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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $824M
1-Year Est. Return 78.19%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+78.19%
3 Year Est. Return
+156.18%
5 Year Est. Return
+168.38%
10 Year Est. Return
+388.18%
AUM
$426M
AUM Growth
-$26.3M
Cap. Flow
-$45.8M
Cap. Flow %
-10.76%
Top 10 Hldgs %
37.3%
Holding
120
New
5
Increased
34
Reduced
59
Closed
15

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$2.96M
2
STJ
St Jude Medical
STJ
+$2.76M
3
WTS icon
Watts Water Technologies
WTS
+$2.4M
4
DST
DST Systems Inc.
DST
+$1.42M
5
AAPL icon
Apple
AAPL
+$1.29M

Top Sells

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$16.3M
2
CSCO icon
Cisco
CSCO
+$5.99M
3
GLW icon
Corning
GLW
+$4.35M
4
POR icon
Portland General Electric
POR
+$4.03M
5
IDA icon
Idacorp
IDA
+$3.22M

Sector Composition

Rank Sector Weight
1 Healthcare 27.64%
2 Industrials 19.25%
3 Technology 17.52%
4 Utilities 10.49%
5 Energy 8.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
1
Johnson & Johnson
JNJ
$646B
$29.1M 6.83%
269,165
-5,567
-2% -$576K
GLW icon
2
Corning
GLW
$128B
$19.4M 4.56%
929,345
-234,574
-20% -$4.35M
XOM icon
3
ExxonMobil
XOM
$644B
$16.8M 3.94%
200,782
-8,397
-4% -$672K
EMR icon
4
Emerson Electric
EMR
$86.6B
$16.2M 3.81%
298,688
-17,155
-5% -$827K
GVA icon
5
Granite Construction
GVA
$5.44B
$15M 3.53%
314,477
-7,625
-2% -$310K
PFE icon
6
Pfizer
PFE
$159B
$14.7M 3.44%
521,965
+30,293
+6% +$865K
SLB icon
7
SLB Ltd
SLB
$85.1B
$13.2M 3.09%
178,506
+14,462
+9% +$1.02M
MRK icon
8
Merck
MRK
$366B
$11.9M 2.8%
236,504
+2,976
+1% +$146K
INTC icon
9
Intel
INTC
$473B
$11.4M 2.68%
352,825
-18,850
-5% -$578K
LNN icon
10
Lindsay Corp
LNN
$1.16B
$11.2M 2.63%
156,382
+2,682
+2% +$192K
GXP
11
DELISTED
Great Plains Energy Incorporated
GXP
$9.66M 2.27%
299,520
-9,975
-3% -$290K
BCE icon
12
BCE
BCE
$21.9B
$9.38M 2.2%
205,928
-3,350
-2% -$140K
BMY icon
13
Bristol-Myers Squibb
BMY
$136B
$9.22M 2.16%
144,334
-5,030
-3% -$317K
WMT icon
14
Walmart Inc
WMT
$820B
$9.09M 2.13%
398,100
-4,950
-1% -$109K
AMAT icon
15
Applied Materials
AMAT
$366B
$8.38M 1.97%
395,610
-6,650
-2% -$121K
IBM icon
16
IBM
IBM
$222B
$8.15M 1.91%
56,316
-17,259
-23% -$2.2M
GSK icon
17
GSK
GSK
$102B
$7.88M 1.85%
155,500
-24,864
-14% -$1.24M
HON icon
18
Honeywell
HON
$68.9B
$7.21M 1.69%
71,558
-6,543
-8% -$613K
AZTA icon
19
Azenta
AZTA
$1.44B
$6.72M 1.58%
646,015
-56,575
-8% -$540K
MSFT icon
20
Microsoft
MSFT
$3.81T
$6.35M 1.49%
115,017
-4,800
-4% -$252K
EXC icon
21
Exelon
EXC
$45.3B
$6.33M 1.48%
247,425
-9,253
-4% -$207K
TT icon
22
Trane Technologies
TT
$98.8B
$6.31M 1.48%
101,704
-2,516
-2% -$137K
GM icon
23
General Motors
GM
$75.7B
$6.29M 1.47%
199,962
+98,350
+97% +$2.96M
OTTR icon
24
Otter Tail
OTTR
$3.81B
$6.1M 1.43%
205,914
-1,750
-0.8% -$48K
NEE icon
25
NextEra Energy
NEE
$171B
$5.6M 1.31%
189,340
-5,400
-3% -$152K
1
2 3 4 5

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John G. Ullman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, John G. Ullman & Associates held 120 positions worth $426M, down 5.8% from $453M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates withdrew a net $45.8M in Q1 2016, closing 15 positions and reducing 59 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in DST Systems Inc. worth $1.5M.

  • John G. Ullman & Associates's largest Q1 2016 buy was DST Systems Inc.: 26,700 shares worth $1.5M.
  • John G. Ullman & Associates added most to General Motors in Q1 2016, an estimated $2.96M increase.
  • John G. Ullman & Associates's biggest Q1 2016 reduction was Coca-Cola, cutting an estimated $16.3M.
  • John G. Ullman & Associates fully exited State Street SPDR S&P Regional Banking ETF in Q1 2016, selling an estimated $2.35M.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $426M portfolio in Q1 2016.
  • John G. Ullman & Associates opened 5 new positions and closed 15 in Q1 2016.
  • John G. Ullman & Associates's portfolio value fell 5.8% quarter-over-quarter to $426M.

Based on John G. Ullman & Associates's 13F filing for Q1 2016, filed 27 Apr 2016.