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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHF icon
426
Schwab International Equity ETF
SCHF
$66.4B
$248K 0.03%
15,986
+2,100
+15% +$33.9K
HYMB icon
427
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$247K 0.03%
+8,698
New +$243K
FMO
428
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$244K 0.03%
1,720
+80
+5% +$11.2K
RXII
429
DELISTED
GALENA BIOPHARMA INC COM
RXII
$243K 0.03%
118,042
– –
VXF icon
430
Vanguard Extended Market ETF
VXF
$30.7B
$242K 0.03%
2,898
+190
+7% +$16.4K
ACG
431
DELISTED
AllianceBernstein Income Fund Inc
ACG
$242K 0.03%
32,312
+5,125
+19% +$38.4K
FTR
432
DELISTED
Frontier Communications Corp.
FTR
$239K 0.03%
2,451
-293
-11% -$27.9K
BCS.PRA.CL
433
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$239K 0.03%
9,300
– –
WIA
434
Western Asset Inflation-Linked Income Fund
WIA
$187M
$238K 0.03%
20,645
– –
RBS.PRM
435
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$238K 0.03%
9,700
– –
ARI
436
Apollo Commercial Real Estate
ARI
$898M
$237K 0.03%
15,090
+2,580
+21% +$42.7K
RTX icon
437
RTX Corp
RTX
$264B
$237K 0.03%
3,570
-177
-5% -$12.1K
ET icon
438
Energy Transfer Partners
ET
$69.7B
$236K 0.03%
7,636
– –
GM icon
439
General Motors
GM
$72.1B
$236K 0.03%
7,400
+850
+13% +$29.6K
SYK icon
440
Stryker
SYK
$121B
$236K 0.03%
2,918
+18
+0.6% +$1.48K
GLDD
441
DELISTED
Great Lakes Dredge & Dock
GLDD
$235K 0.03%
38,000
– –
A icon
442
Agilent Technologies
A
$37.4B
$233K 0.03%
5,723
-140
-2% -$5.72K
EIX icon
443
Edison International
EIX
$30B
$233K 0.03%
4,171
+1
+0% +$57
IDV icon
444
iShares International Select Dividend ETF
IDV
$8.21B
$232K 0.03%
6,484
+171
+3% +$6.57K
RWK icon
445
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$232K 0.03%
5,090
– –
WOOD icon
446
iShares Global Timber & Forestry ETF
WOOD
$255M
$232K 0.03%
4,705
– –
NS
447
DELISTED
NuStar Energy L.P.
NS
$230K 0.03%
3,491
– –
COR icon
448
Cencora
COR
$58.8B
$229K 0.03%
+2,961
New +$225K
VLO icon
449
Valero Energy
VLO
$92.5B
$229K 0.03%
4,946
+453
+10% +$22.9K
RVT icon
450
Royce Value Trust
RVT
$2.22B
$228K 0.03%
15,706
+458
+3% +$7.11K
16 17
18
19 20

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AWMDMG
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WIC
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CHFS
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ST
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.