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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HA
501
DELISTED
Hawaiian Holdings, Inc.
HA
$146K 0.02%
10,856
-344
-3% -$4.96K
CSQ icon
502
Calamos Strategic Total Return Fund
CSQ
$3.29B
$145K 0.02%
12,377
+9
+0.1% +$107
RAD
503
DELISTED
Rite Aid Corporation
RAD
$143K 0.02%
1,475
+30
+2% +$3.87K
PSP icon
504
Invesco Global Listed Private Equity ETF
PSP
$225M
$141K 0.02%
+2,552
New +$151K
MMU
505
Western Asset Managed Municipals Fund
MMU
$564M
$137K 0.02%
10,448
+148
+1% +$1.93K
ACSF
506
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$137K 0.02%
+10,500
New +$146K
URA icon
507
Global X Uranium ETF
URA
$5.57B
$133K 0.02%
+5,113
New +$150K
RVSB icon
508
Riverview Bancorp
RVSB
$106M
$132K 0.02%
33,176
– –
GGN
509
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$748M
$126K 0.02%
13,573
-1,600
-11% -$17.1K
HNR
510
DELISTED
Harvest Natural Resources
HNR
$118K 0.02%
8,025
+1,125
+16% +$20.5K
RCS
511
PIMCO Strategic Income Fund
RCS
$246M
$117K 0.02%
11,863
– –
VRNG
512
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$111K 0.02%
11,750
+9,600
+447% +$209K
MNKD icon
513
MannKind Corp
MNKD
$1.25B
$107K 0.02%
3,634
– –
OHAI
514
DELISTED
OHA Investment Corporation
OHAI
$102K 0.01%
+16,505
New +$105K
DSU icon
515
BlackRock Debt Strategies Fund
DSU
$599M
$101K 0.01%
8,830
– –
DNN icon
516
Denison Mines
DNN
$2.71B
$100K 0.01%
87,852
– –
ANR
517
DELISTED
Alpha Natural Resources Inc
ANR
$100K 0.01%
40,366
-193
-0.5% -$665
OCRX
518
DELISTED
Ocera Therapeutics, Inc.
OCRX
$99K 0.01%
20,250
+10,250
+103% +$59.2K
TXMD icon
519
TherapeuticsMD
TXMD
$23.6M
$97K 0.01%
420
– –
MMT
520
Aberdeen Multi-Market Income Fund
MMT
$242M
$96K 0.01%
14,984
-104
-0.7% -$676
PALI icon
521
Palisade Bio
PALI
$334M
– –
0
– –
DRYS
522
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
ZIXI
523
DELISTED
Zix Corporation
ZIXI
$85K 0.01%
24,900
– –
CIMT
524
DELISTED
CIMATRON LTD ORD SHS
CIMT
$80K 0.01%
13,220
– –
PSHG icon
525
Performance Shipping
PSHG
$21.9M
– –
0
– –
19 20
21
22 23

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NAM
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AWMDMG
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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.