Horizon Kinetics’s Sculptor Capital Management, Inc. Class A Common Stock SCU Stock Holding History

Horizon Kinetics’s Portfolio SCU Stock Details SCU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,120	Closed	-$131K	–	538
2014 Q4	$131K	Hold	1,120	–	–	﹤0.01%	503
2014 Q3	$120K	Hold	1,120	–	–	﹤0.01%	504
2014 Q2	$155K	Hold	1,120	–	–	﹤0.01%	506
2014 Q1	$154K	Hold	1,120	–	–	﹤0.01%	507
2013 Q4	$166K	Hold	1,120	–	–	﹤0.01%	514
2013 Q3	$123K	Sell	1,120 -120	-10%	-$13.2K	﹤0.01%	521
2013 Q2	$129K	Buy	+1,240	New	+$130K	﹤0.01%	434

Other funds holding SCU

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

TCM

TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

ING Group Amsterdam, Netherlands $16.4B AUM 34.6% 1-Year Est. Return

Horizon Kinetics's SCU Position: Q1 2015 in Review

Horizon Kinetics sold out of Sculptor Capital Management, Inc. Class A Common Stock (SCU) in Q1 2015, closing a stake of 1,120 shares — an estimated $131K sold.

Horizon Kinetics first reported a position in SCU in Q2 2013 and held it in 7 quarters. The position peaked at $166K in Q4 2013. 103 funds tracked by Wall St. Rank hold SCU as of Q1 2015.

Horizon Kinetics reported no remaining Sculptor Capital Management, Inc. Class A Common Stock position as of Q1 2015 after selling out during the quarter.
Horizon Kinetics sold 1,120 Sculptor Capital Management, Inc. Class A Common Stock shares in Q1 2015, an estimated $131K.
Horizon Kinetics first reported a position in Sculptor Capital Management, Inc. Class A Common Stock in Q2 2013 and held it in 7 quarters.
Horizon Kinetics's Sculptor Capital Management, Inc. Class A Common Stock position peaked at $166K in Q4 2013.
103 funds tracked by Wall St. Rank held Sculptor Capital Management, Inc. Class A Common Stock as of Q1 2015.

Based on Horizon Kinetics's 13F filing for Q1 2015, filed 15 May 2015.