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KA

Kovack Advisors Portfolio holdings

AUM $2.08B
1-Year Est. Return 38.95%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
Cap. Flow
+$13.5M
Cap. Flow %
6.58%
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.44M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.27M
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$2.73M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$2.28M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.43M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.31M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$3.24M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.75M
4
AAPL icon
Apple
AAPL
+$1.06M
5
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$823K

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.37%
2 Technology 10.16%
3 Communication Services 6.09%
4 Healthcare 4.63%
5 Financials 4.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDG icon
226
TransDigm Group
TDG
$65.6B
$202K 0.1%
+700
New +$196K
RPAI
227
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$202K 0.1%
+12,024
New +$205K
HOMB icon
228
Home BancShares
HOMB
$5.94B
$201K 0.1%
9,668
-2,556
-21% -$55K
IFV icon
229
First Trust Dorsey Wright International Focus 5 ETF
IFV
$238M
$188K 0.09%
10,740
-755
-7% -$13.1K
MORL
230
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$178K 0.09%
+11,272
New +$174K
HRZN icon
231
Horizon Technology Finance
HRZN
$323M
$164K 0.08%
12,090
+1,508
+14% +$20.3K
DX
232
Dynex Capital
DX
$3.2B
$161K 0.08%
7,239
+597
+9% +$12.9K
MUA icon
233
BlackRock MuniAssets Fund
MUA
$669M
$161K 0.08%
+10,446
New +$162K
VLY icon
234
Valley National Bancorp
VLY
$7.71B
$153K 0.07%
15,711
+196
+1% +$1.83K
CHI
235
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$123K 0.06%
+11,864
New +$123K
HBAN icon
236
Huntington Bancshares
HBAN
$34.1B
$122K 0.06%
+12,361
New +$118K
NLY icon
237
Annaly Capital Management
NLY
$17.4B
$120K 0.06%
2,849
+122
+4% +$5.29K
VER
238
DELISTED
VEREIT, Inc.
VER
$109K 0.05%
+2,096
New +$109K
UDF
239
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$106K 0.05%
33,237
+1,250
+4% +$3.99K
EWM icon
240
iShares MSCI Malaysia ETF
EWM
$322M
$99K 0.05%
+3,047
New +$100K
EXG icon
241
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.05B
$88K 0.04%
+10,194
New +$89.7K
ESV
242
DELISTED
Ensco Rowan plc
ESV
$87K 0.04%
2,564
– –
VVR icon
243
Invesco Senior Income Trust
VVR
$448M
$73K 0.04%
16,854
– –
ZNGA
244
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$49K 0.02%
+17,000
New +$47.4K
SAN icon
245
Banco Santander
SAN
$212B
$48K 0.02%
+11,431
New +$46.7K
TRX icon
246
TRX Gold Corp
TRX
$400M
$28K 0.01%
35,000
– –
MBOT icon
247
Microbot Medical
MBOT
$101M
$15K 0.01%
83
– –
IBM icon
248
CALL
IBM
IBM
$225B
$8K ﹤0.01%
8
– –
META icon
249
CALL
Meta Platforms (Facebook)
META
$1.45T
$8K ﹤0.01%
12
-4
-25% -$497
ABBV icon
250
CALL
AbbVie
ABBV
$456B
$4K ﹤0.01%
16
-3
-16% -$194
8 9
10
11 12

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ICM
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CAM
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TFS
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OPAM
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WFMPM
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OAM
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Kovack Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.

  • Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
  • Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
  • Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
  • Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
  • Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
  • Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
  • Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.

Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.