Highbridge Capital Management’s Capital One COF Stock Holding History

Highbridge Capital Management’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-57,169	Closed	-$5.22M	–	1678
2017 Q3	$4.84M	Buy	57,169 +27,291	+91%	+$2.25M	0.07%	302
2017 Q2	$2.47M	Sell	29,878 -59,032	-66%	-$4.8M	0.04%	402
2017 Q1	$7.7M	Buy	+88,910	New	+$7.92M	0.11%	234
2016 Q3	–	Sell	-70,433	Closed	-$4.84M	–	1359
2016 Q2	$4.47M	Buy	70,433 +56,820	+417%	+$3.96M	0.07%	279
2016 Q1	$943K	Sell	13,613 -26,707	-66%	-$1.77M	0.02%	760
2015 Q4	$2.91M	Sell	40,320 -102,699	-72%	-$7.87M	0.04%	432
2015 Q3	$10.4M	Buy	+143,019	New	+$11.5M	0.16%	175
2015 Q2	–	Sell	-147,393	Closed	-$11.6M	–	1428
2015 Q1	$11.6M	Sell	147,393 -680,028	-82%	-$53.4M	0.16%	174
2014 Q4	$68.3M	Buy	827,421 +683,774	+476%	+$55.6M	0.87%	8
2014 Q3	$11.7M	Buy	+143,647	New	+$11.7M	0.15%	174

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $21.8B AUM 23.45% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Highbridge Capital Management's COF Position: Q4 2017 in Review

Highbridge Capital Management sold out of Capital One (COF) in Q4 2017, closing a stake of 57,169 shares — an estimated $5.22M sold.

Highbridge Capital Management first reported a position in COF in Q3 2014 and held it in 10 quarters. The position peaked at $68.3M in Q4 2014. 880 funds tracked by Wall St. Rank hold COF as of Q4 2017.

Highbridge Capital Management reported no remaining Capital One position as of Q4 2017 after selling out during the quarter.
Highbridge Capital Management sold 57,169 Capital One shares in Q4 2017, an estimated $5.22M.
Highbridge Capital Management first reported a position in Capital One in Q3 2014 and held it in 10 quarters.
Highbridge Capital Management's Capital One position peaked at $68.3M in Q4 2014.
880 funds tracked by Wall St. Rank held Capital One as of Q4 2017.

Based on Highbridge Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.