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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
476
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$208K 0.03%
9,006
– –
NRP icon
477
Natural Resource Partners
NRP
$1.27B
$207K 0.03%
1,589
– –
PRU icon
478
Prudential Financial
PRU
$41B
$207K 0.03%
+2,361
New +$211K
WAFD icon
479
WaFd
WAFD
$2.72B
$207K 0.03%
10,156
-251
-2% -$5.37K
HAIN icon
480
Hain Celestial
HAIN
$47.8M
$206K 0.03%
+4,028
New +$187K
STI
481
DELISTED
SunTrust Banks, Inc.
STI
$206K 0.03%
5,412
+261
+5% +$10.1K
FEX icon
482
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
$205K 0.03%
4,719
-431
-8% -$19.1K
PWE
483
DELISTED
Penn West Energy Petroleum Ltd
PWE
$205K 0.03%
+30,395
New +$240K
EQR icon
484
Equity Residential
EQR
$25.8B
$204K 0.03%
3,318
– –
WAT icon
485
Waters Corp
WAT
$35.1B
$204K 0.03%
2,059
-829
-29% -$85.5K
PCG icon
486
PG&E
PCG
$38.4B
$203K 0.03%
4,506
+5
+0.1% +$230
WY icon
487
Weyerhaeuser
WY
$17.3B
$203K 0.03%
+6,367
New +$209K
SFY
488
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$193K 0.03%
20,105
+4,815
+31% +$54.7K
PAI
489
Western Asset Investment Grade Income Fund
PAI
$114M
$191K 0.03%
14,231
– –
CAMP
490
DELISTED
CalAmp Corp.
CAMP
$184K 0.03%
454
-87
-16% -$36.8K
EWJ icon
491
iShares MSCI Japan ETF
EWJ
$21.6B
$180K 0.03%
3,828
+227
+6% +$10.8K
OXSQ icon
492
Oxford Square Capital
OXSQ
$154M
$178K 0.03%
20,135
-1,360
-6% -$13.1K
B
493
Barrick Mining
B
$58.5B
$171K 0.02%
11,674
+353
+3% +$6.29K
HR icon
494
Healthcare Realty
HR
$7.36B
$168K 0.02%
7,255
-1,482
-17% -$36K
CMO
495
DELISTED
Capstead Mortgage Corp.
CMO
$164K 0.02%
13,395
+668
+5% +$8.71K
ETW
496
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$163K 0.02%
13,387
+25
+0.2% +$316
DNP icon
497
DNP Select Income Fund
DNP
$4.16B
$158K 0.02%
15,585
+505
+3% +$5.17K
SBI
498
Western Asset Intermediate Muni Fund
SBI
$110M
$152K 0.02%
+15,650
New +$151K
VALE icon
499
Vale
VALE
$60B
$149K 0.02%
+13,498
New +$180K
BBD icon
500
Banco Bradesco
BBD
$37.9B
$146K 0.02%
26,220
-11,321
-30% -$70.7K
18 19
20
21 22

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.