Jefferies Group’s New Mountain Finance NMFC Stock Holding History

Jefferies Group’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-878	Closed	-$13K	–	2783
2015 Q2	$13K	Buy	+878	New	+$13K	﹤0.01%	2735
2014 Q3	–	Sell	-21,101	Closed	-$313K	–	2334
2014 Q2	$313K	Buy	+21,101	New	+$302K	﹤0.01%	1510
2013 Q4	–	Sell	-14,677	Closed	-$211K	–	2136
2013 Q3	$211K	Buy	14,677 +14,388	+4,979%	+$209K	﹤0.01%	1592
2013 Q2	$4K	Buy	+289	New	+$4.27K	﹤0.01%	1786

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Aviva London, United Kingdom $59.6B AUM 28.44% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jefferies Group's NMFC Position: Q3 2015 in Review

Jefferies Group sold out of New Mountain Finance (NMFC) in Q3 2015, closing a stake of 878 shares — an estimated $13K sold.

Jefferies Group first reported a position in NMFC in Q2 2013 and held it in 4 quarters. The position peaked at $313K in Q2 2014. 102 funds tracked by Wall St. Rank hold NMFC as of Q3 2015.

Jefferies Group reported no remaining New Mountain Finance position as of Q3 2015 after selling out during the quarter.
Jefferies Group sold 878 New Mountain Finance shares in Q3 2015, an estimated $13K.
Jefferies Group first reported a position in New Mountain Finance in Q2 2013 and held it in 4 quarters.
Jefferies Group's New Mountain Finance position peaked at $313K in Q2 2014.
102 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2015.

Based on Jefferies Group's 13F filing for Q3 2015, filed 13 Nov 2015.