Horizon Kinetics’s PIMCO New York Municipal Income Fund III PYN Stock Holding History

Horizon Kinetics’s Portfolio PYN Stock Details PYN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-14,800	Closed	-$140K	–	534
2014 Q3	$140K	Hold	14,800	–	–	﹤0.01%	499
2014 Q2	$143K	Hold	14,800	–	–	﹤0.01%	510
2014 Q1	$137K	Sell	14,800 -2,200	-13%	-$19.8K	﹤0.01%	514
2013 Q4	$147K	Hold	17,000	–	–	﹤0.01%	518
2013 Q3	$158K	Sell	17,000 -122	-0.7%	-$1.12K	﹤0.01%	511
2013 Q2	$163K	Buy	+17,122	New	+$171K	﹤0.01%	422

Other funds holding PYN

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Horizon Kinetics's PYN Position: Q4 2014 in Review

Horizon Kinetics sold out of PIMCO New York Municipal Income Fund III (PYN) in Q4 2014, closing a stake of 14,800 shares — an estimated $140K sold.

Horizon Kinetics first reported a position in PYN in Q2 2013 and held it in 6 quarters. The position peaked at $163K in Q2 2013. 10 funds tracked by Wall St. Rank hold PYN as of Q4 2014.

Horizon Kinetics reported no remaining PIMCO New York Municipal Income Fund III position as of Q4 2014 after selling out during the quarter.
Horizon Kinetics sold 14,800 PIMCO New York Municipal Income Fund III shares in Q4 2014, an estimated $140K.
Horizon Kinetics first reported a position in PIMCO New York Municipal Income Fund III in Q2 2013 and held it in 6 quarters.
Horizon Kinetics's PIMCO New York Municipal Income Fund III position peaked at $163K in Q2 2013.
10 funds tracked by Wall St. Rank held PIMCO New York Municipal Income Fund III as of Q4 2014.

Based on Horizon Kinetics's 13F filing for Q4 2014, filed 17 Feb 2015.