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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $824M
1-Year Est. Return 78.19%
This Fund
S&P 500
This Quarter Est. Return
-1.45%
1 Year Est. Return
+78.19%
3 Year Est. Return
+156.18%
5 Year Est. Return
+168.38%
10 Year Est. Return
+388.18%
AUM
$551M
AUM Growth
-$18M
Cap. Flow
-$3.48M
Cap. Flow %
-0.63%
Top 10 Hldgs %
36.14%
Holding
161
New
13
Increased
35
Reduced
76
Closed
17
Avg Time Held
12.4 quarters
Top 10 Avg Time Held
11.6 quarters
Top 20 Avg Time Held
12.1 quarters

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$6.58M
2
HAL icon
Halliburton
HAL
+$2.97M
3
DAN icon
Dana Inc
DAN
+$2.79M
4
ELAN icon
Elanco Animal Health
ELAN
+$2.72M
5
BMY icon
Bristol-Myers Squibb
BMY
+$2.68M

Top Sells

Rank Stock Value
1
EVRG icon
Evergy
EVRG
+$9.16M
2
XOM icon
ExxonMobil
XOM
+$5.21M
3
GVA icon
Granite Construction
GVA
+$4.89M
4
BAX icon
Baxter International
BAX
+$2.89M
5
ESBK
Elmira Savings Bank Elmira NY
ESBK
+$1.91M

Sector Composition

Rank Sector Weight
1 Industrials 25.67%
2 Healthcare 25.14%
3 Technology 17.68%
4 Miscellaneous 8.37%
5 Utilities 7.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EMR icon
1
Emerson Electric
EMR
$91.2B
$41.6M 7.55%
621,807
+33,019
+6% +$2.08M
2013 Q2
25 quarters
XOM icon
2
ExxonMobil
XOM
$716B
$25M 4.53%
353,425
-72,048
-17% -$5.21M
2013 Q2
25 quarters
GLW icon
3
Corning
GLW
$128B
$24.2M 4.4%
848,915
+66,405
+8% +$1.99M
2013 Q2
25 quarters
BMY icon
4
Bristol-Myers Squibb
BMY
$116B
$21.1M 3.82%
415,228
+56,960
+16% +$2.68M
2013 Q2
25 quarters
PFE icon
5
Pfizer
PFE
$162B
$16.5M 3%
485,233
+25,891
+6% +$941K
2013 Q2
25 quarters
INTC icon
6
Intel
INTC
$543B
$15.6M 2.84%
303,646
-4,080
-1% -$201K
2013 Q2
25 quarters
GVA icon
7
Granite Construction
GVA
$5.03B
$14.1M 2.56%
438,325
-141,000
-24% -$4.89M
2013 Q2
25 quarters
NVS icon
8
Novartis
NVS
$271B
$13.7M 2.5%
158,125
-675
-0.4% -$60.6K
2013 Q2
25 quarters
GSK icon
9
GSK
GSK
$92.7B
$13.6M 2.47%
255,240
+6,260
+3% +$322K
2013 Q2
25 quarters
MMM icon
10
3M
MMM
$83.9B
$13.6M 2.46%
98,578
+47,063
+91% +$6.58M
2013 Q2
25 quarters
OGE icon
11
OGE Energy
OGE
$9.75B
$12.9M 2.34%
283,968
-6,575
-2% -$285K
2013 Q2
25 quarters
JNJ icon
12
Johnson & Johnson
JNJ
$599B
$12.1M 2.2%
93,498
-1,707
-2% -$225K
2013 Q2
25 quarters
EEMV icon
13
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$11.8M 2.15%
207,239
-1,600
-0.8% -$92K
2014 Q2
21 quarters
LGTY
14
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$11.6M 2.1%
770,867
-10,034
-1% -$141K
2013 Q2
25 quarters
XRAY icon
15
Dentsply Sirona
XRAY
$1.7B
$11.6M 2.1%
216,950
-3,650
-2% -$196K
2018 Q3
4 quarters
BCE icon
16
BCE
BCE
$18.2B
$11.1M 2.02%
230,251
-5,243
-2% -$245K
2013 Q2
25 quarters
FLS icon
17
Flowserve
FLS
$9.08B
$11M 2.01%
236,497
+3,212
+1% +$152K
2016 Q2
13 quarters
MDU icon
18
MDU Resources
MDU
$3.92B
$11M 1.99%
1,023,806
-16,658
-2% -$170K
2013 Q2
25 quarters
LNN icon
19
Lindsay Corp
LNN
$1.17B
$11M 1.99%
118,148
-2,250
-2% -$201K
2013 Q2
25 quarters
MSFT icon
20
Microsoft
MSFT
$4.04T
$9.71M 1.76%
69,868
-330
-0.5% -$45.4K
2013 Q2
25 quarters
BNS icon
21
Scotiabank
BNS
$110B
$9.12M 1.66%
160,500
+3,650
+2% +$196K
2013 Q2
25 quarters
HON icon
22
Honeywell
HON
$65.7B
$8.15M 1.48%
51,121
-637
-1% -$101K
2013 Q2
25 quarters
ABT icon
23
Abbott
ABT
$178B
$7.47M 1.36%
89,238
-746
-0.8% -$63.4K
2013 Q2
25 quarters
TEL icon
24
TE Connectivity
TEL
$62.5B
$7.32M 1.33%
78,600
-550
-0.7% -$50.6K
2013 Q2
25 quarters
TMO icon
25
Thermo Fisher Scientific
TMO
$245B
$7.24M 1.32%
24,857
-587
-2% -$168K
2013 Q2
25 quarters
1
2 3 4 5

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John G. Ullman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, John G. Ullman & Associates held 161 positions worth $551M, down 3.2% from $569M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q3 2019 filing shows 13 new, 35 increased, 76 reduced and 17 closed positions. Its largest new stake was Dana Inc: 179,800 shares worth $2.6M. The largest sale was Evergy, an estimated $9.16M.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, down from 26% a quarter earlier, followed by Healthcare and Technology.

  • John G. Ullman & Associates's largest Q3 2019 buy was Dana Inc: 179,800 shares worth $2.6M.
  • John G. Ullman & Associates added most to 3M in Q3 2019, an estimated $6.58M increase.
  • John G. Ullman & Associates's biggest Q3 2019 reduction was ExxonMobil, cutting an estimated $5.21M.
  • John G. Ullman & Associates fully exited Evergy in Q3 2019, selling an estimated $9.16M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $551M portfolio in Q3 2019.
  • John G. Ullman & Associates opened 13 new positions and closed 17 in Q3 2019.
  • John G. Ullman & Associates's portfolio value fell 3.2% quarter-over-quarter to $551M.

Based on John G. Ullman & Associates's 13F filing for Q3 2019, filed 21 Oct 2019.