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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+3.73%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$301M
AUM Growth
-$15.4M
Cap. Flow
-$26.3M
Cap. Flow %
-8.71%
Top 10 Hldgs %
28.15%
Holding
437
New
52
Increased
130
Reduced
157
Closed
67

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.15M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.02M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$997K
4
BABA icon
Alibaba
BABA
+$975K
5
AKAM icon
Akamai
AKAM
+$963K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.26M
2
IBOC icon
International Bancshares
IBOC
+$2.43M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.05M
4
AAPL icon
Apple
AAPL
+$1.28M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$901K

Sector Composition

Rank Sector Weight
1 Miscellaneous 50.35%
2 Technology 10.47%
3 Consumer Discretionary 8.4%
4 Communication Services 6.92%
5 Healthcare 5.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
226
SLB Ltd
SLB
$81.6B
$326K 0.11%
4,677
-218
-4% -$14.4K
AOK icon
227
iShares Core Conservative Allocation ETF
AOK
$798M
$324K 0.11%
9,383
+57
+0.6% +$1.95K
APTS
228
DELISTED
Preferred Apartment Communities, Inc.
APTS
$324K 0.11%
17,165
+1,115
+7% +$19.6K
HISF icon
229
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.9M
$322K 0.11%
6,278
+738
+13% +$37.7K
IJS icon
230
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$322K 0.11%
4,346
-1,250
-22% -$87.2K
OEF icon
231
iShares S&P 100 ETF
OEF
$20.5B
$320K 0.11%
2,876
-769
-21% -$84.1K
HRZN icon
232
Horizon Technology Finance
HRZN
$323M
$319K 0.11%
28,725
+1,898
+7% +$20.7K
KMB icon
233
Kimberly-Clark
KMB
$36.6B
$317K 0.11%
2,694
+99
+4% +$12.1K
FXU icon
234
First Trust Utilities AlphaDEX Fund
FXU
$803M
$314K 0.1%
11,627
-955
-8% -$26.3K
GSLC icon
235
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.3B
$314K 0.1%
6,288
-1,828
-23% -$89.6K
SCHW
236
Charles Schwab
SCHW
$187B
$312K 0.1%
7,132
+461
+7% +$19.1K
FTSL icon
237
First Trust Senior Loan Fund ETF
FTSL
$2.34B
$311K 0.1%
6,456
+607
+10% +$29.4K
DOC icon
238
Healthpeak Properties
DOC
$14.6B
$306K 0.1%
10,997
-1,328
-11% -$39.9K
DEO icon
239
Diageo
DEO
$51.2B
$304K 0.1%
2,298
-386
-14% -$49.9K
MMM icon
240
3M
MMM
$92.2B
$303K 0.1%
1,725
-1,736
-50% -$301K
XLI icon
241
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$303K 0.1%
4,267
-349
-8% -$24K
OHI icon
242
Omega Healthcare
OHI
$14B
$302K 0.1%
9,452
-452
-5% -$14.5K
ADBE icon
243
Adobe
ADBE
$115B
$299K 0.1%
2,003
-114
-5% -$17K
IEMG icon
244
iShares Core MSCI Emerging Markets ETF
IEMG
$162B
$297K 0.1%
5,501
+1,317
+31% +$69.9K
KRE icon
245
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
$297K 0.1%
5,229
-2,199
-30% -$118K
QABA icon
246
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.2M
$297K 0.1%
+5,646
New +$280K
BLK icon
247
Blackrock
BLK
$181B
$296K 0.1%
661
-161
-20% -$68.7K
VXF icon
248
Vanguard Extended Market ETF
VXF
$31.7B
$296K 0.1%
2,759
+554
+25% +$57.1K
AXP icon
249
American Express
AXP
$226B
$295K 0.1%
3,262
-632
-16% -$54.3K
FCX icon
250
Freeport-McMoran
FCX
$113B
$294K 0.1%
20,919
-2,519
-11% -$35.4K
8 9
10
11 12

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Kovack Advisors held 437 positions worth $301M, down 4.9% from $317M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Kovack Advisors withdrew a net $26.3M in Q3 2017, closing 67 positions and reducing 157 holdings. Its most notable exit was Royal Dutch Shell PLC ADS Class A, an estimated $901K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, down from 52% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Kovack Advisors opened a new position in iShares MSCI USA Min Vol Factor ETF worth $1.16M.

  • Kovack Advisors's largest Q3 2017 buy was iShares MSCI USA Min Vol Factor ETF: 22,979 shares worth $1.16M.
  • Kovack Advisors added most to Vanguard Morningstar Value ETF in Q3 2017, an estimated $1.02M increase.
  • Kovack Advisors's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $9.26M.
  • Kovack Advisors fully exited Royal Dutch Shell PLC ADS Class A in Q3 2017, selling an estimated $901K.
  • Kovack Advisors's ten largest holdings make up 28% of its $301M portfolio in Q3 2017.
  • Kovack Advisors opened 52 new positions and closed 67 in Q3 2017.
  • Kovack Advisors's portfolio value fell 4.9% quarter-over-quarter to $301M.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.