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KA
Kovack Advisors Portfolio holdings
AUM
$2.08B
1-Year Est. Return
38.95%
This Fund
S&P 500
This Quarter
Est. Return
+2.38%
1 Year Est. Return
+38.95%
3 Year Est. Return
+118.27%
5 Year Est. Return
+142.08%
10 Year Est. Return
+472.03%
AUM
$205M
AUM Growth
+$17M
(+9%)
Cap. Flow
+$13.5M
Cap. Flow
% of AUM
6.58%
Top 10 Holdings %
Top 10 Hldgs %
30.77%
Holding
330
New
60
Increased
117
Reduced
70
Closed
60
Avg Time Held Equity + Options
4.4
quarters
Top 10 Avg Time Held Equity + Options
3.5
quarters
Top 20 Avg Time Held Equity + Options
3.3
quarters
Avg Time Held Equity only
4.6
quarters
Top 10 Avg Time Held Equity only
3.5
quarters
Top 20 Avg Time Held Equity only
3.3
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$3.44M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$3.27M |
| 3 |
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
|
+$2.73M |
| 4 |
JPS
Nuveen Preferred & Income Securities Fund
JPS
|
+$2.28M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$3.31M |
| 2 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$3.24M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$1.75M |
| 4 |
Apple
AAPL
|
+$1.06M |
| 5 |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
|
+$823K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 58.37% |
| 2 | Technology | 10.16% |
| 3 | Communication Services | 6.09% |
| 4 | Healthcare | 4.63% |
| 5 | Financials | 4.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
226
TransDigm Group
TDG
$61.9B
| $202K | 0.1% |
+700
| New | +$196K |
2016 Q3
0 quarters
|
|
|
RPAI
227
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $202K | 0.1% |
+12,024
| New | +$205K |
2016 Q3
0 quarters
|
|
228
Home BancShares
HOMB
$5.7B
| $201K | 0.1% |
9,668
-2,556
| -21% | -$55K |
2015 Q4
3 quarters
|
|
229
First Trust Dorsey Wright International Focus 5 ETF
IFV
$211M
| $188K | 0.09% |
10,740
-755
| -7% | -$13.1K |
2016 Q2
1 quarter
|
|
|
MORL
230
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
| $178K | 0.09% |
+11,272
| New | +$174K |
2016 Q3
0 quarters
|
|
231
Horizon Technology Finance
HRZN
$307M
| $164K | 0.08% |
12,090
+1,508
| +14% | +$20.3K |
2016 Q1
2 quarters
|
|
232
Dynex Capital
DX
$2.71B
| $161K | 0.08% |
7,239
+597
| +9% | +$12.9K |
2015 Q3
4 quarters
|
|
233
BlackRock MuniAssets Fund
MUA
$620M
| $161K | 0.08% |
+10,446
| New | +$162K |
2016 Q3
0 quarters
|
|
234
Valley National Bancorp
VLY
$6.98B
| $153K | 0.07% |
15,711
+196
| +1% | +$1.83K |
2015 Q2
5 quarters
|
|
235
Calamos Convertible Opportunities and Income Fund
CHI
$966M
| $123K | 0.06% |
+11,864
| New | +$123K |
2016 Q3
0 quarters
|
|
236
Huntington Bancshares
HBAN
$31.1B
| $122K | 0.06% |
+12,361
| New | +$118K |
2016 Q3
0 quarters
|
|
237
Annaly Capital Management
NLY
$13.8B
| $120K | 0.06% |
2,849
+122
| +4% | +$5.29K |
2015 Q3
4 quarters
|
|
|
VER
238
DELISTED
VEREIT, Inc.
VER
| $109K | 0.05% |
+2,096
| New | +$109K |
2016 Q3
0 quarters
|
|
|
UDF
239
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
| $106K | 0.05% |
33,237
+1,250
| +4% | +$3.99K |
2014 Q3
8 quarters
|
|
240
iShares MSCI Malaysia ETF
EWM
$257M
| $99K | 0.05% |
+3,047
| New | +$100K |
2016 Q3
0 quarters
|
|
241
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $88K | 0.04% |
+10,194
| New | +$89.7K |
2016 Q3
0 quarters
|
|
|
ESV
242
DELISTED
Ensco Rowan plc
ESV
| $87K | 0.04% |
2,564
| – | – |
2016 Q2
1 quarter
|
|
243
Invesco Senior Income Trust
VVR
$442M
| $73K | 0.04% |
16,854
| – | – |
2013 Q2
13 quarters
|
|
|
ZNGA
244
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $49K | 0.02% |
+17,000
| New | +$47.4K |
2016 Q3
0 quarters
|
|
245
Banco Santander
SAN
$195B
| $48K | 0.02% |
+11,431
| New | +$46.7K |
2016 Q3
0 quarters
|
|
246
TRX Gold Corp
TRX
$377M
| $28K | 0.01% |
35,000
| – | – |
2016 Q2
1 quarter
|
|
247
Microbot Medical
MBOT
$69.9M
| $15K | 0.01% |
83
| – | – |
2016 Q1
2 quarters
|
|
248
CALL
IBM
IBM
$214B
| $8K | ﹤0.01% |
8
| – | – |
2016 Q1
2 quarters
|
|
249
CALL
Meta Platforms (Facebook)
META
$1.89T
| $8K | ﹤0.01% |
12
-4
| -25% | -$497 |
2015 Q1
6 quarters
|
|
250
CALL
AbbVie
ABBV
$497B
| $4K | ﹤0.01% |
16
-3
| -16% | -$194 |
2016 Q2
1 quarter
|
|
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Kovack Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, Kovack Advisors held 330 positions worth $205M, up 9% from $188M the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Kovack Advisors deployed $13.5M of net new capital in Q3 2016, opening 60 new positions and adding to 117 existing holdings. Its largest new stake was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 59% a quarter earlier, followed by Technology and Communication Services.
On the sell side, the largest reduction was Apple, an estimated $1.06M trimmed.
- Kovack Advisors's largest Q3 2016 buy was iShares MSCI USA Min Vol Factor ETF: 70,611 shares worth $3.21M.
- Kovack Advisors added most to First Trust Value Line Dividend Fund in Q3 2016, an estimated $3.44M increase.
- Kovack Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $1.06M.
- Kovack Advisors fully exited Invesco S&P 500 Equal Weight ETF in Q3 2016, selling an estimated $3.31M.
- Kovack Advisors's ten largest holdings make up 31% of its $205M portfolio in Q3 2016.
- Kovack Advisors opened 60 new positions and closed 60 in Q3 2016.
- Kovack Advisors's portfolio value rose 9% quarter-over-quarter to $205M.
Based on Kovack Advisors's 13F filing for Q3 2016, filed 25 Sep 2018.