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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.88%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$218M
AUM Growth
-$51M
Cap. Flow
-$51.8M
Cap. Flow %
-23.75%
Top 10 Hldgs %
70.13%
Holding
91
New
10
Increased
19
Reduced
38
Closed
13

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.83M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$608K
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$469K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$13M
3
MBB icon
iShares MBS ETF
MBB
+$12.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$11.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.77%
2 Technology 2.67%
3 Financials 1.32%
4 Energy 0.91%
5 Healthcare 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
76
American Tower
AMT
$82.1B
– –
0
– –
IWF icon
77
iShares Russell 1000 Growth ETF
IWF
$126B
$210K 0.1%
8,004
-1,200
-13% -$31.1K
OZK icon
78
Bank OZK
OZK
$5.39B
$200K 0.09%
+3,795
New +$169K
BCE icon
79
BCE
BCE
$21.9B
– –
-4,840
Closed -$223K
DIA icon
80
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
– –
-1,404
Closed -$257K
EEM icon
81
iShares MSCI Emerging Markets ETF
EEM
$31.2B
– –
-15,879
Closed -$595K
GDX icon
82
VanEck Gold Miners ETF
GDX
$31B
– –
-22,681
Closed -$599K
GOEX icon
83
Global X Gold Explorers ETF NEW
GOEX
$142M
– –
-10,055
Closed -$385K
IEF icon
84
iShares 7-10 Year Treasury Bond ETF
IEF
$42.9B
– –
-2,539
Closed -$284K
IGSB icon
85
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
– –
-5,052
Closed -$267K
KMI icon
86
Kinder Morgan
KMI
$70.3B
– –
-8,881
Closed -$205K
PHO icon
87
Invesco Water Resources ETF
PHO
$2.05B
– –
-24,988
Closed -$615K
SO icon
88
Southern Company
SO
$102B
– –
-3,987
Closed -$205K
VNQ icon
89
Vanguard Real Estate ETF
VNQ
$38.6B
– –
-7,970
Closed -$691K
WMT icon
90
Walmart Inc
WMT
$820B
– –
-12,021
Closed -$289K
XLB icon
91
State Street Materials Select Sector SPDR ETF
XLB
$8.81B
– –
-24,996
Closed -$597K
1 2 3
4

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High Falls Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, High Falls Advisors held 91 positions worth $218M, down 19% from $269M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

High Falls Advisors withdrew a net $51.8M in Q4 2016, closing 13 positions and reducing 38 holdings. Its most notable exit was Vanguard Real Estate ETF, an estimated $691K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares Core MSCI EAFE ETF worth $16.2M.

  • High Falls Advisors's largest Q4 2016 buy was iShares Core MSCI EAFE ETF: 301,542 shares worth $16.2M.
  • High Falls Advisors added most to State Street Financial Select Sector SPDR ETF in Q4 2016, an estimated $462K increase.
  • High Falls Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $13.1M.
  • High Falls Advisors fully exited Vanguard Real Estate ETF in Q4 2016, selling an estimated $691K.
  • High Falls Advisors's ten largest holdings make up 70% of its $218M portfolio in Q4 2016.
  • High Falls Advisors opened 10 new positions and closed 13 in Q4 2016.
  • High Falls Advisors's portfolio value fell 19% quarter-over-quarter to $218M.

Based on High Falls Advisors's 13F filing for Q4 2016, filed 17 Feb 2017.