTED
FS KKR Capital Corp. II
FSKR
$411K 0.07%
27,948
+15,135
+118% +$216K
TDY icon
269
Teledyne Technologies
TDY
$27.9B
$410K 0.07%
1,321
– –
PGF icon
270
Invesco Financial Preferred ETF
PGF
$644M
$402K 0.07%
+21,436
New +$398K
FTNT icon
271
Fortinet
FTNT
$127B
$400K 0.07%
16,960
-4,820
-22% -$124K
APTS
272
DELISTED
Preferred Apartment Communities, Inc.
APTS
$400K 0.07%
74,074
+18,207
+33% +$124K
PAYC icon
273
Paycom
PAYC
$10.2B
$393K 0.07%
1,262
-151
-11% -$44.1K
VWO icon
274
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$391K 0.07%
9,042
+409
+5% +$17.8K
SE icon
275
Sea Limited
SE
$62B
$390K 0.07%
2,530
+405
+19% +$54.7K
9 10
11
12 13

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Kovack Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Kovack Advisors held 592 positions worth $562M, up 9.4% from $514M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Kovack Advisors's Q3 2020 filing shows 87 new, 222 increased, 168 reduced and 53 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M. The largest sale was State Street SPDR S&P Aerospace & Defense ETF, an estimated $3.08M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 51% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Kovack Advisors's largest Q3 2020 buy was Fidelity Nasdaq Composite Index ETF: 52,010 shares worth $2.26M.
  • Kovack Advisors added most to Apple in Q3 2020, an estimated $2.33M increase.
  • Kovack Advisors's biggest Q3 2020 reduction was State Street SPDR S&P Aerospace & Defense ETF, cutting an estimated $3.08M.
  • Kovack Advisors fully exited Chimera Investment Corp 7.75% Series C Preferred Stock in Q3 2020, selling an estimated $2.8M.
  • Kovack Advisors's ten largest holdings make up 25% of its $562M portfolio in Q3 2020.
  • Kovack Advisors opened 87 new positions and closed 53 in Q3 2020.
  • Kovack Advisors's portfolio value rose 9.4% quarter-over-quarter to $562M.

Based on Kovack Advisors's 13F filing for Q3 2020, filed 2 Nov 2020.