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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+7.18%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$559M
AUM Growth
+$72M
Cap. Flow
+$38.2M
Cap. Flow %
6.83%
Top 10 Hldgs %
23.85%
Holding
589
New
78
Increased
226
Reduced
162
Closed
109

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.82M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.52M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.95M
4
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$2.61M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.57M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.32M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$3.09M
3
CELG
Celgene Corp
CELG
+$1.69M
4
AAPL icon
Apple
AAPL
+$1.51M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.78%
2 Technology 11.21%
3 Consumer Discretionary 6.39%
4 Financials 5.79%
5 Healthcare 4.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
226
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$567K 0.1%
10,879
+2,808
+35% +$147K
VRP icon
227
Invesco Variable Rate Preferred ETF
VRP
$3B
$564K 0.1%
21,850
+4,403
+25% +$113K
IUSV icon
228
iShares Core S&P US Value ETF
IUSV
$27.7B
$563K 0.1%
8,926
+646
+8% +$38.9K
UNP icon
229
Union Pacific
UNP
$169B
$562K 0.1%
3,109
+475
+18% +$81.3K
QCOM icon
230
Qualcomm
QCOM
$194B
$556K 0.1%
6,307
+149
+2% +$12.5K
NOC icon
231
Northrop Grumman
NOC
$73.7B
$555K 0.1%
1,613
+284
+21% +$99.9K
SYK icon
232
Stryker
SYK
$106B
$547K 0.1%
2,606
+209
+9% +$43.4K
TXN icon
233
Texas Instruments
TXN
$245B
$546K 0.1%
4,257
+1,468
+53% +$181K
VTIP icon
234
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.5B
$536K 0.1%
10,877
+937
+9% +$46.1K
ENB icon
235
Enbridge
ENB
$104B
$535K 0.1%
13,462
-5,540
-29% -$207K
GLD icon
236
SPDR Gold Trust
GLD
$147B
$534K 0.1%
3,737
-628
-14% -$87.8K
IYW icon
237
iShares US Technology ETF
IYW
$25.1B
$532K 0.1%
9,152
+1,060
+13% +$57.7K
LTC
238
LTC Properties
LTC
$2.28B
$532K 0.1%
11,881
+5,381
+83% +$258K
SUB icon
239
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$531K 0.09%
+4,970
New +$530K
IBM icon
240
IBM
IBM
$229B
$527K 0.09%
4,071
+39
+1% +$5.07K
IRM icon
241
Iron Mountain
IRM
$34.3B
$524K 0.09%
16,442
-43
-0.3% -$1.41K
RSG icon
242
Republic Services
RSG
$68.2B
$524K 0.09%
5,843
+2,309
+65% +$202K
PSX icon
243
Phillips 66
PSX
$104B
$516K 0.09%
4,630
-289
-6% -$32.5K
LLY icon
244
Eli Lilly
LLY
$994B
$507K 0.09%
3,858
-238
-6% -$27.6K
GES
245
DELISTED
Guess Inc
GES
$506K 0.09%
22,624
-8,286
-27% -$154K
FXL icon
246
First Trust Technology AlphaDEX Fund
FXL
$2.77B
$503K 0.09%
6,934
+1,427
+26% +$97.9K
TLT icon
247
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
$493K 0.09%
3,635
-2,624
-42% -$365K
ITW icon
248
Illinois Tool Works
ITW
$76.4B
$491K 0.09%
2,736
-267
-9% -$45.2K
VMBS icon
249
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$489K 0.09%
9,196
+492
+6% +$26.2K
MUB icon
250
iShares National Muni Bond ETF
MUB
$44.8B
$488K 0.09%
4,286
+498
+13% +$56.7K
8 9
10
11 12

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Kovack Advisors held 589 positions worth $559M, up 15% from $487M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Kovack Advisors deployed $38.2M of net new capital in Q4 2019, opening 78 new positions and adding to 226 existing holdings. Its largest new stake was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, up from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $5.32M trimmed.

  • Kovack Advisors's largest Q4 2019 buy was First Trust Senior Loan Fund ETF: 95,306 shares worth $4.57M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $6.82M increase.
  • Kovack Advisors's biggest Q4 2019 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $5.32M.
  • Kovack Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $1.69M.
  • Kovack Advisors's ten largest holdings make up 24% of its $559M portfolio in Q4 2019.
  • Kovack Advisors opened 78 new positions and closed 109 in Q4 2019.
  • Kovack Advisors's portfolio value rose 15% quarter-over-quarter to $559M.

Based on Kovack Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.