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KFS

KMS Financial Services Portfolio holdings

AUM $713M
1-Year Est. Return 14.21%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+14.21%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$713M
AUM Growth
+$14M
Cap. Flow
+$18.8M
Cap. Flow %
2.63%
Top 10 Hldgs %
25.24%
Holding
575
New
30
Increased
290
Reduced
165
Closed
34

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.94M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.85M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$1.38M
4
BND icon
Vanguard Total Bond Market
BND
+$1.37M
5
VUG icon
Vanguard Growth ETF
VUG
+$1.33M

Top Sells

Rank Stock Value
1
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
+$2.49M
2
IWV icon
iShares Russell 3000 ETF
IWV
+$1.85M
3
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$1.15M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.08M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.05M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.34%
2 Industrials 7.85%
3 Financials 7.41%
4 Technology 7.09%
5 Energy 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEU
526
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$74K 0.01%
61,500
+7,000
+13% +$9.76K
CRRS
527
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$70K 0.01%
+47,000
New +$91K
MIN
528
Aberdeen Intermediate Income Fund
MIN
$281M
$66K 0.01%
13,253
– –
TCRT icon
529
Alaunos Therapeutics
TCRT
$5.1M
$63K 0.01%
159
– –
MCP
530
DELISTED
MOLYCORP INC COM STK
MCP
$60K 0.01%
50,228
+9,450
+23% +$17.7K
CIM
531
Chimera Investment
CIM
$1.06B
$54K 0.01%
+1,191
New +$57.4K
EXK
532
Endeavour Silver
EXK
$2.39B
$48K 0.01%
11,000
– –
HL icon
533
Hecla Mining
HL
$10.2B
$48K 0.01%
19,242
-600
-3% -$1.88K
NG icon
534
NovaGold Resources
NG
$2.44B
$48K 0.01%
15,735
– –
VLTC
535
DELISTED
Voltari Corporation
VLTC
$33K ﹤0.01%
+22,010
New +$39.7K
SIGA icon
536
SIGA Technologies
SIGA
$250M
$27K ﹤0.01%
18,943
– –
PT
537
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$23K ﹤0.01%
+11,220
New +$25.4K
EXEL icon
538
Exelixis
EXEL
$14B
$22K ﹤0.01%
14,171
– –
CRDC
539
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$21K ﹤0.01%
1,999
– –
QRM
540
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$2K ﹤0.01%
12,560
– –
AMKR icon
541
Amkor Technology
AMKR
$16.6B
– –
-25,977
Closed -$290K
BNS icon
542
Scotiabank
BNS
$107B
– –
-4,213
Closed -$263K
BOND icon
543
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.31B
– –
-2,466
Closed -$269K
BRW
544
Saba Capital Income & Opportunities Fund
BRW
$344M
– –
-13,585
Closed -$157K
DEM icon
545
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
– –
-4,409
Closed -$229K
DFP
546
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$434M
– –
-105,689
Closed -$2.49M
DLR icon
547
Digital Realty Trust
DLR
$66.4B
– –
-5,139
Closed -$300K
E icon
548
ENI
E
$72.6B
– –
-4,080
Closed -$224K
ETJ
549
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$568M
– –
-12,113
Closed -$140K
FLEX icon
550
Flex
FLEX
$46.6B
– –
-19,155
Closed -$160K
19 20 21
22
23

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WIC
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CHFS
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ST
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CFS
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QLMGAA
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AAM
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KMS Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, KMS Financial Services held 575 positions worth $713M, up 2% from $699M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

KMS Financial Services's Q3 2014 filing shows 30 new, 290 increased, 165 reduced and 34 closed positions. Its largest new stake was ProShares UltraShort S&P500: 401 shares worth $988K. The largest sale was Flaherty & Crumrine Dynamic Preferred and Income Fund, an estimated $2.49M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.3% of assets, up from 8.3% a quarter earlier, followed by Industrials and Financials.

  • KMS Financial Services's largest Q3 2014 buy was ProShares UltraShort S&P500: 401 shares worth $988K.
  • KMS Financial Services added most to Apple in Q3 2014, an estimated $1.94M increase.
  • KMS Financial Services's biggest Q3 2014 reduction was iShares Russell 3000 ETF, cutting an estimated $1.85M.
  • KMS Financial Services fully exited Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2014, selling an estimated $2.49M.
  • KMS Financial Services's ten largest holdings make up 25% of its $713M portfolio in Q3 2014.
  • KMS Financial Services opened 30 new positions and closed 34 in Q3 2014.
  • KMS Financial Services's portfolio value rose 2% quarter-over-quarter to $713M.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.