JG
SNLN

Jefferies Group’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Jefferies Group’s Portfolio SNLN Stock Details SNLN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-15,176
Closed -$302K – 2575
2014
Q2 		$302K Sell
15,176
-90,894
-86% -$1.81M 0.01% 1529
2014
Q1 		$2.11M Sell
106,070
-63,468
-37% -$1.27M 0.09% 590
2013
Q4 		$3.38M Buy
169,538
+23,804
+16% +$476K 0.14% 416
2013
Q3 		$2.9M Buy
145,734
+58,493
+67% +$1.17M 0.12% 478
2013
Q2 		$1.74M Buy
+87,241
New +$1.76M 0.09% 566

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HCMT
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HighTower Advisors
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Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return
TD Asset Management
TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return