John G. Ullman & Associates’s First Trust Global Wind Energy ETF FAN Stock Holding History

John G. Ullman & Associates’s Portfolio FAN Stock Details FAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-15,200	Closed	-$203K	–	149
2019 Q2	$203K	Hold	15,200	–	–	0.04%	143
2019 Q1	$198K	Hold	15,200	–	–	0.04%	126
2018 Q4	$174K	Sell	15,200 -800	-5%	-$9.38K	0.04%	125
2018 Q3	$199K	Hold	16,000	–	–	0.04%	127
2018 Q2	$202K	Hold	16,000	–	–	0.04%	111
2018 Q1	$214K	Buy	16,000 +200	+1%	+$2.67K	0.04%	109
2017 Q4	$209K	Buy	+15,800	New	+$205K	0.04%	111

Other funds holding FAN

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PCTC

Perkins Coie Trust Company Seattle, Washington $603M AUM 23.96% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

John G. Ullman & Associates's FAN Position: Q3 2019 in Review

John G. Ullman & Associates sold out of First Trust Global Wind Energy ETF (FAN) in Q3 2019, closing a stake of 15,200 shares — an estimated $203K sold.

John G. Ullman & Associates first reported a position in FAN in Q4 2017 and held it in 7 quarters. The position peaked at $214K in Q1 2018. 43 funds tracked by Wall St. Rank hold FAN as of Q3 2019.

John G. Ullman & Associates reported no remaining First Trust Global Wind Energy ETF position as of Q3 2019 after selling out during the quarter.
John G. Ullman & Associates sold 15,200 First Trust Global Wind Energy ETF shares in Q3 2019, an estimated $203K.
John G. Ullman & Associates first reported a position in First Trust Global Wind Energy ETF in Q4 2017 and held it in 7 quarters.
John G. Ullman & Associates's First Trust Global Wind Energy ETF position peaked at $214K in Q1 2018.
43 funds tracked by Wall St. Rank held First Trust Global Wind Energy ETF as of Q3 2019.

Based on John G. Ullman & Associates's 13F filing for Q3 2019, filed 21 Oct 2019.