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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+3.19%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$296M
AUM Growth
+$5.07M
Cap. Flow
-$3.17M
Cap. Flow %
-1.07%
Top 10 Hldgs %
61.02%
Holding
98
New
8
Increased
30
Reduced
38
Closed
10

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$9.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.14M
3
MBB icon
iShares MBS ETF
MBB
+$8.28M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$927K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$763K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$26.9M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$749K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$688K
4
CMI icon
Cummins
CMI
+$527K
5
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$483K

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.47%
2 Technology 2.58%
3 Financials 1.01%
4 Healthcare 0.94%
5 Industrials 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
76
Public Service Enterprise Group
PEG
$36.5B
$252K 0.09%
+4,769
New +$249K
ORCL icon
77
Oracle
ORCL
$435B
$245K 0.08%
4,759
-903
-16% -$43.9K
STZ icon
78
Constellation Brands
STZ
$22.3B
$245K 0.08%
1,137
-513
-31% -$109K
IWP icon
79
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$241K 0.08%
3,560
-2
-0.1% -$133
IYW icon
80
iShares US Technology ETF
IYW
$25.3B
$241K 0.08%
4,980
– –
DNKN
81
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$237K 0.08%
3,212
+1
+0% +$72
BMY icon
82
Bristol-Myers Squibb
BMY
$136B
$222K 0.07%
+3,570
New +$212K
CSX icon
83
CSX Corp
CSX
$95B
$222K 0.07%
+9,000
New +$214K
KRE icon
84
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
$214K 0.07%
3,607
-1,197
-25% -$74.6K
DE icon
85
Deere & Co
DE
$170B
$210K 0.07%
+1,400
New +$201K
GE icon
86
GE Aerospace
GE
$355B
$182K 0.06%
3,358
+13
+0.4% +$801
NLY icon
87
Annaly Capital Management
NLY
$17.4B
– –
0
– –
NUV icon
88
Nuveen Municipal Value Fund
NUV
$1.89B
$128K 0.04%
13,662
+26
+0.2% +$247
AMAT icon
89
Applied Materials
AMAT
$366B
– –
-6,015
Closed -$278K
CMI icon
90
Cummins
CMI
$77.8B
– –
-3,964
Closed -$527K
DUK icon
91
Duke Energy
DUK
$93.8B
– –
-2,817
Closed -$223K
EFA icon
92
iShares MSCI EAFE ETF
EFA
$79.6B
– –
-3,358
Closed -$225K
FDX icon
93
FedEx
FDX
$78.3B
– –
-971
Closed -$221K
INFY icon
94
Infosys
INFY
$48.8B
– –
-21,230
Closed -$206K
SMH icon
95
VanEck Semiconductor ETF
SMH
$65.6B
– –
-13,410
Closed -$688K
VB icon
96
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
– –
-3,101
Closed -$483K
VO icon
97
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-9,964
Closed -$393K
XLE icon
98
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
– –
-19,724
Closed -$749K
1 2 3
4

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High Falls Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, High Falls Advisors held 98 positions worth $296M, up 1.7% from $291M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

High Falls Advisors's Q3 2018 filing shows 8 new, 30 increased, 38 reduced and 10 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 10,259 shares worth $976K. The largest sale was iShares Floating Rate Bond ETF, an estimated $26.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 92% a quarter earlier, followed by Technology and Financials.

  • High Falls Advisors's largest Q3 2018 buy was State Street Health Care Select Sector SPDR ETF: 10,259 shares worth $976K.
  • High Falls Advisors added most to iShares Core US Aggregate Bond ETF in Q3 2018, an estimated $9.2M increase.
  • High Falls Advisors's biggest Q3 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $26.9M.
  • High Falls Advisors fully exited State Street Energy Select Sector SPDR ETF in Q3 2018, selling an estimated $749K.
  • High Falls Advisors's ten largest holdings make up 61% of its $296M portfolio in Q3 2018.
  • High Falls Advisors opened 8 new positions and closed 10 in Q3 2018.
  • High Falls Advisors's portfolio value rose 1.7% quarter-over-quarter to $296M.

Based on High Falls Advisors's 13F filing for Q3 2018, filed 16 Nov 2018.