TD Asset Management’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

TD Asset Management’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-51,800	Closed	-$961K	–	1386
2017 Q1	$961K	Sell	51,800 -18,600	-26%	-$347K	﹤0.01%	1051
2016 Q4	$1.32M	Hold	70,400	–	–	﹤0.01%	953
2016 Q3	$1.31M	Hold	70,400	–	–	﹤0.01%	953
2016 Q2	$1.29M	Hold	70,400	–	–	﹤0.01%	921
2016 Q1	$1.28M	Hold	70,400	–	–	﹤0.01%	920
2015 Q4	$1.27M	Sell	70,400 -3,000	-4%	-$54.8K	﹤0.01%	907
2015 Q3	$1.36M	Sell	73,400 -5,600	-7%	-$106K	﹤0.01%	875
2015 Q2	$1.52M	Hold	79,000	–	–	﹤0.01%	894
2015 Q1	$1.53M	Hold	79,000	–	–	﹤0.01%	869
2014 Q4	$1.52M	Hold	79,000	–	–	﹤0.01%	875
2014 Q3	$1.54M	Sell	79,000 -9,700	-11%	-$192K	﹤0.01%	857
2014 Q2	$1.77M	Sell	88,700 -10,000	-10%	-$199K	﹤0.01%	844
2014 Q1	$1.97M	Sell	98,700 -124,000	-56%	-$2.48M	﹤0.01%	825
2013 Q4	$4.44M	Sell	222,700 -80,400	-27%	-$1.61M	0.01%	657
2013 Q3	$6.04M	Buy	303,100 +3,500	+1%	+$70.2K	0.01%	566
2013 Q2	$5.98M	Buy	+299,600	New	+$6.06M	0.01%	531

Other funds holding SNLN

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

DCM

Dearborn Capital Management Chicago, Illinois $41.6M AUM 2.79% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

TD Asset Management's SNLN Position: Q2 2017 in Review

TD Asset Management sold out of Highland/iBoxx Senior Loan ETF (SNLN) in Q2 2017, closing a stake of 51,800 shares — an estimated $961K sold.

TD Asset Management first reported a position in SNLN in Q2 2013 and held it in 16 quarters. The position peaked at $6.04M in Q3 2013. 63 funds tracked by Wall St. Rank hold SNLN as of Q2 2017.

TD Asset Management reported no remaining Highland/iBoxx Senior Loan ETF position as of Q2 2017 after selling out during the quarter.
TD Asset Management sold 51,800 Highland/iBoxx Senior Loan ETF shares in Q2 2017, an estimated $961K.
TD Asset Management first reported a position in Highland/iBoxx Senior Loan ETF in Q2 2013 and held it in 16 quarters.
TD Asset Management's Highland/iBoxx Senior Loan ETF position peaked at $6.04M in Q3 2013.
63 funds tracked by Wall St. Rank held Highland/iBoxx Senior Loan ETF as of Q2 2017.

Based on TD Asset Management's 13F filing for Q2 2017, filed 1 Aug 2017.