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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTAT
451
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$227K 0.03%
+20,940
New +$319K
DD icon
452
DuPont de Nemours
DD
$18.3B
$226K 0.03%
+1,705
New +$227K
LVLT
453
DELISTED
Level 3 Communications Inc
LVLT
$226K 0.03%
4,949
-2,528
-34% -$112K
C icon
454
Citigroup
C
$216B
$225K 0.03%
+4,333
New +$218K
CEF icon
455
Sprott Physical Gold and Silver Trust
CEF
$7.3B
$224K 0.03%
18,210
– –
EWG icon
456
iShares MSCI Germany ETF
EWG
$1.5B
$224K 0.03%
8,076
-2,626
-25% -$77.2K
NMM icon
457
Navios Maritime Partners
NMM
$2.06B
$224K 0.03%
839
-113
-12% -$32.9K
BSCF
458
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$224K 0.03%
10,319
+516
+5% +$11.2K
UN
459
DELISTED
Unilever NV New York Registry Shares
UN
$221K 0.03%
5,548
+967
+21% +$40.3K
EXG icon
460
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.95B
$220K 0.03%
21,969
+620
+3% +$6.38K
NRIM icon
461
Northrim BanCorp
NRIM
$620M
$220K 0.03%
33,292
+4
+0% +$25
VCIT icon
462
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.5B
$220K 0.03%
2,561
+190
+8% +$16.4K
SBND
463
DELISTED
DEUTSCHE BK AG LONDON DB 3X SHORT US TREAS BD ETN
SBND
$219K 0.03%
33,515
-3,520
-10% -$24.1K
DFS
464
DELISTED
Discover Financial Services
DFS
$218K 0.03%
3,388
-905
-21% -$56.7K
SJM icon
465
J.M. Smucker
SJM
$12B
$218K 0.03%
2,199
+7
+0.3% +$718
AVA icon
466
Avista
AVA
$3.45B
$217K 0.03%
7,105
+197
+3% +$6.29K
COLB icon
467
Columbia Banking Systems
COLB
$9.5B
$217K 0.03%
8,741
-166
-2% -$4.29K
LNT icon
468
Alliant Energy
LNT
$19.1B
$217K 0.03%
7,844
+1,168
+17% +$33.7K
DGX icon
469
Quest Diagnostics
DGX
$23B
$215K 0.03%
3,551
-1,212
-25% -$74.7K
LEG icon
470
Leggett & Platt
LEG
$1.46B
$215K 0.03%
6,154
+3
+0% +$103
ESRX
471
DELISTED
Express Scripts Holding Company
ESRX
$213K 0.03%
+3,029
New +$216K
SURE icon
472
AdvisorShares Insider Advantage ETF
SURE
$56.1M
$212K 0.03%
+4,100
New +$212K
RY icon
473
Royal Bank of Canada
RY
$292B
$211K 0.03%
2,948
-1,113
-27% -$81.9K
ESL
474
DELISTED
Esterline Technologies
ESL
$210K 0.03%
1,892
-6
-0.3% -$683
EMD
475
DELISTED
Western Asset Emerging Markets
EMD
$209K 0.03%
17,400
+3,200
+23% +$40.5K
17 18
19
20 21

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WIC
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.