John G. Ullman & Associates’s iShares MSCI China Small-Cap ETF ECNS Stock Holding History

John G. Ullman & Associates’s Portfolio ECNS Stock Details ECNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-16,400	Closed	-$949K	–	126
2015 Q2	$949K	Sell	16,400 -1,900	-10%	-$117K	0.18%	104
2015 Q1	$884K	Sell	18,300 -200	-1%	-$9.05K	0.17%	105
2014 Q4	$839K	Buy	18,500 +100	+0.5%	+$4.69K	0.16%	105
2014 Q3	$872K	Sell	18,400 -200	-1%	-$9.58K	0.17%	112
2014 Q2	$847K	Hold	18,600	–	–	0.15%	112
2014 Q1	$860K	Hold	18,600	–	–	0.16%	108
2013 Q4	$864K	Sell	18,600 -800	-4%	-$36.4K	0.16%	108
2013 Q3	$840K	Sell	19,400 -300	-2%	-$12.6K	0.17%	111
2013 Q2	$788K	Buy	+19,700	New	+$848K	0.16%	107

Other funds holding ECNS

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

John G. Ullman & Associates's ECNS Position: Q3 2015 in Review

John G. Ullman & Associates sold out of iShares MSCI China Small-Cap ETF (ECNS) in Q3 2015, closing a stake of 16,400 shares — an estimated $949K sold.

John G. Ullman & Associates first reported a position in ECNS in Q2 2013 and held it in 9 quarters. The position peaked at $949K in Q2 2015. 13 funds tracked by Wall St. Rank hold ECNS as of Q3 2015.

John G. Ullman & Associates reported no remaining iShares MSCI China Small-Cap ETF position as of Q3 2015 after selling out during the quarter.
John G. Ullman & Associates sold 16,400 iShares MSCI China Small-Cap ETF shares in Q3 2015, an estimated $949K.
John G. Ullman & Associates first reported a position in iShares MSCI China Small-Cap ETF in Q2 2013 and held it in 9 quarters.
John G. Ullman & Associates's iShares MSCI China Small-Cap ETF position peaked at $949K in Q2 2015.
13 funds tracked by Wall St. Rank held iShares MSCI China Small-Cap ETF as of Q3 2015.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.