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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$210M
AUM Growth
+$4.75M
Cap. Flow
+$2.89M
Cap. Flow %
1.38%
Top 10 Hldgs %
35.24%
Holding
339
New
69
Increased
97
Reduced
86
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.2M
3
AAPL icon
Apple
AAPL
+$4.8M
4
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$2.53M
5
AMZN icon
Amazon
AMZN
+$1.7M

Top Sells

Rank Stock Value
1
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.6M
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$7.77M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.21M
4
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.84M
5
JNUG icon
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
+$2.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.16%
2 Technology 12%
3 Communication Services 6.54%
4 Healthcare 5.86%
5 Consumer Discretionary 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
226
iShares S&P 500 Value ETF
IVE
$50.2B
$204K 0.1%
+2,014
New +$197K
CAG icon
227
Conagra Brands
CAG
$7.69B
$203K 0.1%
5,140
-1,336
-21% -$49.9K
PGR icon
228
Progressive
PGR
$126B
$203K 0.1%
+5,707
New +$189K
XLP icon
229
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$201K 0.1%
3,891
-1,640
-30% -$85K
MET icon
230
MetLife
MET
$61.2B
$200K 0.1%
4,165
-1,108
-21% -$50.8K
HPQ icon
231
HP
HPQ
$27.1B
$197K 0.09%
13,265
-242
-2% -$3.66K
VLY icon
232
Valley National Bancorp
VLY
$7.71B
$185K 0.09%
15,891
+180
+1% +$1.93K
GES
233
DELISTED
Guess Inc
GES
$174K 0.08%
14,393
+447
+3% +$6.28K
HBAN icon
234
Huntington Bancshares
HBAN
$34.1B
$162K 0.08%
12,234
-127
-1% -$1.48K
NMFC icon
235
New Mountain Finance
NMFC
$720M
$154K 0.07%
+10,957
New +$151K
CHI
236
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$153K 0.07%
15,179
+3,315
+28% +$33K
RPAI
237
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$153K 0.07%
10,000
-2,024
-17% -$31.2K
APTS
238
DELISTED
Preferred Apartment Communities, Inc.
APTS
$151K 0.07%
+10,137
New +$135K
DX
239
Dynex Capital
DX
$3.2B
$104K 0.05%
5,090
-2,149
-30% -$44.4K
VER
240
DELISTED
VEREIT, Inc.
VER
$104K 0.05%
2,466
+370
+18% +$16.4K
UDF
241
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$83K 0.04%
27,720
-5,517
-17% -$16.5K
EXG icon
242
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.05B
$82K 0.04%
10,260
+66
+0.6% +$546
VVR icon
243
Invesco Senior Income Trust
VVR
$448M
$78K 0.04%
16,854
– –
SAN icon
244
Banco Santander
SAN
$212B
$57K 0.03%
11,458
+27
+0.2% +$123
IBM icon
245
CALL
IBM
IBM
$225B
$9K ﹤0.01%
9
+1
+13% +$152
ABBV icon
246
CALL
AbbVie
ABBV
$456B
$8K ﹤0.01%
23
+7
+44% +$427
VZ icon
247
CALL
Verizon
VZ
$205B
$5K ﹤0.01%
+12
New +$600
CVS icon
248
CALL
CVS Health
CVS
$119B
$2K ﹤0.01%
+12
New +$971
FDX icon
249
CALL
FedEx
FDX
$78.4B
$2K ﹤0.01%
+2
New +$367
META icon
250
CALL
Meta Platforms (Facebook)
META
$1.45T
$2K ﹤0.01%
12
– –
8 9
10
11 12

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ICM
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OPAM
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WFMPM
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Kovack Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Kovack Advisors held 339 positions worth $210M, up 2.3% from $205M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Kovack Advisors's Q4 2016 filing shows 69 new, 97 increased, 86 reduced and 67 closed positions. Its largest new stake was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M. The largest sale was Invesco S&P 500 High Dividend Low Volatility ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 58% a quarter earlier, followed by Technology and Communication Services.

  • Kovack Advisors's largest Q4 2016 buy was Fidelity Nasdaq Composite Index ETF: 121,030 shares worth $2.56M.
  • Kovack Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $11.5M increase.
  • Kovack Advisors's biggest Q4 2016 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.44M.
  • Kovack Advisors fully exited Invesco S&P 500 High Dividend Low Volatility ETF in Q4 2016, selling an estimated $11.6M.
  • Kovack Advisors's ten largest holdings make up 35% of its $210M portfolio in Q4 2016.
  • Kovack Advisors opened 69 new positions and closed 67 in Q4 2016.
  • Kovack Advisors's portfolio value rose 2.3% quarter-over-quarter to $210M.

Based on Kovack Advisors's 13F filing for Q4 2016, filed 10 Sep 2018.