KMS Financial Services’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

KMS Financial Services’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$224K	Hold	18,210	–	–	0.03%	455
2014 Q2	$265K	Sell	18,210 -1,519	-8%	-$21K	0.04%	419
2014 Q1	$271K	Sell	19,729 -200	-1%	-$2.84K	0.04%	404
2013 Q4	$264K	Sell	19,929 -1,552	-7%	-$21.8K	0.04%	399
2013 Q3	$316K	Sell	21,481 -98,956	-82%	-$1.47M	0.08%	279
2013 Q2	$1.64M	Buy	+120,437	New	+$1.96M	0.46%	44

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

BMI Capital New York $49.9M AUM 8.11% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

EPIM

Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

KMS Financial Services's CEF Position: Q3 2014 in Review

KMS Financial Services held its Sprott Physical Gold and Silver Trust (CEF) position steady in Q3 2014 at 18,210 shares worth $224K. The position accounts for 0.03% of the portfolio, ranked #455.

KMS Financial Services first reported a position in CEF in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.64M in Q2 2013. 185 funds tracked by Wall St. Rank hold CEF as of Q3 2014.

KMS Financial Services held 18,210 shares of Sprott Physical Gold and Silver Trust worth $224K as of Q3 2014.
KMS Financial Services left its Sprott Physical Gold and Silver Trust share count unchanged in Q3 2014.
Sprott Physical Gold and Silver Trust made up 0.03% of KMS Financial Services's portfolio in Q3 2014, its #455 holding.
KMS Financial Services first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and has held it in 6 quarters since.
KMS Financial Services's Sprott Physical Gold and Silver Trust position peaked at $1.64M in Q2 2013.
185 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2014.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.