Jim Simons’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Jim Simons’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$451K	Sell	18,200 -10,200	-36%	-$256K	﹤0.01%	2646
2025 Q4	$715K	Sell	28,400 -366,800	-93%	-$9.25M	﹤0.01%	2429
2025 Q3	$9.95M	Sell	395,200 -178,033	-31%	-$4.45M	0.01%	1096
2025 Q2	$14.3M	Buy	573,233 +62,833	+12%	+$1.55M	0.02%	871
2025 Q1	$12.6M	Buy	510,400 +428,339	+522%	+$10.6M	0.02%	881
2024 Q4	$2.02M	Sell	82,061 -280,010	-77%	-$6.94M	﹤0.01%	2045
2024 Q3	$9.1M	Buy	362,071 +224,671	+164%	+$5.6M	0.01%	1086
2024 Q2	$3.36M	Buy	137,400 +12,100	+10%	+$295K	0.01%	1557
2024 Q1	$3.08M	Buy	125,300 +62,200	+99%	+$1.53M	﹤0.01%	1754
2023 Q4	$1.56M	Buy	+63,100	New	+$1.52M	﹤0.01%	2103
2023 Q3	–	Sell	-109,700	Closed	-$2.65M	–	4126
2023 Q2	$2.65M	Buy	109,700 +37,700	+52%	+$918K	﹤0.01%	1819
2023 Q1	$1.74M	Buy	+72,000	New	+$1.75M	﹤0.01%	2109

Other funds holding UCON

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Jim Simons's UCON Position: Q1 2026 in Review

Jim Simons reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 36% in Q1 2026, selling an estimated $256K and leaving 18,200 shares worth $451K. The position accounts for ﹤0.01% of the portfolio, ranked #2646.

Jim Simons first reported a position in UCON in Q1 2023 and has held it in 12 quarters since. The position peaked at $14.3M in Q2 2025. 276 funds tracked by Wall St. Rank hold UCON as of Q1 2026.

Jim Simons held 18,200 shares of First Trust Smith Unconstrained Bond ETF worth $451K as of Q1 2026.
Jim Simons sold 10,200 First Trust Smith Unconstrained Bond ETF shares in Q1 2026, an estimated $256K.
First Trust Smith Unconstrained Bond ETF made up ﹤0.01% of Jim Simons's portfolio in Q1 2026, its #2646 holding.
Jim Simons first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2023 and has held it in 12 quarters since.
Jim Simons's First Trust Smith Unconstrained Bond ETF position peaked at $14.3M in Q2 2025.
276 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2026.

Based on Renaissance Technologies's 13F filing for Q1 2026, filed 14 May 2026.