Jeff Yass’s ISHARES ENHANCED U.S. SMALL CAP ETF IESM Stock Holding History

Jeff Yass’s Portfolio IESM Stock Details IESM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-26,104	Closed	-$799K	–	9919
2016 Q1	$799K	Buy	26,104 +7,813	+43%	+$222K	﹤0.01%	5537
2015 Q4	$542K	Sell	18,291 -16,462	-47%	-$504K	﹤0.01%	6604
2015 Q3	$1.01M	Buy	+34,753	New	+$1.07M	﹤0.01%	5721
2015 Q2	–	Sell	-23,168	Closed	-$755K	–	10733
2015 Q1	$755K	Buy	23,168 +9,543	+70%	+$305K	﹤0.01%	6318
2014 Q4	$435K	Buy	+13,625	New	+$418K	﹤0.01%	7489
2014 Q3	–	Sell	-40,682	Closed	-$1.25M	–	10373
2014 Q2	$1.25M	Buy	40,682 +15,427	+61%	+$460K	﹤0.01%	5574
2014 Q1	$771K	Buy	+25,255	New	+$759K	﹤0.01%	5984

Other funds holding IESM

Efficient Advisors Mason, Ohio $1.41B AUM 13.81% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

Jeff Yass's IESM Position: Q2 2016 in Review

Jeff Yass sold out of ISHARES ENHANCED U.S. SMALL CAP ETF (IESM) in Q2 2016, closing a stake of 26,104 shares — an estimated $799K sold.

Jeff Yass first reported a position in IESM in Q1 2014 and held it in 7 quarters. The position peaked at $1.25M in Q2 2014. 10 funds tracked by Wall St. Rank hold IESM as of Q2 2016.

Jeff Yass reported no remaining ISHARES ENHANCED U.S. SMALL CAP ETF position as of Q2 2016 after selling out during the quarter.
Jeff Yass sold 26,104 ISHARES ENHANCED U.S. SMALL CAP ETF shares in Q2 2016, an estimated $799K.
Jeff Yass first reported a position in ISHARES ENHANCED U.S. SMALL CAP ETF in Q1 2014 and held it in 7 quarters.
Jeff Yass's ISHARES ENHANCED U.S. SMALL CAP ETF position peaked at $1.25M in Q2 2014.
10 funds tracked by Wall St. Rank held ISHARES ENHANCED U.S. SMALL CAP ETF as of Q2 2016.

Based on Susquehanna International Group's 13F filing for Q2 2016, filed 15 Aug 2016.