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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
-6.78%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$259M
AUM Growth
-$37.3M
Cap. Flow
-$13.2M
Cap. Flow %
-5.08%
Top 10 Hldgs %
74.53%
Holding
93
New
5
Increased
26
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$37.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.1M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$765K
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$734K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$733K

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.4M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$10.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$9.75M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.23M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$7.22M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.27%
2 Technology 1.98%
3 Financials 1%
4 Healthcare 0.92%
5 Consumer Discretionary 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
76
GE Aerospace
GE
$355B
$124K 0.05%
3,426
+68
+2% +$3.07K
NUV icon
77
Nuveen Municipal Value Fund
NUV
$1.89B
$102K 0.04%
11,000
-2,662
-19% -$24.6K
BMY icon
78
Bristol-Myers Squibb
BMY
$136B
– –
-3,570
Closed -$222K
CSX icon
79
CSX Corp
CSX
$95B
– –
-9,000
Closed -$222K
IWB icon
80
iShares Russell 1000 ETF
IWB
$49.1B
– –
-4,808
Closed -$778K
IWM icon
81
iShares Russell 2000 ETF
IWM
$80.8B
– –
-5,407
Closed -$911K
IYT icon
82
iShares US Transportation ETF
IYT
$2.26B
– –
-14,756
Closed -$755K
IYW icon
83
iShares US Technology ETF
IYW
$25.3B
– –
-4,980
Closed -$241K
KRE icon
84
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
– –
-3,607
Closed -$214K
META icon
85
Meta Platforms (Facebook)
META
$1.47T
– –
-4,000
Closed -$658K
MU icon
86
Micron Technology
MU
$1.05T
– –
-5,825
Closed -$263K
NTAP icon
87
NetApp
NTAP
$36.7B
– –
-3,303
Closed -$284K
RWX icon
88
State Street SPDR Dow Jones International Real Estate ETF
RWX
$263M
– –
-132,262
Closed -$5.06M
STZ icon
89
Constellation Brands
STZ
$22.3B
– –
-1,137
Closed -$245K
UPS icon
90
United Parcel Service
UPS
$89.6B
– –
-2,825
Closed -$330K
VGT icon
91
Vanguard Information Technology ETF
VGT
$147B
– –
-35,992
Closed -$911K
XLY icon
92
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
– –
-14,538
Closed -$852K
XRT icon
93
State Street SPDR S&P Retail ETF
XRT
$322M
– –
-15,803
Closed -$806K
1 2 3
4

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High Falls Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, High Falls Advisors held 93 positions worth $259M, down 13% from $296M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

High Falls Advisors withdrew a net $13.2M in Q4 2018, closing 16 positions and reducing 36 holdings. Its most notable exit was State Street SPDR Dow Jones International Real Estate ETF, an estimated $5.06M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in Invesco DB US Dollar Index Bullish Fund worth $727K.

  • High Falls Advisors's largest Q4 2018 buy was Invesco DB US Dollar Index Bullish Fund: 28,583 shares worth $727K.
  • High Falls Advisors added most to iShares Floating Rate Bond ETF in Q4 2018, an estimated $37.3M increase.
  • High Falls Advisors's biggest Q4 2018 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $16.4M.
  • High Falls Advisors fully exited State Street SPDR Dow Jones International Real Estate ETF in Q4 2018, selling an estimated $5.06M.
  • High Falls Advisors's ten largest holdings make up 75% of its $259M portfolio in Q4 2018.
  • High Falls Advisors opened 5 new positions and closed 16 in Q4 2018.
  • High Falls Advisors's portfolio value fell 13% quarter-over-quarter to $259M.

Based on High Falls Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.