Highbridge Capital Management’s Legg Mason, Inc. LM Stock Holding History

Highbridge Capital Management’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-23,440	Closed	-$894K	–	1882
2017 Q2	$894K	Buy	+23,440	New	+$888K	0.01%	595
2017 Q1	–	Sell	-28,814	Closed	-$862K	–	1833
2016 Q4	$862K	Buy	+28,814	New	+$905K	0.02%	582
2016 Q3	–	Sell	-24,619	Closed	-$726K	–	1792
2016 Q2	$726K	Buy	+24,619	New	+$798K	0.01%	709
2015 Q2	–	Sell	-18,568	Closed	-$1.02M	–	1770
2015 Q1	$1.02M	Buy	+18,568	New	+$1.04M	0.01%	745
2013 Q3	–	Sell	-216,517	Closed	-$6.71M	–	1599
2013 Q2	$6.71M	Buy	+216,517	New	+$7.08M	0.07%	277

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Highbridge Capital Management's LM Position: Q3 2017 in Review

Highbridge Capital Management sold out of Legg Mason, Inc. (LM) in Q3 2017, closing a stake of 23,440 shares — an estimated $894K sold.

Highbridge Capital Management first reported a position in LM in Q2 2013 and held it in 5 quarters. The position peaked at $6.71M in Q2 2013. 303 funds tracked by Wall St. Rank hold LM as of Q3 2017.

Highbridge Capital Management reported no remaining Legg Mason, Inc. position as of Q3 2017 after selling out during the quarter.
Highbridge Capital Management sold 23,440 Legg Mason, Inc. shares in Q3 2017, an estimated $894K.
Highbridge Capital Management first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 5 quarters.
Highbridge Capital Management's Legg Mason, Inc. position peaked at $6.71M in Q2 2013.
303 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2017.

Based on Highbridge Capital Management's 13F filing for Q3 2017, filed 14 Nov 2017.