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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
(+2.3%)
Cap. Flow
+$2.89M
Cap. Flow
% of AUM
1.38%
Top 10 Holdings %
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.8
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.8
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$11.5M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$7.2M |
| 3 |
Apple
AAPL
|
+$4.8M |
| 4 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$2.53M |
| 5 |
Amazon
AMZN
|
+$1.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.6M |
| 2 |
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
|
+$7.77M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.21M |
| 4 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.84M |
| 5 |
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
|
+$2.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.16% |
| 2 | Technology | 12% |
| 3 | Communication Services | 6.54% |
| 4 | Healthcare | 5.86% |
| 5 | Consumer Discretionary | 4.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
226
iShares S&P 500 Value ETF
IVE
$49.5B
| $204K | 0.1% |
+2,014
| New | +$197K |
2016 Q4
0 quarters
|
|
227
Conagra Brands
CAG
$6.5B
| $203K | 0.1% |
5,140
-1,336
| -21% | -$49.9K |
2015 Q2
6 quarters
|
|
228
Progressive
PGR
$128B
| $203K | 0.1% |
+5,707
| New | +$189K |
2016 Q4
0 quarters
|
|
229
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14B
| $201K | 0.1% |
3,891
-1,640
| -30% | -$85K |
2015 Q4
4 quarters
|
|
230
MetLife
MET
$63.4B
| $200K | 0.1% |
4,165
-1,108
| -21% | -$50.8K |
2016 Q3
1 quarter
|
|
231
HP
HPQ
$26.8B
| $197K | 0.09% |
13,265
-242
| -2% | -$3.66K |
2016 Q2
2 quarters
|
|
232
Valley National Bancorp
VLY
$7.01B
| $185K | 0.09% |
15,891
+180
| +1% | +$1.93K |
2015 Q2
6 quarters
|
|
233
DELISTED
Guess Inc
GES
| $174K | 0.08% |
14,393
+447
| +3% | +$6.28K |
2015 Q1
7 quarters
|
|
234
Huntington Bancshares
HBAN
$31.1B
| $162K | 0.08% |
12,234
-127
| -1% | -$1.48K |
2016 Q3
1 quarter
|
|
235
New Mountain Finance
NMFC
$640M
| $154K | 0.07% |
+10,957
| New | +$151K |
2016 Q4
0 quarters
|
|
236
Calamos Convertible Opportunities and Income Fund
CHI
$969M
| $153K | 0.07% |
15,179
+3,315
| +28% | +$33K |
2016 Q3
1 quarter
|
|
|
RPAI
237
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $153K | 0.07% |
10,000
-2,024
| -17% | -$31.2K |
2016 Q3
1 quarter
|
|
|
APTS
238
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $151K | 0.07% |
+10,137
| New | +$135K |
2016 Q4
0 quarters
|
|
239
Dynex Capital
DX
$2.73B
| $104K | 0.05% |
5,090
-2,149
| -30% | -$44.4K |
2015 Q3
5 quarters
|
|
|
VER
240
DELISTED
VEREIT, Inc.
VER
| $104K | 0.05% |
2,466
+370
| +18% | +$16.4K |
2016 Q3
1 quarter
|
|
|
UDF
241
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
| $83K | 0.04% |
27,720
-5,517
| -17% | -$16.5K |
2014 Q3
9 quarters
|
|
242
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $82K | 0.04% |
10,260
+66
| +0.6% | +$546 |
2016 Q3
1 quarter
|
|
243
Invesco Senior Income Trust
VVR
$442M
| $78K | 0.04% |
16,854
| – | – |
2013 Q2
14 quarters
|
|
244
Banco Santander
SAN
$197B
| $57K | 0.03% |
11,458
+27
| +0.2% | +$123 |
2016 Q3
1 quarter
|
|
245
CALL
IBM
IBM
$213B
| $9K | ﹤0.01% |
9
+1
| +13% | +$152 |
2016 Q1
3 quarters
|
|
246
CALL
AbbVie
ABBV
$495B
| $8K | ﹤0.01% |
23
+7
| +44% | +$427 |
2016 Q2
2 quarters
|
|
247
CALL
Verizon
VZ
$176B
| $5K | ﹤0.01% |
+12
| New | +$600 |
2016 Q4
0 quarters
|
|
248
CALL
CVS Health
CVS
$111B
| $2K | ﹤0.01% |
+12
| New | +$971 |
2016 Q4
0 quarters
|
|
249
CALL
FedEx
FDX
$68.7B
| $2K | ﹤0.01% |
+2
| New | +$367 |
2016 Q4
0 quarters
|
|
250
CALL
Meta Platforms (Facebook)
META
$1.91T
| $2K | ﹤0.01% |
12
| – | – |
2015 Q1
7 quarters
|
|
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Kovack Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.
- Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
- Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
- Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
- Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
- Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
- Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
- Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.
Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.