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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-2.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$520M
AUM Growth
-$27.7M
Cap. Flow
-$13.6M
Cap. Flow %
-2.62%
Top 10 Hldgs %
32.77%
Holding
158
New
6
Increased
21
Reduced
108
Closed
10

Top Buys

Rank Stock Value
1
CYT
CYTEC INDS INC
CYT
+$3.83M
2
IXYS
IXYS Corp
IXYS
+$3.05M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$2.4M
4
GE icon
GE Aerospace
GE
+$2.29M
5
EXC icon
Exelon
EXC
+$2.23M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$4.7M
2
MMM icon
3M
MMM
+$3.69M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$3.31M
4
DO
Diamond Offshore Drilling
DO
+$2.88M
5
INTC icon
Intel
INTC
+$2.5M

Sector Composition

Rank Sector Weight
1 Healthcare 25.16%
2 Industrials 19.16%
3 Technology 17.92%
4 Energy 8.19%
5 Utilities 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EME icon
101
Emcor
EME
$35.4B
$1.2M 0.23%
30,100
-200
-0.7% -$8.59K
ELP
102
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$1.19M 0.23%
217,000
-15,000
-6% -$96.4K
SYT
103
DELISTED
Syngenta Ag
SYT
$1.13M 0.22%
17,750
-770
-4% -$54.5K
ACAS
104
DELISTED
American Capital Ltd
ACAS
$1.05M 0.2%
74,421
-3,737
-5% -$57K
PEP icon
105
PepsiCo
PEP
$191B
$1.02M 0.2%
10,953
-700
-6% -$63.9K
NSLR
106
Neostellar Capital Corp
NSLR
$270M
$1.01M 0.2%
156,166
-5,390
-3% -$35.9K
BRXX
107
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$990K 0.19%
68,695
-9,200
-12% -$153K
BNS icon
108
Scotiabank
BNS
$107B
$974K 0.19%
16,804
-960
-5% -$59.8K
NWE icon
109
NorthWestern Energy
NWE
$4.29B
$941K 0.18%
20,750
-2,500
-11% -$120K
CBST
110
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$940K 0.18%
14,170
-455
-3% -$29.9K
ROP icon
111
Roper Technologies
ROP
$38.5B
$901K 0.17%
6,159
-300
-5% -$44.1K
ECNS icon
112
iShares MSCI China Small-Cap ETF
ECNS
$64.6M
$872K 0.17%
18,400
-200
-1% -$9.58K
TEL icon
113
TE Connectivity
TEL
$59.9B
$745K 0.14%
13,475
-375
-3% -$23.3K
TTEK icon
114
Tetra Tech
TTEK
$8.31B
$691K 0.13%
138,405
-12,500
-8% -$65.1K
GXC icon
115
State Street SPDR S&P China ETF
GXC
$460M
$682K 0.13%
8,900
– –
TLM
116
DELISTED
TALISMAN ENERGY INC
TLM
$655K 0.13%
75,710
-13,350
-15% -$135K
VNM icon
117
VanEck Vietnam ETF
VNM
$502M
$622K 0.12%
28,400
-400
-1% -$8.81K
BSV icon
118
Vanguard Short-Term Bond ETF
BSV
$44.7B
$605K 0.12%
7,560
-20
-0.3% -$1.6K
MOS icon
119
The Mosaic Company
MOS
$7.24B
$604K 0.12%
13,600
-500
-4% -$23.5K
CHXX
120
DELISTED
EGSHARES CHINA INFRASTRUCTURE ETF
CHXX
$517K 0.1%
29,150
-1,100
-4% -$20.4K
CHMG icon
121
Chemung Financial Corp
CHMG
$391M
$513K 0.1%
18,246
-300
-2% -$8.54K
REGN icon
122
Regeneron Pharmaceuticals
REGN
$76B
$456K 0.09%
1,265
– –
CVE icon
123
Cenovus Energy
CVE
$55.9B
$441K 0.08%
16,416
-1,250
-7% -$38.2K
HLIO icon
124
Helios Technologies
HLIO
$2.57B
$440K 0.08%
+11,700
New +$458K
SWZ
125
Swiss Helvetia Fund
SWZ
$76.4M
$428K 0.08%
31,650
-15,550
-33% -$219K
3 4
5
6 7

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John G. Ullman & Associates's Q3 2014 Portfolio in Review

As of Q3 2014, John G. Ullman & Associates held 158 positions worth $520M, down 5.1% from $548M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2014 filing shows 6 new, 21 increased, 108 reduced and 10 closed positions. Its largest new stake was CYTEC INDS INC: 74,750 shares worth $3.54M. The largest sale was Microsoft, an estimated $4.7M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2014 buy was CYTEC INDS INC: 74,750 shares worth $3.54M.
  • John G. Ullman & Associates added most to iShares MSCI Emerging Markets Min Vol Factor ETF in Q3 2014, an estimated $2.4M increase.
  • John G. Ullman & Associates's biggest Q3 2014 reduction was Microsoft, cutting an estimated $4.7M.
  • John G. Ullman & Associates fully exited Diamond Offshore Drilling in Q3 2014, selling an estimated $2.88M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $520M portfolio in Q3 2014.
  • John G. Ullman & Associates opened 6 new positions and closed 10 in Q3 2014.
  • John G. Ullman & Associates's portfolio value fell 5.1% quarter-over-quarter to $520M.

Based on John G. Ullman & Associates's 13F filing for Q3 2014, filed 12 Nov 2014.