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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
251
CALL
Seagate
STX
$192B
$3K ﹤0.01%
+6
New +$195
ETN icon
252
CALL
Eaton
ETN
$162B
$1K ﹤0.01%
+5
New +$323
GDXJ icon
253
CALL
VanEck Junior Gold Miners ETF
GDXJ
$9.92B
$1K ﹤0.01%
+20
New +$948
GE icon
254
PUT
GE Aerospace
GE
$356B
$1K ﹤0.01%
+1
New +$149
MSFT icon
255
CALL
Microsoft
MSFT
$3.75T
$1K ﹤0.01%
+7
New +$395
MUX icon
256
CALL
McEwen Inc
MUX
$1.33B
$1K ﹤0.01%
10
– –
PEP icon
257
PUT
PepsiCo
PEP
$191B
$1K ﹤0.01%
+7
New +$754
PG icon
258
PUT
Procter & Gamble
PG
$333B
$1K ﹤0.01%
+4
New +$347
UAA icon
259
CALL
Under Armour
UAA
$2.18B
$1K ﹤0.01%
+6
New +$242
V icon
260
CALL
Visa
V
$709B
$1K ﹤0.01%
+1
New +$80
AFL icon
261
Aflac
AFL
$58.4B
– –
-7,638
Closed -$276K
AGNC icon
262
AGNC Investment
AGNC
$13B
– –
-12,730
Closed -$252K
BRK.A icon
263
Berkshire Hathaway Class A
BRK.A
$1.08T
– –
-1
Closed -$217K
BSX icon
264
Boston Scientific
BSX
$67.6B
– –
-10,837
Closed -$253K
CAT icon
265
Caterpillar
CAT
$376B
– –
-4,786
Closed -$392K
COP icon
266
CALL
ConocoPhillips
COP
$156B
– –
-1
Closed -$1K
CPB icon
267
Campbell Soup
CPB
$6.94B
– –
-3,214
Closed -$214K
CVS icon
268
CALL
CVS Health
CVS
$119B
– –
-10
Closed -$2K
CVS icon
269
PUT
CVS Health
CVS
$119B
– –
-7
Closed -$2K
EDC icon
270
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$174M
– –
-5,330
Closed -$275K
FDX icon
271
FedEx
FDX
$78.4B
– –
-1,599
Closed -$243K
FKU icon
272
First Trust United Kingdom AlphaDEX Fund
FKU
$40M
– –
-11,949
Closed -$397K
FTC icon
273
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
– –
-4,288
Closed -$214K
GILD icon
274
Gilead Sciences
GILD
$185B
– –
-7,847
Closed -$655K
GILD icon
275
PUT
Gilead Sciences
GILD
$185B
– –
-6
Closed -$4K
9 10
11
12 13

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.