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HFA

High Falls Advisors Portfolio holdings

AUM $494M
1-Year Est. Return 16.81%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+16.81%
3 Year Est. Return
+56.86%
5 Year Est. Return
+52.61%
10 Year Est. Return
+140.41%
AUM
$289M
AUM Growth
-$63.4M
Cap. Flow
-$70M
Cap. Flow %
-24.23%
Top 10 Hldgs %
64.2%
Holding
169
New
22
Increased
27
Reduced
55
Closed
26

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$21.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$20.5M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$16.7M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$12.9M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.9M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$20.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$14.7M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$14.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.41%
2 Technology 2.65%
3 Financials 1.68%
4 Healthcare 1.31%
5 Consumer Discretionary 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
76
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$309K 0.11%
10,204
-36,124
-78% -$1.02M
ORCL icon
77
Oracle
ORCL
$435B
$300K 0.1%
7,341
-2,716
-27% -$101K
IGM icon
78
iShares Expanded Tech Sector ETF
IGM
$10.6B
$293K 0.1%
15,900
-3,402
-18% -$58.6K
VUG icon
79
Vanguard Morningstar Growth ETF
VUG
$228B
$289K 0.1%
16,272
-1,032
-6% -$17.3K
BA icon
80
Boeing
BA
$166B
$288K 0.1%
+2,270
New +$282K
SLY
81
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$283K 0.1%
5,600
– –
MCD icon
82
McDonald's
MCD
$188B
$279K 0.1%
2,222
– –
NUV icon
83
Nuveen Municipal Value Fund
NUV
$1.89B
$273K 0.09%
26,073
-34,693
-57% -$355K
CVX icon
84
Chevron
CVX
$396B
$265K 0.09%
2,781
-431
-13% -$37.7K
EMN icon
85
Eastman Chemical
EMN
$8.35B
$265K 0.09%
3,673
+203
+6% +$13.3K
DUK icon
86
Duke Energy
DUK
$93.8B
$239K 0.08%
2,957
-154
-5% -$11.7K
WMT icon
87
Walmart Inc
WMT
$820B
$233K 0.08%
+10,206
New +$224K
IWF icon
88
iShares Russell 1000 Growth ETF
IWF
$126B
$230K 0.08%
9,204
-124
-1% -$2.93K
IWP icon
89
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$223K 0.08%
4,846
+4
+0.1% +$173
BCE icon
90
BCE
BCE
$21.9B
$220K 0.08%
+4,834
New +$202K
IVV icon
91
iShares Core S&P 500 ETF
IVV
$898B
$216K 0.07%
1,045
-116,520
-99% -$22.9M
IJK icon
92
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$211K 0.07%
5,200
– –
SO icon
93
Southern Company
SO
$102B
$206K 0.07%
+3,987
New +$194K
BMY icon
94
Bristol-Myers Squibb
BMY
$136B
$205K 0.07%
3,210
+4
+0.1% +$252
IWD icon
95
iShares Russell 1000 Value ETF
IWD
$84.3B
$151K 0.05%
1,533
– –
ACG
96
DELISTED
AllianceBernstein Income Fund Inc
ACG
$149K 0.05%
19,025
+86
+0.5% +$663
IYW icon
97
iShares US Technology ETF
IYW
$25.3B
$135K 0.05%
4,980
– –
IMCG icon
98
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.1B
$122K 0.04%
4,800
– –
ILCG icon
99
iShares Morningstar Growth ETF
ILCG
$3.19B
$118K 0.04%
5,000
– –
XLE icon
100
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$105K 0.04%
3,408
+1,408
+70% +$40.8K
2 3
4
5 6

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High Falls Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, High Falls Advisors held 169 positions worth $289M, down 18% from $352M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

High Falls Advisors withdrew a net $70M in Q1 2016, closing 26 positions and reducing 55 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 91% a quarter earlier, followed by Technology and Financials.

Against the trend, High Falls Advisors opened a new position in Invesco S&P 500 Equal Weight Utilities ETF worth $23.1M.

  • High Falls Advisors's largest Q1 2016 buy was Invesco S&P 500 Equal Weight Utilities ETF: 555,934 shares worth $23.1M.
  • High Falls Advisors added most to iShares 7-10 Year Treasury Bond ETF in Q1 2016, an estimated $16.7M increase.
  • High Falls Advisors's biggest Q1 2016 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.9M.
  • High Falls Advisors fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $24.8M.
  • High Falls Advisors's ten largest holdings make up 64% of its $289M portfolio in Q1 2016.
  • High Falls Advisors opened 22 new positions and closed 26 in Q1 2016.
  • High Falls Advisors's portfolio value fell 18% quarter-over-quarter to $289M.

Based on High Falls Advisors's 13F filing for Q1 2016, filed 16 May 2016.