Horizon Kinetics’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Horizon Kinetics’s Portfolio SMMU Stock Details SMMU Fund Activity

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Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell
2014 Q2	$202K	Hold
2014 Q1	$201K	Hold
2013 Q4	$201K	Hold
2013 Q3	$200K	Hold
2013 Q2	$201K	Buy