Jim Simons
UCON icon

Jim Simons’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Jim Simons’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-18,200
Closed -$451K – 3628
2026
Q1 		$451K Sell
18,200
-10,200
-36% -$256K ﹤0.01% 2646
2025
Q4 		$715K Sell
28,400
-366,800
-93% -$9.25M ﹤0.01% 2429
2025
Q3 		$10M Sell
395,200
-178,033
-31% -$4.45M 0.01% 1096
2025
Q2 		$14.3M Buy
573,233
+62,833
+12% +$1.55M 0.02% 871
2025
Q1 		$12.6M Buy
510,400
+428,339
+522% +$10.6M 0.02% 881
2024
Q4 		$2.02M Sell
82,061
-280,010
-77% -$6.94M ﹤0.01% 2045
2024
Q3 		$9.1M Buy
362,071
+224,671
+164% +$5.6M 0.01% 1086
2024
Q2 		$3.36M Buy
137,400
+12,100
+10% +$295K 0.01% 1557
2024
Q1 		$3.08M Buy
125,300
+62,200
+99% +$1.53M ﹤0.01% 1754
2023
Q4 		$1.56M Buy
+63,100
New +$1.52M ﹤0.01% 2103
2023
Q3 		– Sell
-109,700
Closed -$2.65M – 4126
2023
Q2 		$2.65M Buy
109,700
+37,700
+52% +$918K ﹤0.01% 1819
2023
Q1 		$1.74M Buy
+72,000
New +$1.75M ﹤0.01% 2109

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Harbour Investments
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Jim Simons's UCON Position: Q2 2026 in Review

Jim Simons sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q2 2026, closing a stake of 18,200 shares — an estimated $451K sold.

Jim Simons first reported a position in UCON in Q1 2023 and held it in 12 quarters. The position peaked at $14.3M in Q2 2025. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

  • Jim Simons reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q2 2026 after selling out during the quarter.
  • Jim Simons sold 18,200 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $451K.
  • Jim Simons first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2023 and held it in 12 quarters.
  • Jim Simons's First Trust Smith Unconstrained Bond ETF position peaked at $14.3M in Q2 2025.
  • 273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on Renaissance Technologies's 13F filing for Q2 2026, filed 13 Aug 2026.