TD Asset Management’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-51,800	Closed	-$961K	–	1386
2017 Q1	$961K	Sell	51,800 -18,600	-26%	-$347K	﹤0.01%	1051
2016 Q4	$1.32M	Hold	70,400	–	–	﹤0.01%	953
2016 Q3	$1.31M	Hold	70,400	–	–	﹤0.01%	953
2016 Q2	$1.29M	Hold	70,400	–	–	﹤0.01%	921
2016 Q1	$1.28M	Hold	70,400	–	–	﹤0.01%	920
2015 Q4	$1.27M	Sell	70,400 -3,000	-4%	-$54.8K	﹤0.01%	907
2015 Q3	$1.36M	Sell	73,400 -5,600	-7%	-$106K	﹤0.01%	875
2015 Q2	$1.52M	Hold	79,000	–	–	﹤0.01%	894
2015 Q1	$1.53M	Hold	79,000	–	–	﹤0.01%	869
2014 Q4	$1.52M	Hold	79,000	–	–	﹤0.01%	875
2014 Q3	$1.54M	Sell	79,000 -9,700	-11%	-$192K	﹤0.01%	857
2014 Q2	$1.77M	Sell	88,700 -10,000	-10%	-$199K	﹤0.01%	844
2014 Q1	$1.97M	Sell	98,700 -124,000	-56%	-$2.48M	﹤0.01%	825
2013 Q4	$4.44M	Sell	222,700 -80,400	-27%	-$1.61M	0.01%	657
2013 Q3	$6.04M	Buy	303,100 +3,500	+1%	+$70.2K	0.01%	566
2013 Q2	$5.98M	Buy	+299,600	New	+$6.06M	0.01%	531