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Horizon Kinetics Portfolio holdings

AUM $3.06B
1-Year Est. Return 5.37%
This Fund
S&P 500
This Quarter Est. Return
+10.71%
1 Year Est. Return
+5.37%
3 Year Est. Return
+65.64%
5 Year Est. Return
+75.06%
10 Year Est. Return
–
AUM
$7.92B
AUM Growth
+$624M
Cap. Flow
-$1.66M
Cap. Flow %
-0.02%
Top 10 Hldgs %
47.13%
Holding
566
New
25
Increased
228
Reduced
180
Closed
29

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$228M
2
SHLD
Sears Holding Corporation
SHLD
+$32.4M
3
XXV
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
+$13M
4
STRZA
Starz - Series A
STRZA
+$11.4M
5
TPL icon
Texas Pacific Land
TPL
+$10.3M

Top Sells

Rank Stock Value
1
FCE.A
Forest City Realty Trust, Inc.
FCE.A
+$25.6M
2
JEF icon
Jefferies Financial Group
JEF
+$24.2M
3
BN icon
Brookfield
BN
+$23.5M
4
AN icon
AutoNation
AN
+$23M
5
FWONA icon
Liberty Media Series A
FWONA
+$20.1M

Sector Composition

Rank Sector Weight
1 Communication Services 28.43%
2 Consumer Discretionary 20.01%
3 Financials 13.35%
4 Real Estate 12.65%
5 Energy 9.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
476
ConocoPhillips
COP
$169B
$230K ﹤0.01%
3,254
– –
MFIC icon
477
MidCap Financial Investment
MFIC
$745M
$227K ﹤0.01%
8,933
– –
T icon
478
AT&T
T
$183B
$227K ﹤0.01%
+8,544
New +$225K
DVM
479
DELISTED
COHEN & STEERS DIV MAJORS FUND INC
DVM
$221K ﹤0.01%
15,136
-983
-6% -$13.9K
CL icon
480
Colgate-Palmolive
CL
$69.3B
$218K ﹤0.01%
3,344
-2,020
-38% -$129K
CVE icon
481
Cenovus Energy
CVE
$62.4B
$215K ﹤0.01%
+7,510
New +$219K
LEO
482
BNY Mellon Strategic Municipals
LEO
$363M
$214K ﹤0.01%
28,207
-11,311
-29% -$87.1K
MDR
483
DELISTED
McDermott International
MDR
$214K ﹤0.01%
7,794
+2,278
+41% +$53.3K
EQNR icon
484
Equinor
EQNR
$108B
$212K ﹤0.01%
+8,800
New +$203K
NIM icon
485
Nuveen Select Maturities Municipal Fund
NIM
$112M
$207K ﹤0.01%
+21,500
New +$208K
POST icon
486
Post Holdings
POST
$3.5B
$202K ﹤0.01%
+6,254
New +$184K
SMMU icon
487
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.18B
$201K ﹤0.01%
4,000
– –
MYF
488
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$191K ﹤0.01%
13,900
-5,700
-29% -$76.9K
EIM
489
Eaton Vance Municipal Bond Fund
EIM
$471M
$182K ﹤0.01%
16,100
+432
+3% +$4.82K
MHI
490
DELISTED
Pioneer Municipal High Income Fund
MHI
$177K ﹤0.01%
13,000
– –
NZH
491
DELISTED
Nuveen Calif Div
NZH
$173K ﹤0.01%
15,119
– –
CCA
492
DELISTED
MFS California Municipal Fund
CCA
$171K ﹤0.01%
17,122
– –
MHY
493
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$167K ﹤0.01%
29,400
– –
SCU
494
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$166K ﹤0.01%
1,120
– –
MUS
495
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$165K ﹤0.01%
13,887
– –
FMY
496
First Trust Mortgage Income Fund
FMY
$47.5M
$159K ﹤0.01%
+10,198
New +$159K
TMQ
497
Trilogy Metals
TMQ
$546M
$148K ﹤0.01%
97,459
-962
-1% -$1.72K
PYN
498
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$147K ﹤0.01%
17,000
– –
AFB
499
AllianceBernstein National Municipal Income Fund
AFB
$293M
$146K ﹤0.01%
11,689
-1,087
-9% -$13.7K
MUI
500
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$143K ﹤0.01%
10,308
– –
18 19
20
21 22

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Horizon Kinetics's Q4 2013 Portfolio in Review

As of Q4 2013, Horizon Kinetics held 566 positions worth $7.92B, up 8.6% from $7.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Horizon Kinetics's Q4 2013 filing shows 25 new, 228 increased, 180 reduced and 29 closed positions. Its largest new stake was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M. The largest sale was Forest City Realty Trust, Inc., an estimated $25.6M.

By sector, the portfolio is most concentrated in Communication Services at 28% of assets, down from 29% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Horizon Kinetics's largest Q4 2013 buy was IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN: 337,400 shares worth $14.4M.
  • Horizon Kinetics added most to Mastercard in Q4 2013, an estimated $228M increase.
  • Horizon Kinetics's biggest Q4 2013 reduction was Forest City Realty Trust, Inc., cutting an estimated $25.6M.
  • Horizon Kinetics fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $11.3M.
  • Horizon Kinetics's ten largest holdings make up 47% of its $7.92B portfolio in Q4 2013.
  • Horizon Kinetics opened 25 new positions and closed 29 in Q4 2013.
  • Horizon Kinetics's portfolio value rose 8.6% quarter-over-quarter to $7.92B.

Based on Horizon Kinetics's 13F filing for Q4 2013, filed 13 Feb 2014.