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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-0.59%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$368M
AUM Growth
-$3.56M
Cap. Flow
+$349K
Cap. Flow %
0.09%
Top 10 Hldgs %
63.82%
Holding
130
New
12
Increased
43
Reduced
39
Closed
13

Top Buys

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$11.1M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.82M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$6.47M
4
IXN icon
iShares Global Tech ETF
IXN
+$6.26M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.9M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.33M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.78M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.65M
4
ESGE icon
iShares ESG Aware MSCI EM ETF
ESGE
+$5.32M
5
FCOR icon
Fidelity Corporate Bond ETF
FCOR
+$4.35M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.56%
2 Technology 2.99%
3 Industrials 1%
4 Healthcare 0.8%
5 Financials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
101
Merck
MRK
$366B
$279K 0.08%
3,710
+188
+5% +$14.3K
SO icon
102
Southern Company
SO
$102B
$279K 0.08%
4,503
+3
+0.1% +$193
WPC icon
103
W.P. Carey
WPC
$16.1B
$277K 0.08%
3,877
– –
DIA icon
104
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$271K 0.07%
800
– –
CSX icon
105
CSX Corp
CSX
$95B
$268K 0.07%
9,000
– –
GLW icon
106
Corning
GLW
$128B
$267K 0.07%
+7,304
New +$292K
DIS icon
107
Walt Disney
DIS
$187B
$263K 0.07%
1,555
– –
HD icon
108
Home Depot
HD
$329B
$263K 0.07%
800
-115
-13% -$37.8K
IBM icon
109
IBM
IBM
$222B
$243K 0.07%
1,831
– –
INTU icon
110
Intuit
INTU
$97.9B
$233K 0.06%
432
– –
AOA icon
111
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
$232K 0.06%
3,320
+342
+11% +$24.4K
MDT icon
112
Medtronic
MDT
$117B
$232K 0.06%
1,854
-161
-8% -$20.8K
BX icon
113
Blackstone
BX
$107B
$224K 0.06%
+1,922
New +$223K
NVAX icon
114
Novavax
NVAX
$1.53B
$207K 0.06%
+1,000
New +$220K
MTB icon
115
M&T Bank
MTB
$34.3B
$204K 0.06%
+1,367
New +$189K
STEW
116
SRH Total Return Fund
STEW
$1.79B
$148K 0.04%
11,299
+85
+0.8% +$1.16K
NUV icon
117
Nuveen Municipal Value Fund
NUV
$1.89B
$125K 0.03%
11,000
– –
ADP icon
118
Automatic Data Processing
ADP
$114B
– –
-1,083
Closed -$215K
BRK.B icon
119
Berkshire Hathaway Class B
BRK.B
$1.08T
– –
-1,477
Closed -$410K
CMBS icon
120
iShares CMBS ETF
CMBS
$472M
– –
-24,483
Closed -$1.33M
FCOR icon
121
Fidelity Corporate Bond ETF
FCOR
$351M
– –
-78,077
Closed -$4.35M
IEI icon
122
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-19,448
Closed -$2.54M
IWM icon
123
iShares Russell 2000 ETF
IWM
$80.8B
– –
-3,579
Closed -$821K
IYT icon
124
iShares US Transportation ETF
IYT
$2.26B
– –
-14,084
Closed -$915K
LOGI icon
125
Logitech
LOGI
$14B
– –
-2,000
Closed -$242K
2 3 4
5
6

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High Falls Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, High Falls Advisors held 130 positions worth $368M, down 0.96% from $372M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

High Falls Advisors's Q3 2021 filing shows 12 new, 43 increased, 39 reduced and 13 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 6,862 shares worth $874K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.33M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, down from 93% a quarter earlier, followed by Technology and Industrials.

  • High Falls Advisors's largest Q3 2021 buy was State Street Health Care Select Sector SPDR ETF: 6,862 shares worth $874K.
  • High Falls Advisors added most to iShares TIPS Bond ETF in Q3 2021, an estimated $11.1M increase.
  • High Falls Advisors's biggest Q3 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.33M.
  • High Falls Advisors fully exited iShares MSCI USA Momentum Factor ETF in Q3 2021, selling an estimated $5.65M.
  • High Falls Advisors's ten largest holdings make up 64% of its $368M portfolio in Q3 2021.
  • High Falls Advisors opened 12 new positions and closed 13 in Q3 2021.
  • High Falls Advisors's portfolio value fell 0.96% quarter-over-quarter to $368M.

Based on High Falls Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.