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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
CALL
Seagate
STX
$172B
| $3K | ﹤0.01% |
+6
| New | +$195 |
2016 Q3
0 quarters
|
|
252
CALL
Eaton
ETN
$166B
| $1K | ﹤0.01% |
+5
| New | +$323 |
2016 Q3
0 quarters
|
|
253
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.34B
| $1K | ﹤0.01% |
+20
| New | +$948 |
2016 Q3
0 quarters
|
|
254
PUT
GE Aerospace
GE
$321B
| $1K | ﹤0.01% |
+1
| New | +$149 |
2016 Q3
0 quarters
|
|
255
CALL
Microsoft
MSFT
$4.01T
| $1K | ﹤0.01% |
+7
| New | +$395 |
2016 Q3
0 quarters
|
|
256
CALL
McEwen Inc
MUX
$1.07B
| $1K | ﹤0.01% |
10
| – | – |
2016 Q2
1 quarter
|
|
257
PUT
PepsiCo
PEP
$173B
| $1K | ﹤0.01% |
+7
| New | +$754 |
2016 Q3
0 quarters
|
|
258
PUT
Procter & Gamble
PG
$355B
| $1K | ﹤0.01% |
+4
| New | +$347 |
2016 Q3
0 quarters
|
|
259
CALL
Under Armour
UAA
$2.12B
| $1K | ﹤0.01% |
+6
| New | +$242 |
2016 Q3
0 quarters
|
|
260
CALL
Visa
V
$732B
| $1K | ﹤0.01% |
+1
| New | +$80 |
2016 Q3
0 quarters
|
|
261
Aflac
AFL
$58B
| – | – |
-7,638
| Closed | -$276K | – |
|
262
AGNC Investment
AGNC
$10.3B
| – | – |
-12,730
| Closed | -$252K | – |
|
263
Berkshire Hathaway Class A
BRK.A
$1.11T
| – | – |
-1
| Closed | -$217K | – |
|
264
Boston Scientific
BSX
$63.2B
| – | – |
-10,837
| Closed | -$253K | – |
|
265
Caterpillar
CAT
$369B
| – | – |
-4,786
| Closed | -$392K | – |
|
266
CALL
ConocoPhillips
COP
$165B
| – | – |
-1
| Closed | -$1K | – |
|
267
Campbell Soup
CPB
$5.73B
| – | – |
-3,214
| Closed | -$214K | – |
|
268
CALL
CVS Health
CVS
$111B
| – | – |
-10
| Closed | -$2K | – |
|
|
269
PUT
CVS Health
CVS
$111B
| – | – |
-7
| Closed | -$2K | – |
|
270
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$161M
| – | – |
-5,330
| Closed | -$275K | – |
|
271
FedEx
FDX
$68.7B
| – | – |
-1,599
| Closed | -$243K | – |
|
272
First Trust United Kingdom AlphaDEX Fund
FKU
$34.9M
| – | – |
-11,949
| Closed | -$397K | – |
|
273
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.35B
| – | – |
-4,288
| Closed | -$214K | – |
|
274
Gilead Sciences
GILD
$187B
| – | – |
-7,847
| Closed | -$655K | – |
|
|
275
PUT
Gilead Sciences
GILD
$187B
| – | – |
-6
| Closed | -$4K | – |
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.