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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
251
PUT
Procter & Gamble
PG
$333B
$2K ﹤0.01%
4
– –
BA icon
252
PUT
Boeing
BA
$166B
$1K ﹤0.01%
+4
New +$584
HON icon
253
CALL
Honeywell
HON
$69.9B
$1K ﹤0.01%
+1
New +$102
JPM icon
254
CALL
JPMorgan Chase
JPM
$942B
$1K ﹤0.01%
+1
New +$76
MSFT icon
255
CALL
Microsoft
MSFT
$3.75T
$1K ﹤0.01%
3
-4
-57% -$241
MSFT icon
256
PUT
Microsoft
MSFT
$3.75T
$1K ﹤0.01%
+3
New +$180
PEP icon
257
PUT
PepsiCo
PEP
$191B
$1K ﹤0.01%
7
– –
T icon
258
CALL
AT&T
T
$174B
$1K ﹤0.01%
+4
New +$118
UAA icon
259
CALL
Under Armour
UAA
$2.18B
$1K ﹤0.01%
6
– –
ACN icon
260
Accenture
ACN
$115B
– –
-5,271
Closed -$644K
AWK icon
261
American Water Works
AWK
$27.2B
– –
-4,908
Closed -$367K
BRK.B icon
262
Berkshire Hathaway Class B
BRK.B
$1.08T
– –
-6,025
Closed -$870K
CAT icon
263
CALL
Caterpillar
CAT
$376B
– –
-3,972
Closed -$353K
CRM icon
264
Salesforce
CRM
$206B
– –
-5,883
Closed -$420K
DHR icon
265
Danaher
DHR
$152B
– –
-4,068
Closed -$283K
DOG
266
ProShares Short Dow30
DOG
$97.3M
– –
-2,846
Closed -$236K
EFA icon
267
iShares MSCI EAFE ETF
EFA
$79.8B
– –
-4,571
Closed -$270K
EFG icon
268
iShares MSCI EAFE Growth ETF
EFG
$17.2B
– –
-11,922
Closed -$815K
ETN icon
269
CALL
Eaton
ETN
$162B
– –
-5
Closed -$1K
ETN icon
270
Eaton
ETN
$162B
– –
-3,273
Closed -$215K
EVTC icon
271
Evertec
EVTC
$1.76B
– –
-14,697
Closed -$247K
EWM icon
272
iShares MSCI Malaysia ETF
EWM
$322M
– –
-3,047
Closed -$99K
FXD icon
273
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$265M
– –
-15,793
Closed -$557K
GDXJ icon
274
CALL
VanEck Junior Gold Miners ETF
GDXJ
$9.92B
– –
-20
Closed -$1K
GE icon
275
PUT
GE Aerospace
GE
$356B
– –
-1
Closed -$1K
9 10
11
12 13

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.