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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$540M
AUM Growth
+$16M
Cap. Flow
-$480K
Cap. Flow %
-0.09%
Top 10 Hldgs %
32.13%
Holding
156
New
7
Increased
37
Reduced
92
Closed
9

Top Buys

Rank Stock Value
1
DO
Diamond Offshore Drilling
DO
+$2.64M
2
CSCO icon
Cisco
CSCO
+$2.27M
3
GE icon
GE Aerospace
GE
+$2.18M
4
LXFR icon
Luxfer Holdings
LXFR
+$2.16M
5
ADT
ADT Corp
ADT
+$1.59M

Top Sells

Rank Stock Value
1
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$3.34M
2
IDA icon
Idacorp
IDA
+$2.37M
3
GLW icon
Corning
GLW
+$1.85M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.79M
5
TXN icon
Texas Instruments
TXN
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 25.26%
2 Industrials 18.07%
3 Technology 17.7%
4 Energy 9.25%
5 Utilities 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
101
Scotiabank
BNS
$107B
$1.05M 0.2%
19,533
-1,184
-6% -$63.4K
CVGW
102
DELISTED
Calavo Growers
CVGW
$1.03M 0.19%
29,030
-1,420
-5% -$45K
TTEK icon
103
Tetra Tech
TTEK
$8.49B
$976K 0.18%
164,905
-9,000
-5% -$52.4K
PEP icon
104
PepsiCo
PEP
$190B
$973K 0.18%
11,653
+2,400
+26% +$195K
ROP icon
105
Roper Technologies
ROP
$38.8B
$942K 0.17%
7,059
-500
-7% -$68.1K
HDNG
106
DELISTED
Hardinge Inc
HDNG
$893K 0.17%
62,006
+2,600
+4% +$37K
TEL icon
107
TE Connectivity
TEL
$59.6B
$891K 0.17%
14,800
-1,200
-8% -$68.8K
ECNS icon
108
iShares MSCI China Small-Cap ETF
ECNS
$64.9M
$860K 0.16%
18,600
– –
CHXX
109
DELISTED
EGSHARES CHINA INFRASTRUCTURE ETF
CHXX
$820K 0.15%
49,450
-7,200
-13% -$120K
SWZ
110
Swiss Helvetia Fund
SWZ
$76.5M
$777K 0.14%
54,000
-1,550
-3% -$22K
MOS icon
111
The Mosaic Company
MOS
$7.03B
$720K 0.13%
14,400
-500
-3% -$23.8K
HAL icon
112
Halliburton
HAL
$26.9B
$707K 0.13%
12,000
-200
-2% -$10.7K
PWE
113
DELISTED
Penn West Energy Petroleum Ltd
PWE
$671K 0.12%
80,305
-9,000
-10% -$72.7K
GXC icon
114
State Street SPDR S&P China ETF
GXC
$462M
$669K 0.12%
9,200
-200
-2% -$14.6K
MKSI icon
115
MKS Inc
MKSI
$20.1B
$656K 0.12%
21,950
-1,000
-4% -$30K
CHMG icon
116
Chemung Financial Corp
CHMG
$393M
$614K 0.11%
22,642
-1,500
-6% -$46.1K
NSLR
117
Neostellar Capital Corp
NSLR
$269M
$609K 0.11%
92,560
-16,171
-15% -$131K
VNM icon
118
VanEck Vietnam ETF
VNM
$491M
$609K 0.11%
28,100
– –
BSV icon
119
Vanguard Short-Term Bond ETF
BSV
$44.7B
$607K 0.11%
7,580
+145
+2% +$11.6K
CVE icon
120
Cenovus Energy
CVE
$55.7B
$584K 0.11%
20,166
-700
-3% -$18.7K
CVD
121
DELISTED
COVANCE INC.
CVD
$476K 0.09%
4,580
-96
-2% -$9.51K
SU icon
122
Suncor Energy
SU
$79.4B
$454K 0.08%
12,992
-2,620
-17% -$87.3K
ALLE icon
123
Allegion
ALLE
$13.4B
$385K 0.07%
7,387
-3,656
-33% -$184K
REGN icon
124
Regeneron Pharmaceuticals
REGN
$78.5B
$380K 0.07%
1,265
-100
-7% -$30.8K
T icon
125
AT&T
T
$159B
$374K 0.07%
14,116
– –
3 4
5
6 7

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q1 2014 Portfolio in Review

As of Q1 2014, John G. Ullman & Associates held 156 positions worth $540M, up 3.1% from $524M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q1 2014 filing shows 7 new, 37 increased, 92 reduced and 9 closed positions. Its largest new stake was Diamond Offshore Drilling: 53,600 shares worth $2.61M. The largest sale was ZOLTEK COMPANIES INC, an estimated $3.34M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q1 2014 buy was Diamond Offshore Drilling: 53,600 shares worth $2.61M.
  • John G. Ullman & Associates added most to Cisco in Q1 2014, an estimated $2.27M increase.
  • John G. Ullman & Associates's biggest Q1 2014 reduction was Idacorp, cutting an estimated $2.37M.
  • John G. Ullman & Associates fully exited ZOLTEK COMPANIES INC in Q1 2014, selling an estimated $3.34M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $540M portfolio in Q1 2014.
  • John G. Ullman & Associates opened 7 new positions and closed 9 in Q1 2014.
  • John G. Ullman & Associates's portfolio value rose 3.1% quarter-over-quarter to $540M.

Based on John G. Ullman & Associates's 13F filing for Q1 2014, filed 7 May 2014.