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HFA

High Falls Advisors Portfolio holdings

AUM $494M Turnover 10.46%
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+1.88%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$218M
AUM Growth
-$51M
Cap. Flow
-$51.8M
Cap. Flow %
-23.75%
Top 10 Hldgs %
70.13%
Holding
91
New
10
Increased
19
Reduced
38
Closed
13
Avg Time Held
0.8 years
Top 10 Avg Time Held
0.4 years
Top 20 Avg Time Held
0.4 years

Top Buys

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$16.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.83M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$608K
5
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$469K

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.1M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$13M
3
MBB icon
iShares MBS ETF
MBB
+$12.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$11.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.77%
2 Technology 2.67%
3 Financials 1.32%
4 Energy 0.91%
5 Healthcare 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AMT icon
76
American Tower
AMT
$86.3B
– –
0
– –
2016 Q3
1 quarter
IWF icon
77
iShares Russell 1000 Growth ETF
IWF
$124B
$210K 0.1%
8,004
-1,200
-13% -$31.1K
2015 Q4
4 quarters
OZK icon
78
Bank OZK
OZK
$5.03B
$200K 0.09%
+3,795
New +$169K
2016 Q4
0 quarters
BCE icon
79
BCE
BCE
$19B
– –
-4,840
Closed -$223K –
DIA icon
80
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
– –
-1,404
Closed -$257K –
EEM icon
81
iShares MSCI Emerging Markets ETF
EEM
$29.1B
– –
-15,879
Closed -$595K –
GDX icon
82
VanEck Gold Miners ETF
GDX
$26.3B
– –
-22,681
Closed -$599K –
GOEX icon
83
Global X Gold Explorers ETF NEW
GOEX
$117M
– –
-10,055
Closed -$385K –
IEF icon
84
iShares 7-10 Year Treasury Bond ETF
IEF
$41.7B
– –
-2,539
Closed -$284K –
IGSB icon
85
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
– –
-5,052
Closed -$267K –
KMI icon
86
Kinder Morgan
KMI
$76.2B
– –
-8,881
Closed -$205K –
PHO icon
87
Invesco Water Resources ETF
PHO
$1.95B
– –
-24,988
Closed -$615K –
SO icon
88
Southern Company
SO
$105B
– –
-3,987
Closed -$205K –
VNQ icon
89
Vanguard Real Estate ETF
VNQ
$36.8B
– –
-7,970
Closed -$691K –
WMT icon
90
Walmart Inc
WMT
$943B
– –
-12,021
Closed -$289K –
XLB icon
91
State Street Materials Select Sector SPDR ETF
XLB
$8.05B
– –
-24,996
Closed -$597K –
1 2 3
4

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High Falls Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, High Falls Advisors held 91 positions worth $218M, down 19% from $269M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

High Falls Advisors withdrew a net $51.8M in Q4 2016, closing 13 positions and reducing 38 holdings. Its most notable exit was Vanguard Real Estate ETF, an estimated $691K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in iShares Core MSCI EAFE ETF worth $16.2M.

  • High Falls Advisors's largest Q4 2016 buy was iShares Core MSCI EAFE ETF: 301,542 shares worth $16.2M.
  • High Falls Advisors added most to State Street Financial Select Sector SPDR ETF in Q4 2016, an estimated $462K increase.
  • High Falls Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $13.1M.
  • High Falls Advisors fully exited Vanguard Real Estate ETF in Q4 2016, selling an estimated $691K.
  • High Falls Advisors's ten largest holdings make up 70% of its $218M portfolio in Q4 2016.
  • High Falls Advisors opened 10 new positions and closed 13 in Q4 2016.
  • High Falls Advisors's portfolio value fell 19% quarter-over-quarter to $218M.

Based on High Falls Advisors's 13F filing for Q4 2016, filed 17 Feb 2017.