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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$486M
AUM Growth
-$716K
Cap. Flow
-$16.7M
Cap. Flow %
-3.43%
Top 10 Hldgs %
33.74%
Holding
125
New
8
Increased
27
Reduced
71
Closed
9

Top Buys

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$5.37M
2
ABT icon
Abbott
ABT
+$2.03M
3
AGCO icon
AGCO
AGCO
+$1.91M
4
DUK icon
Duke Energy
DUK
+$1.79M
5
BNS icon
Scotiabank
BNS
+$1.47M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$7.04M
2
AMAT icon
Applied Materials
AMAT
+$6.13M
3
EMC
EMC CORPORATION
EMC
+$4.68M
4
MDT icon
Medtronic
MDT
+$4.21M
5
GXP
Great Plains Energy Incorporated
GXP
+$3.26M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Industrials 20.14%
3 Technology 16.96%
4 Utilities 8.7%
5 Energy 8.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
1
Johnson & Johnson
JNJ
$635B
$23.4M 4.82%
198,257
-58,052
-23% -$7.04M
GLW icon
2
Corning
GLW
$126B
$21.3M 4.38%
901,186
-46,913
-5% -$1.05M
EMR icon
3
Emerson Electric
EMR
$82.9B
$18M 3.7%
329,733
-11,555
-3% -$619K
XOM icon
4
ExxonMobil
XOM
$651B
$16.9M 3.48%
194,072
-5,625
-3% -$499K
PFE icon
5
Pfizer
PFE
$140B
$16.1M 3.32%
501,892
-14,540
-3% -$486K
GVA icon
6
Granite Construction
GVA
$5.45B
$14.7M 3.02%
294,940
-16,087
-5% -$782K
SLB icon
7
SLB Ltd
SLB
$77.8B
$14.3M 2.94%
181,647
-3,234
-2% -$257K
MRK icon
8
Merck
MRK
$324B
$13.6M 2.79%
227,727
-5,712
-2% -$334K
INTC icon
9
Intel
INTC
$466B
$13.4M 2.76%
354,925
-9,900
-3% -$351K
LNN icon
10
Lindsay Corp
LNN
$1.16B
$12.4M 2.54%
167,132
-1,625
-1% -$115K
DUK icon
11
Duke Energy
DUK
$102B
$9.6M 1.97%
119,938
+21,650
+22% +$1.79M
BCE icon
12
BCE
BCE
$19.9B
$9.14M 1.88%
198,036
-5,130
-3% -$243K
TEL icon
13
TE Connectivity
TEL
$58.8B
$8.84M 1.82%
137,300
+9,400
+7% +$575K
WMT icon
14
Walmart Inc
WMT
$871B
$8.8M 1.81%
366,000
-26,100
-7% -$633K
AZTA icon
15
Azenta
AZTA
$1.26B
$8.52M 1.75%
625,900
-18,940
-3% -$238K
ABT icon
16
Abbott
ABT
$180B
$8.17M 1.68%
193,271
+47,400
+32% +$2.03M
IBM icon
17
IBM
IBM
$202B
$7.89M 1.62%
51,928
-1,485
-3% -$225K
GM icon
18
General Motors
GM
$74.7B
$7.57M 1.56%
238,200
-2,900
-1% -$90.6K
BMY icon
19
Bristol-Myers Squibb
BMY
$127B
$7.46M 1.53%
138,403
-4,450
-3% -$286K
GSK icon
20
GSK
GSK
$103B
$7.44M 1.53%
138,066
-8,008
-5% -$439K
TT icon
21
Trane Technologies
TT
$106B
$7.27M 1.5%
107,004
+6,000
+6% +$400K
HON icon
22
Honeywell
HON
$77.1B
$7.16M 1.47%
68,303
-1,780
-3% -$186K
OTTR icon
23
Otter Tail
OTTR
$3.88B
$6.73M 1.38%
194,576
-7,238
-4% -$250K
MSFT icon
24
Microsoft
MSFT
$2.84T
$6.41M 1.32%
111,192
-1,675
-1% -$94.5K
BNS icon
25
Scotiabank
BNS
$106B
$5.99M 1.23%
113,100
+28,500
+34% +$1.47M
1
2 3 4 5

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John G. Ullman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, John G. Ullman & Associates held 125 positions worth $486M, down 0.15% from $487M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $16.7M in Q3 2016, closing 9 positions and reducing 71 holdings. Its most notable exit was EMC CORPORATION, an estimated $4.68M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in ConocoPhillips worth $5.62M.

  • John G. Ullman & Associates's largest Q3 2016 buy was ConocoPhillips: 129,235 shares worth $5.62M.
  • John G. Ullman & Associates added most to Abbott in Q3 2016, an estimated $2.03M increase.
  • John G. Ullman & Associates's biggest Q3 2016 reduction was Johnson & Johnson, cutting an estimated $7.04M.
  • John G. Ullman & Associates fully exited EMC CORPORATION in Q3 2016, selling an estimated $4.68M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $486M portfolio in Q3 2016.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2016.
  • John G. Ullman & Associates's portfolio value fell 0.15% quarter-over-quarter to $486M.

Based on John G. Ullman & Associates's 13F filing for Q3 2016, filed 20 Oct 2016.